Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Firms / O••••••••• A••••••••• I••••••••• M••••••••• L••

O••••••••• A••••••••• I••••••••• M••••••••• L••

Buyout firmLower middle marketNew York, NYSEC registered investment adviser
Classification
Class
Buyout firmconfirmed, confidence 85%
Basis
R6: 25 of 31 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
Size band
Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2024-07-02
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (confirmed, 85%, cls-pe-1)
    R6: 25 of 31 distinct vehicles are sworn P•••••• Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Mar 29, 2012 to Jul 2, 2024
RAUM
$116Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
4
PE fund GAV, latest filing
$75.1Mreported gross assets (Form ADV), not fund size
All private fund GAV
$116Mevery private fund type, latest filing
2024 PE fund GAV
$75.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
81%
Fund type mix
filed 2024-07-02, latest gav Other Private Fund $41.2M, Private Equity Fund $75.1M, latest counts Other Private Fund 2, Private Equity Fund 4, lifetime distinct Hedge Fund 3, Other Private Fund 3, Private Equity Fund 25
Employees
8
Headquarters
New York, NY
Office address
85 BROAD STREET, 24TH FLOOR, New York, NY, 10004
Business phone
212-668-8000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
28 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
A• E••••••• L••buyout or unlabelled2026
Form D first sale
unknownno reporting$8.0MFundraising
P•••••• M••••• O••••••••• • V•••• F••• V• L••
ADV: P•••••• Equity Fund
buyout or unlabelled2024
first reported on Form ADV
$25.8M
as of Jul 2, 2024
no Form DUnknown
P•••••• M••••• O••••••••• • V•••• F••• I•• L••
ADV: P•••••• Equity Fund
buyout or unlabelled2023
first reported on Form ADV
$54.8M
as of Jul 3, 2023
no Form DWound down
P•••••• M••••• O••••••••• • V•••• F••• I••• L••
ADV: P•••••• Equity Fund
buyout or unlabelled2020
first reported on Form ADV
$19.7M
as of Jul 2, 2024
no Form DSuccessor fundraising
P•••••• M••••• O••••••••• • V•••• F••• I•• L••
ADV: Other P•••••• Fund
SPV2019
first reported on Form ADV
$14.3M
as of Jul 2, 2024
no Form DHarvest
P•••••• M••••• O••••••••• F••• I• L••
ADV: Other P•••••• Fund
buyout or unlabelled2018
first reported on Form ADV
$26.9M
as of Jul 2, 2024
no Form DHarvest
K••••• O••• L••• S••••• B•
ADV: P•••••• Equity Fund
Fund of funds2014
first reported on Form ADV
$3.1M
as of Aug 17, 2020
no Form DWound down
K••••• O••• L••• S••••• a•
ADV: P•••••• Equity Fund
Fund of funds2014
first reported on Form ADV
$1.1M
as of Aug 17, 2020
no Form DWound down
O•• A•• I•• L•••
ADV: P•••••• Equity Fund
Feeder or parallel2013
first reported on Form ADV
$6.5M
as of Jun 21, 2017
no Form DWound down
O•• O••••••• E•• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$4.0M
as of Sep 12, 2022
no Form DMature
O•• A•• I• L••
ADV: P•••••• Equity Fund
Feeder or parallel2013
first reported on Form ADV
$3.4M
as of Jun 21, 2017
no Form DWound down
O•• A•• I••• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$2.4M
as of Jun 21, 2017
no Form DWound down
O•• E•• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$1.1M
as of Sep 12, 2022
no Form DHarvest
O•• A•••• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$424,959
as of Sep 12, 2022
no Form DHarvest
O•• P•••••••• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$347,499
as of Sep 12, 2022
no Form DHarvest
O•• O••••••• S•• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$108,804
as of Sep 12, 2022
no Form DHarvest
O•• S•• A•• I• L•••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$64,474
as of Sep 12, 2022
no Form DHarvest
O•••• K••• I• L•••
ADV: P•••••• Equity Fund
buyout or unlabelled2013
first reported on Form ADV
$58,186
as of Aug 17, 2020
no Form DWound down
O•••• P•••••••• A•• I• L••
ADV: P•••••• Equity Fund
Fund of funds2013
first reported on Form ADV
$41,503
as of May 24, 2021
no Form DWound down
O•••• A•• I• L•••
ADV: P•••••• Equity Fund
Feeder or parallel2013
first reported on Form ADV
$0
as of Apr 18, 2018
no Form DWound down
O••••••••• G••••• R••••••• P•••••• E••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$19.7M
as of Jul 2, 2024
no Form DHarvest
O••••••••• G••••• R••••••• P•••••• E••••• O••••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$9.9M
as of Jul 2, 2024
no Form DHarvest
O••••••••• P•••••• E••••• O••••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$9.2M
as of May 24, 2021
no Form DWound down
O••••••••• P•••••• E••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$7.6M
as of May 24, 2021
no Form DWound down
O••••••••• P•••••• E••••• C••••••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$4.1M
as of May 24, 2021
no Form DWound down
O••••••••• D••••••• P•••••••• L•••
ADV: P•••••• Equity Fund
buyout or unlabelledunknown$3.6M
as of Aug 17, 2020
no Form DWound down
O••••••••• G••••• R••••••• H•••• F•••• L•••
ADV: Other P•••••• Fund
Fund of fundsunknown$1.3M
as of Jul 25, 2013
no Form DWound down
O••••••••• P•••••• E••••• C••••••••• O••••••• F••• I• L•••
ADV: P•••••• Equity Fund
Fund of fundsunknown$109,024
as of May 24, 2021
no Form DWound down
Team
7 current, 8 former
8 former (kept with end dates)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
  1. Jul 1, 2026
    O••••••••• A••••••••• I••••••••• M••••••••• L••: P•••••• Equity Funds on Form ADV 4 (2024 extract) -> 5 (roster 2026-09-01)
    Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
  2. Mar 29, 2012
    O••••••••• A••••••••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

O••••••••• A••••••••• I••••••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…