DFX Intelligence
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C••• I••••••••• P•••••••• L••
Buyout firmClassification probableMiddle marketSEC registered investment adviser· Chicago, ILc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.8B
- PE fund assets
- $2.0B
- PE funds
- 8
- Investments held
- 28 of 40
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA up to $20.0MRevenue up to $200MSectors industrials,manufacturing,technology,industrial_servicesGeography North America
- Last 12 months 2Most recent 7 months agoPlatform deals 3
- Graphs 4
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $2.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-22
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Sep 13, 2018 to Mar 23, 2026
- RAUM
- $1.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $2.0Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.0Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-22, latest gav Private Equity Fund $2.0B, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 8
- Employees
- 32
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
32 observed deals
Stated by the firm
- Sectors
- industrials, manufacturing, technology, industrial services
- Geography
- North America
- Revenue
- up to $200M
- EBITDA
- up to $20.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 8, unknown 23, platform 9
- period
- to 2026-02-04, from 2022-07-19, undated holdings 26, dated observations 26
- window
- last 2026-02-04, first 2022-07-19
- control
- control 11, unknown 29
- companies
- 32
- geography
- count 1, share 0.031, value NY, count 1, share 0.031, value KY, count 1, share 0.031, value CA, count 1, share 0.031, value CT
- investments
- 40
- seller kinds
- family 2
- transactions
- 12
- cadence by year
- 2022 add ons 1, 2023 platforms 2, 2024 add ons 2, 2025 add ons 2, platforms 2, other deals 1, 2026 add ons 1, other deals 1
- platform add on
- add ons 8, platforms 9, add ons per platform 0.89
- sector known for
- 23
- disclosed value usd
- n 0
- sector distribution
- count 13, share 0.406, value industrial manufacturing, examples Ditron, Inc., PrecisionX, Vantage Group Holdings Ltd., CGI Manufacturing Holdings, count 4, share 0.125, value aerospace defense, examples AxioAero Group, UPTIVE, Airway Aerospace LLC, Prototek Contocook, NH, count 2, share 0.062, value industrial services, examples Edwards Moving & Rigging, Inc., Helton Electrical Services, LLC, count 1, share 0.031, value specialty distribution, examples Cohere Beauty, count 1, share 0.031, value energy, examples Tenere, count 1, share 0.031, value consumer products, examples Winky Lux, count 1, share 0.031, value business services, examples IMMEC Social
- holding period years
- n 2, median 0
- repeat counterparties
- role lender, shared 2, entity id 361598bb-3b61-46c2-8ca6-cf6fc28ffe3c
- subsector distribution
- count 5, share 0.156, value miscellaneous manufacturing, examples Ditron, Inc., CGI Manufacturing Holdings, IMMEC LLC and IMMEC Machine & Welding LLC, Cadrex Manufacturing Solutions, count 4, share 0.125, value aerospace defense, examples AxioAero Group, UPTIVE, Airway Aerospace LLC, Prototek Contocook, NH, count 4, share 0.125, value fabricated metal products, examples PrecisionX, MSK Precision Products, Specialty Manufacturing Buyer LLC, Hudson Technologies, count 1, share 0.031, value specialty trade other, examples Edwards Moving & Rigging, Inc., count 1, share 0.031, value chemical manufacturing, examples Vantage Group Holdings Ltd., count 1, share 0.031, value misc durable wholesale, examples Cohere Beauty, count 1, share 0.031, value energy, examples Tenere, count 1, share 0.031, value consumer products, examples Winky Lux
32 companies on the graph (12 transactions); most in industrial manufacturing (13); 9 platforms and 8 add-ons; median observed hold 0.0 years (n=2); observed 2022 to 2026
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••• I••••••••• P••••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $518M as of Mar 22, 2024 | no Form D | Unknown | |
| C••• I••••••••• P••••••• F••• I•• P•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $231M as of Mar 22, 2024 | no Form D | Unknown | |
| C••• I••••••••• S••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $144M as of Mar 22, 2024 | no Form D | Unknown | |
| C••• I••••••••• S••••••• F••• I• P•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $57.8M as of Mar 22, 2024 | no Form D | Unknown | |
| C••• I••••••••• P••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $528M as of Mar 22, 2024 | no Form D | Active deployment | |
| C••• I••••••••• P••••••• F••• I• P•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $267M as of Mar 22, 2024 | no Form D | Active deployment | |
| C••• I••••••••• P••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $187M as of Mar 22, 2024 | no Form D | Harvest | |
| C••• I••••••••• P••••••• F••• I• P•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $66.4M as of Mar 22, 2024 | no Form D | Harvest |
Team
48 current, 1 former
Managing partner (3)
- J••• M•• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• M•• · Managing Partner; Managing Member · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• M•• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Partner (12)
- F•••• P••• · Senior Partner · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- F•••• P••• · Senior Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• F•••••• F••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• F•••••• F••••• · Partner · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• F••••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M••• P•••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• M•••••• P•••••• · Partner · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• P•••••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••••• R••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• R••••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- T• C•••• · Senior Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T• C•••• · Senior Partner · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- N••• L•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (5)
- B•••• L•••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••• L•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• W••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• T••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•• Z•••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (7)
- A•••• S•••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• M•••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• W•••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• H•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• B••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• I••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• L••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (9)
- D•••• G••••••• · Vice President, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• C••••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• P••••••••• · Vice President, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• S•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• F•••••• · Vice President, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• L•••••• · Operating Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• L•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• D•••••• · Managing Director, Head of Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• K••••••••• · Vice President, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (3)
- A••• M••••• · Senior Vice President, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• W••••• · Principal, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••••••• · Associate, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- S•••• B•••• · Vice President, Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (7)
- A•• L••••• K•••••• · Chief Compliance Officer, Chief Financial Officer, Partner · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A•• L••••• K•••••• · Partner, Chief Financial & Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• H••••• · Vice President, Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• B•••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• C••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• J••••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• S••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- S•••••• L•• · Cfo, Coo, Cco · Apr 1, 2017 to Mar 27, 2020 Inference
Portfolio
40 relationships, 9 platforms, 8 add-ons
Transactions
13 on record
Placement agents, lenders, advisers and co-investors
7 relationships
Placement agents (2)
- H••••• W••••••• 4 shared · strong · last Jan 1, 2024
- S••••••• P••••••• L•• 4 shared · strong · last Jan 1, 2021
Lenders (4)
- A••••• F•••••• G•••• 2 shared · recurring · last Sep 2, 2025
- C••• I••••••••• 1 shared · one time · last Jul 19, 2022
- N• 1 shared · one time · last Jul 19, 2022
- F•••• T•••• B••• 1 shared · one time · last Jul 19, 2022
Financial advisers (1)
- M•••••• 1 shared · one time · last Sep 16, 2025
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
14 most recent
- Apr 1, 2026••• Locked
- Feb 4, 2026••• Locked
- Feb 4, 2026••• Locked
- Jan 7, 2026••• Locked
- Sep 16, 2025••• Locked
- Aug 21, 2025••• Locked
- Aug 21, 2025••• Locked
- Aug 19, 2025••• Locked
- Aug 19, 2025••• Locked
- Jul 17, 2025
- Jul 16, 2025••• Locked
- Aug 27, 2024••• Locked
- Feb 14, 2023••• LockedPe in independent sponsor dealFactS•••••••• M••••••••• B•••• L••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
- Sep 13, 2018••• Locked
Across the graphs
C••• I••••••••• P•••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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