DFX Intelligence
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S•••••••• W•••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Woodland Hills, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.1B
- PE fund assets
- $11.6M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 17 Sep 2025, Filed a Form D on 17 Sep 2025, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 2 of 3 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-12-04
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)2 of 3 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)RAUM $4.1B · 1 PE funds · filed Jul 29, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Sep 5, 2012 to Jul 29, 2026
- RAUM
- $4.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $11.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $25.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- $11.6Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- Private equity fund: 1 fund, $11.6M reported gross assets, 2 ever reported
- Other private fund: 2 funds, $7.9M reported gross assets
- Hedge fund: 1 fund, $6.0M reported gross assets
- Employees
- 46
- Headquarters
- Woodland Hills, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 3 vehicles on record
S• C•••••• O••••••••• I•• L• · 2 vehicles · vintage 2022$11.6M
- S• C•••••• O••••••••• I•• L• Feeder or parallel · 2022$11.6M
- S• C•••••• O••••••••• I•• L• Feeder or parallel · 2022$0
S• G•••••••• G••••• F•••• L• · 1 vehicle · vintage 2024$0
- S• G•••••••• G••••• F•••• L• Fund of funds · 2024$0
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S• G•••••••• G••••• F•••• L• ADV: Other Private Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 4, 2024 | no Form D | Unknown | |
| S• C•••••• O••••••••• I•• L• ADV: Private Equity Fund | Feeder or parallel | 2022 Form D first sale | $11.6M as of Jul 29, 2026 | $13.8M | Active deployment | |
| S• C•••••• O••••••••• I•• L• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $0 as of Sep 16, 2022 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
40 current, 6 former
- Chief Investment Officer · since Oct 1, 2012
- Shareholder · since Sep 1, 2023
- Systems & Reporting Manager
- Director of Client Development, SteelPeak Sports
- Director of Estate Consulting
Full team · 40 peoplegrouped by role, with sources
Partner (3)
- M••••• E••••••••• · Chief Investment Officer · since Oct 1, 2012 Form ADV
- R••• Z••••• · Shareholder · since Sep 1, 2023 Form ADV
- S•••••• F•••••• · Systems & Reporting Manager · start date unknown Firm website
Principal (2)
- J••• B•••• · Director of Client Development, SteelPeak Sports · start date unknown Firm website
- L•••••• E••••• E••• · Director of Estate Consulting · start date unknown Firm website
Vice president (1)
- J••• L•• · Vice President, Investment Research · start date unknown Firm website
Associate (3)
- C•••••• R•••• · Associate · start date unknown Firm website
- L•••• B••••• · Associate · start date unknown Firm website
- N••• B••••••••• · Associate · start date unknown Firm website
Business development (4)
- E•••••• V••••• · Business Development · start date unknown Firm website
- L••• E••••••• · Business Development Associate · start date unknown Firm website
- M•••• B••••••••• · Business Development Manager · start date unknown Firm website
- M•••••• G••••••• · Business Development Manager, Alpha Summit · start date unknown Firm website
Investor relations (8)
- A••• G•••••••• · Sr. Client Service Associate · start date unknown Firm website
- C•••••• U•••• · Client Service Manager · start date unknown Firm website
- J• T••• · Client Service Associate · start date unknown Firm website
- J••••• S••••••• · Sr. Client Service Associate · start date unknown Firm website
- L••• T••••••••• · Sr. Client Service Associate · start date unknown Firm website
- L•••• M•••••••• · Client Service Associate · start date unknown Firm website
- M••••••• N••••• · Sr. Client Service Associate · start date unknown Firm website
- S••••••• O••••••• · Client Service Associate · start date unknown Firm website
Platform (18)
- J•• F••••• · Director of Operations · start date unknown Firm website
- J•••• H••• · Director of Operations · start date unknown Firm website
- A••• R•••• · AI Strategy & Operations Manager · start date unknown Firm website
- A••••• W••••••••• · Chief Legal & Compliance Officer · start date unknown Firm website
- A•••••• Z••••• · Chief Compliance Officer & Chief Financial Officer · since Oct 1, 2012 Form ADV
- B••••• M•••••• · Vice President, Fund Operations · start date unknown Firm website
- C•••••••• P•••••••• · HR & Talent Manager · start date unknown Firm website
- D•••• D•••• · Marketing Associate · start date unknown Firm website
- H••••• G••••• · Office Manager & Junior Paralegal · start date unknown Firm website
- J••••• F••• · Controller · start date unknown Firm website
- K•• Z•••• · Chief Administrative Officer · start date unknown Firm website
- K•••• P••••• · Deputy General Counsel · start date unknown Firm website
- L•••••• G•••• · Compliance Manager · start date unknown Firm website
- N•••••• A•••• · Office Manager & Administrative Assistant · start date unknown Firm website
- R••• S••••••• · Operations Manager · start date unknown Firm website
- S•••••••• V••••••••• · Administrative Assistant · start date unknown Firm website
- T••• W•••• · Chief Operating Officer · start date unknown Firm website
- T•••• R••• · Chief Growth Officer · start date unknown Firm website
Other (1)
- R••••• O••• · Staff Accountant · start date unknown Firm website
6 former (kept with end dates)
- A•••••• Z••••• · Managing Member · Oct 1, 2012 to Oct 12, 2012 Inference
- P•••••• D•••• A•••• · Chief Investment Officer · Jan 1, 2022 to Mar 22, 2023 Inference
- A••••• M•••••• K••••• · Manager / Chief Compliance Officer · Jul 1, 2012 to Oct 12, 2012 Inference
- H••••• W•••••• R••• · Chief Compliance Officer · Jan 1, 2019 to Jun 14, 2019 Inference
- K••••••• A••• Z•••• · Chief Administrative Officer · Jan 1, 2022 to Mar 22, 2023 Inference
- S••••• D••••• S•••••••• · Chief Compliance Officer · Apr 1, 2021 to Aug 31, 2023 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
55 most recent
- Sep 14, 2026••• Locked
- Sep 8, 2026••• Locked
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- Aug 17, 2026••• Locked
Full timeline · 55 eventsnewest first, including the LP commitments and deals above
- Sep 14, 2026••• Locked
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- Sep 5, 2012••• Locked
Across the graphs
S•••••••• W•••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.