DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Firms / Nexphase Capital, LP
Nexphase Capital, LP
Classification
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $2.05bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (2)
- Sep 15, 2026Buyout firm (probable, 80%, cls-pe-2)own website statement“NexPhase Capital (‘NPC’) is a thematic and operationally-focused private equity firm that partners with growth-oriented companies that are seeking a value-added partner in order to navigate the “next phase” of their growth.”nexphase.com
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 5, 2015 to Mar 28, 2024
- RAUM
- $2.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $2.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $2.1B, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 9
- Employees
- 27
- Headquarters
- New York, NY
- Office address
- 600 LEXINGTON AVENUE, 8TH FLOOR, New York, NY, 10022
- Business phone
- 212 878-6000
Stated criteria beside observed behaviour
52 observed deals
Stated by the firm
- Sectors
- consumer, healthcare
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- up to $30.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control
- Thesis
- We focus on branded consumer packaged goods companies where we can partner with management to support growth and enhance brand value.
Observed from deals on record
- roles
- add on 1, unknown 42, platform 10
- period
- to 2026-09-14, from 2010-01-01, undated holdings 13, dated observations 56
- window
- last 2026-09-14, first 2016-06-09
- control
- control 11, unknown 42
- companies
- 52
- geography
- count 1, share 0.019, value TX, count 1, share 0.019, value FL, count 1, share 0.019, value GA
- investments
- 53
- seller kinds
- founder 1
- transactions
- 16
- cadence by year
- 2016 platforms 2, other deals 1, 2017 add ons 1, 2018 platforms 3, other deals 1, 2019 platforms 1, other deals 1, 2022 platforms 1, 2024 other deals 1, 2025 platforms 2, other deals 1, 2026 other deals 1
- platform add on
- add ons 1, platforms 10, add ons per platform 0.1
- sector known for
- 24
- disclosed value usd
- n 0
- sector distribution
- count 17, share 0.327, value software, examples Aztecsoftware, EVERYWHERE Communications, Empowercommunitycare, Aztec Software, count 5, share 0.096, value healthcare services, examples Gulf Coast Pain Institute, Action Behavior Centers, Behavior Frontiers, SYNERGY HomeCare, count 1, share 0.019, value industrial manufacturing, examples Magic Science Corporation, count 1, share 0.019, value healthcare it, examples OmniSYS
- holding period years
- n 2, median 7.9
- repeat counterparties
- role legal adviser, shared 2, entity id 62238583-a71b-43ee-a073-f8789d967c99, role legal adviser, shared 2, entity id 96a4f313-a759-41ec-8140-8b17fa00707b
- subsector distribution
- count 17, share 0.327, value software, examples Aztecsoftware, EVERYWHERE Communications, Empowercommunitycare, Aztec Software, count 3, share 0.058, value outpatient mental health substance, examples Action Behavior Centers, Behavior Frontiers, Empower Community Care, count 1, share 0.019, value miscellaneous manufacturing, examples Magic Science Corporation, count 1, share 0.019, value outpatient specialty clinics, examples Gulf Coast Pain Institute, count 1, share 0.019, value healthcare it, examples OmniSYS, count 1, share 0.019, value home health, examples SYNERGY HomeCare
52 companies on the graph (16 transactions); most in software (17); 10 platforms and 1 add-ons; median observed hold 7.9 years (n=2); observed 2010 to 2026
n 24, kind sector, period to 2026-09-14, from 2010-01-01, undated holdings 13, dated observations 56, stated consumer,healthcare, examples Aztecsoftware, EVERYWHERE Communications, Empowercommunitycare, Aztec Software, Knowfully, observed top software, observed share 0.71, stated evidence quote We focus on branded consumer packaged goods companies where we can partner with management to support growth and enhance brand value. / A $3.7T industry representing 18% of GDP, the healthcare industry provides a broad array of investment opportunities fitting our investment themes and operator expe, source url https://www.nexphase.com/
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| Nexphase Capital Fund V, LP ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $478M as of Mar 28, 2024 | no Form D | Early deployment | |
| Nexphase Capital Fund V-A, LP ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $229M as of Mar 28, 2024 | no Form D | Early deployment | |
| Nexphase Capital Fund V-B, LP ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $66.6M as of Mar 28, 2024 | no Form D | Early deployment | |
| Nexphase Capital Fund IV, LP ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $456M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| Nexphase Capital Fund Iv-A, LP ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $253M as of Mar 28, 2024 | no Form D | Mature | |
| Nexphase Capital Fund Iv-B, LP ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $70.1M as of Mar 28, 2024 | no Form D | Mature | |
| Nexphase Capital Fund III, LP ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $288M as of Mar 28, 2024 | no Form D | Mature | |
| Nexphase Capital Fund Iii-A, LP ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $173M as of Mar 28, 2024 | no Form D | Mature | |
| Nexphase Capital Fund Iii-B, LP ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $40.1M as of Mar 28, 2024 | no Form D | Mature |
Team
42 current, 0 former
Managing partner (4)
- Edward Doukju Yun · Managing Member · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Kurt B Larsen · Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Kurt B Larsen · Managing Member · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Ted Yun · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (15)
- Andrew Kane Kieffer · Partner · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Andy Kieffer · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Andy Kieffer · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Bob Gartland · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Bob Gartland · a Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Bob Gartland · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Jamie Catherine Kaufman · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Jamie Catherine Kaufman · Partner · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Jamie Kaufman · a Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Jamie Kaufman · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Joel George Killion · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Joel George Killion · Partner · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Joel Killion · a Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Joel Killion · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Nicholas Lex Leeming · Partner · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (7)
- Alan Rogers · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Bob Gartland · a Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Jordan Zauderer · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Kerri Chiu · Principal, Portfolio Ops · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Matt Boylan · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Quint Carr · Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Quint Carr · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (5)
- Colin Riley · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Edward Lee · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Jeffrey Fung · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Meaghan O'Hara · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Nicolas Kaukonen · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (5)
- Carolyn House · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Derek Wong · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Edward Shen · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Emily Winters · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Minh Nguyen · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (1)
- Doug Corbett · an Operating Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Business development (2)
- Leila Rashtchi · Senior Associate, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Lex Leeming · Partner & Head of Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- Ariana Scotti Suiter · Director of Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Josselyn Lopez · Investor Relations & Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- Andrew Brian Goldfarb · Chief Compliance Officer / Chief Financial Officer · since Oct 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
53 relationships, 10 platforms, 1 add-ons
Transactions
19 on record
Placement agents, lenders, advisers and co-investors
24 relationships
Placement agents (4)
- Forum Capital Securities LLC 5 shared · very strong · last Jan 1, 2020
- Mvision Private Equity Advisers USA LLC 3 shared · strong · last Jan 1, 2020
- Atlantic-Pacific Capital, Inc. 3 shared · strong · last Jan 1, 2024
- Moelis & Company LLC 2 shared · recurring · last Jan 1, 2016
Financial advisers (13)
- Morgan Partners 1 shared · one time · last Jun 6, 2024
- Skytale Group 1 shared · one time · last Aug 26, 2025
- McDermott Will & Emery LLP 1 shared · one time · last Oct 24, 2018
- Jefferies LLC 1 shared · one time · last Nov 13, 2019
- Brown Gibbons Lang & Company 1 shared · one time · last Mar 12, 2018
- Baird 1 shared · one time · last Sep 14, 2026
- Livingstone 1 shared · one time · last Apr 18, 2018
- Suntrust Robinson Humphrey, Inc. 1 shared · one time · last Jun 9, 2016
- VRA Partners 1 shared · one time · last Jul 27, 2018
- Raymond James Ltd. 1 shared · one time · last Aug 26, 2025
- TripleTree LLC 1 shared · one time · last Jul 16, 2025
- TM Capital 1 shared · one time · last Jul 16, 2025
- Piper Sandler Ltd. 1 shared · one time · last Nov 19, 2019
Legal advisers (7)
- Lowenstein Sandler LLP 2 shared · recurring · last Apr 27, 2022
- Hall & Stewart LLP 2 shared · recurring · last Sep 14, 2026
- Parr Brown Gee & Loveless 1 shared · one time · last Dec 14, 2017
- McDermott Will & Emery LLP 1 shared · one time · last Jul 16, 2025
- King & Spalding 1 shared · one time · last Jul 16, 2025
- Lowenstein Sandler LLP and Arnold Porter Kaye Scholer 1 shared · one time · last Nov 13, 2019
- Company and Lowenstein Sandler LLP 1 shared · one time · last Jul 27, 2018
LP commitments
2 disclosed
- New York State Common Retirement Fund in Nexphase Capital Fund III, LP $20.0M osc.ny.gov
- New York State Common Retirement Fund in Nexphase Capital Fund IV, LP $20.0M osc.ny.gov
Events
60 most recent
- Sep 14, 2026NexPhase Capital Announces Investment in EVERYWHERE Communications
- Nov 4, 2025NexPhase Capital Partners with Always Best Care to Support Continued Growth
- Aug 26, 2025Magic Science Corporation Announces Strategic Partnership With NexPhase Capital and Acquisition of Leading Hypochlorous Acid Manufacturer
- Aug 26, 2025Magic Science Corporation Announces Strategic Partnership With NexPhase Capital and Acquisition of Leading Hypochlorous Acid Manufacturer
- Jul 16, 2025NexPhase Acquires Empower Community Care
- Jul 16, 2025NexPhase Acquires Empower Community Care
- Jul 10, 2025NexPhase Capital Announces Sale of Zing Zang to Mizkan America
- Jul 10, 2025NexPhase Capital Announces Sale of Zing Zang to Mizkan America
- May 5, 2025NexPhase Announces Acquisition of Behavior Frontiers
- May 5, 2025NexPhase Announces Acquisition of Behavior Frontiers
- Jan 22, 2025NexPhase Capital Announces Sale of SYNERGY HomeCare
- Jan 22, 2025NexPhase Capital Announces Sale of SYNERGY HomeCare
- Jun 6, 2024NexPhase Capital Announces Investment in Insurance Systems Inc.
- Jun 6, 2024NexPhase Capital Announces Investment in Insurance Systems Inc.
- Dec 5, 2023NexPhase Capital Appoints Shahryar Shaghaghi as Executive Advisor
- Nov 6, 2023NexPhase Capital Appoints Healthcare Technology Veteran John King as Operating Partner
- Oct 16, 2023NexPhase Capital Closes Oversubscribed Fund V with Strong Investor Support
- Oct 4, 2022NexPhase Capital-Backed Aztec Software Acquires iGrad
- Apr 27, 2022NexPhase Capital Announces Investment in Aztec Software
- Apr 27, 2022NexPhase Capital Announces Investment in Aztec Software
- Feb 16, 2022NexPhase Capital Partners With Metz Culinary Management
- Dec 23, 2021NexPhase Capital Exits Investment in OmniSYS Through Sale to XIFIN
- Nov 15, 2021Calcium Partners With NexPhase Capital to Expand Growth
- Oct 29, 2021NexPhase Capital Exits Investment in Popcornopolis Through Sale to Barcel USA
- Aug 4, 2021NexPhase Capital-Backed KnowFully Learning Group Acquires ChiroCredit
- Apr 21, 2021NexPhase Successfully Closes Oversubscribed Fund IV at Hard Cap
- Mar 11, 2021Oliver Winery & Vineyards Partners with NexPhase Capital to Accelerate Future Growth
- Dec 1, 2020NexPhase Capital-Backed KnowFully Learning Group Acquires The Income Tax School, Inc.
- Oct 1, 2020NexPhase Capital Announces Sale of Insurance Technologies to Thomas H. Lee Partners
- Jul 27, 2020NexPhase Capital-Backed KnowFully Acquires CME Outfitters
- Jan 7, 2020DealerOn Partners with NexPhase to Enhance its Award-Winning Platform and Accelerate Leadership in Seeking to Transform the Retail Automotive Industry
- Dec 4, 2019NexPhase Capital Announces Sale of FAST to Verisk
- Nov 27, 2019NexPhase Capital Appoints Tony López as Executive Advisor
- Nov 19, 2019NexPhase Capital Announces Investment in SurgentPlatform investmentFactSurgentPress release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Nov 19, 2019NexPhase Capital Announces Investment in Surgent
- Nov 13, 2019NexPhase Capital Announces Investment in Popcornopolis
- Nov 13, 2019NexPhase-Backed Zing Zang Names Brent Albertson Chief Executive Officer
- Nov 13, 2019NexPhase Capital Announces Investment in Popcornopolis
- Aug 23, 2019NexPhase Capital Announces Sale of Inside Real Estate
- Aug 23, 2019NexPhase Capital Announces Sale of Inside Real Estate
- Apr 24, 2019NexPhase Announces Sale of CPS Group Holdings, Inc.
- Oct 24, 2018NexPhase Announces Recapitalization of Action Behavior Centers
- Oct 24, 2018NexPhase Announces Recapitalization of Action Behavior Centers
- Jul 27, 2018NexPhase Announces Investment in Brandt Information Services, LLC
- Jul 27, 2018NexPhase Announces Investment in Brandt Information Services, LLC
- Apr 18, 2018NexPhase Announces Acquisition of SYNERGY HomeCare
- Apr 18, 2018NexPhase Announces Acquisition of SYNERGY HomeCare
- Mar 12, 2018NexPhase Announces Acquisition of Gulf Coast Pain Institute and Formation of a New National Interventional Pain Management Platform
- Mar 12, 2018NexPhase Announces Acquisition of Gulf Coast Pain Institute and Formation of a New National Interventional Pain Management Platform
- Dec 14, 2017NexPhase Portfolio Company Announces Successful Add-On Acquisition
- Jul 17, 2017Moelis Capital Partners Exits SwipeClock
- Mar 2, 2017NexPhase Capital Invests in Two Leading Healthcare Revenue Cycle Management Companies – Med A/Rx and RMP
- Jan 17, 2017Moelis Capital Partners Completes Sale of Mxi Technologies
- Jan 4, 2017NexPhase Capital and Moelis Capital Partners Announce the Sale of Dr. Fresh
- Dec 13, 2016Moelis Capital Partners Announces the Sale of Mxi Technologies
- Nov 14, 2016NexPhase Capital Acquires Kunversion & Inside Real Estate
- Nov 14, 2016NexPhase Capital Acquires Kunversion & Inside Real Estate
- Sep 3, 2016Moelis Capital Partners Announces the Sale of Flightstar Aircraft Services
- Jul 6, 2016NexPhase Capital Acquires Zing Zang
- Jul 6, 2016NexPhase Capital Acquires Zing Zang
Across the graphs
Nexphase Capital, LP is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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