DFX Intelligence

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P•••• L••

CandidateClassification candidateLower middle marketSEC registered investment adviser· Los Angeles, CA

Candidate, based in Los Angeles, CA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-23 · identity and classification; each section below carries its own date

Regulatory AUM: $20B
PE fund assets: $102M
PE funds: 1
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team Transactions

As of 2026-09-23 · identity and classification; each section below carries its own date

Why this matters

Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
Reported $20B of regulatory assets at its last Form ADV filing.
2026-09-16
RAUM $20B

Classification

How this organization is classified, and on what basisCandidate · 2 in historyShow

Class: Candidatecandidate, confidence 40%
Basis: R7: admitted on 1 Private Equity Fund(s) among 48 vehicles; no rule fired
Size band: Lower middle marketdefined by: proxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2026-09-16

Classification history (2)

Sep 23, 2026
Candidate (candidate, 40%, cls-pe-2)
R7: admitted on 1 Private Equity Fund(s) among 48 vehicles; no rule fired
Sep 14, 2026
Hybrid manager (probable, 65%, cls-pe-2)
R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Feb 13, 2012 to Sep 16, 2026
RAUM: $20Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 1
PE fund GAV, latest filing: $102Mreported gross assets (Form ADV), not fund size
All private fund GAV: $14Bevery private fund type, latest filing
2024 PE fund GAV: $102Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 2%
Fund type mix: filed 2026-09-16, latest gav Real Estate Fund $14B, Private Equity Fund $102M, latest counts Real Estate Fund 39, Private Equity Fund 1, lifetime distinct Real Estate Fund 47, Private Equity Fund 1
Employees: unknown

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

0 on record, 1 more on the reporting tape

Gross assets by year from the annual reporting tape

Fund	Type (ADV)	Years	Path	Latest reported GAV	Source
P••••••••• D••• V• C••••••••• L••	Private Equity Fund	2026 to 2026		$102M filed Sep 16, 2026	reports.adviserinfo.sec.gov

Team

0 current, 0 former

No current team member collected yet. People arrive from Form ADV Schedule A and B and from the firm’s own team page.

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Feb 24, 2012
••• Locked
New pe adviser on rosterFactSEC Form ADV monthly roster (registered + exempt reporting advisers)

Scores and what they are made of

Freshness95 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.95,"evidence":"9 days"}]method: sum of component points, capped at 1.0
model score-pe-1
Research priority37 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.05,"evidence":"UNSIZED"},{"code":"COMPLETENESS_method: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet, no funds on the graph
model score-pe-1
Profile completeness8 · LOW: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.08333333333333333,"evidence":["cross_dfx"]}method: sum of component points, capped at 1.0
missing: website, description, funds, team, partners, portfolio, transactions, stated criteria, lenders, intermediaries, lps
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no funds on the graph
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 18
Sources: 2
Open research tasks: 2

Reading this profile

Across the graphs

P•••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.

Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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