DFX Intelligence
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O•••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Houston, TX
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $8.7B
- PE fund assets
- $387M
- PE funds
- 2
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 26 Sep 2025, Filed a Form D on 26 Sep 2025, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 3 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.12bn Private Equity Fund GAV on the Form ADV filed 2024-07-11
- Strategies
- Infrastructure
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)3 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $8.7B · 2 PE funds · filed Jul 6, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Apr 13, 2017 to Jul 6, 2026
- RAUM
- $8.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $387Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- $387Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 60%
- Fund type mix
- Hedge fund: 2 funds, $1.2B reported gross assets
- Private equity fund: 2 funds, $387M reported gross assets, 3 ever reported
- Employees
- 46
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
3 families, 3 vehicles on record, 1 more on the reporting tape
F•••••• I••••••••• S•••••• S••••••••• S•• R••• · 1 vehicle · vintage 2024$372M
- F•••••• I••••••••• S•••••• S••••••••• S•• R••• Infrastructure fund · 2024$372M
E••••••••• O••••••••• F••• I•• L• · 1 vehicle · vintage 2023no GAV reported
- E••••••••• O••••••••• F••• I•• L• buyout or unlabelled · 2023
Co-investment vehicles · 1 vehicle · vintage 2020$15.2M
- T•••• S•••••• O••••••••• C•••••••• I• ••••••••• L•• Co-investment vehicle · 2020$15.2M
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•••••• I••••••••• S•••••• S••••••••• S•• R••• ADV: Private Equity Fund | Infrastructure fund | 2024 Form D first sale | $372M as of Jul 6, 2026 | $9.5M | Active deployment | |
| E••••••••• O••••••••• F••• I•• L• | buyout or unlabelled | 2023 Form D first sale | unknown | no reporting | $605M | Fundraising |
| T•••• S•••••• O••••••••• C•••••••• I• ••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $15.2M as of Jul 6, 2026 | no Form D | Harvest |
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| T•• H••••••• L• | Private Equity Fund | 2017 to 2017 | $653M filed Aug 10, 2017 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
7 current, 5 former
- President · since Apr 1, 2017
- Class A Member · since Jul 1, 2023
- Class A Member · since Jul 1, 2023
- Chief Operating Officer · since Apr 1, 2023
- Chief Financial Officer · since Oct 1, 2023
Full team · 7 peoplegrouped by role, with sources
Managing partner (1)
- M••• B••••••• · President · since Apr 1, 2017 Form ADV
Partner (2)
- J••• R••••• Y•••• · Class A Member · since Jul 1, 2023 Form ADV
- P••• D•••••• H•••••• · Class A Member · since Jul 1, 2023 Form ADV
Platform (4)
- H••• F•••••• G•••••• · Chief Operating Officer · since Apr 1, 2023 Form ADV
- J•• C• G•• · Chief Financial Officer · since Oct 1, 2023 Form ADV
- P••••• F••••••• M•••••• · Chief Legal Officer · since Apr 1, 2017 Form ADV
- S••• D•••••• R•••••• · Chief Compliance Officer And Assistant General Counsel · since Jan 1, 2020 Form ADV
5 former (kept with end dates)
- D•••• A••• B•••• · Head Of Distribution · Mar 1, 2022 to Jul 11, 2024 Inference
- G••• W•• · Shareholder · Oct 1, 2008 to Jun 20, 2017 Inference
- M•••••• J••••• R•••••• · Chief Financial Officer · Apr 1, 2017 to Jun 15, 2021 Inference
- O••••• S•••••• · Chief Operating Officer · Nov 1, 2017 to Mar 31, 2023 Inference
- P•••••• T•••• L••••• · Chief Financial Officer · May 1, 2021 to Oct 25, 2023 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (5)
- C•••••••• C••••••••• U• L•••••• 1 shared · one time · last Jan 1, 2024
- S•••••••• G••• 1 shared · one time · last Jan 1, 2023
- I••••• S••••••••• S• 1 shared · one time · last Jan 1, 2024
- R•• I••••••••• L•• 1 shared · one time · last Jul 11, 2024
- G••••••• C•••••• L•• 1 shared · one time · last Jul 11, 2024
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 13, 2017••• Locked
Across the graphs
O•••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.