DFX Intelligence
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W•••••••• C•••••• M••••••••• C••••••• L•••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Boston, MA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $30B
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 11 distinct vehicles; hedge, securitized or liquidity vehicles 3
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 11 distinct vehicles; hedge, securitized or liquidity vehicles 3
Regulatory footprint (Form ADV)RAUM $30B · 0 PE funds · filed Jul 1, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Dec 21, 2011 to Jul 1, 2026
- RAUM
- $30Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $71.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 9%
- Fund type mix
- Other private fund: 1 fund, $37.4M reported gross assets, 6 ever reported
- Hedge fund: 1 fund, $33.9M reported gross assets, 3 ever reported
- : 1 ever reported
- Private equity fund: 1 ever reported
- Employees
- 59
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour2 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Healthcare
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
1 family, 1 vehicles on record
W•••••••• C•••••• S•• I• L• · 1 vehicle · vintage 2015$128,833
- W•••••••• C•••••• S•• I• L• SPV · 2015$128,833
View all 1 vehiclenewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•••••••• C•••••• S•• I• L• ADV: Private Equity Fund | SPV | 2015 Form D first sale | $128,833 as of Apr 17, 2023 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites); Investment organization websites (team, portfolio, strategy, criteria, news). A person named by two sources under two spellings is shown once, with both sources.
13 current, 5 former
- Managing Partner, Chief Investment Officer
- President, Chief Executive Officer & Chief Investment Officer
- Managing Partner
- Managing Partner, Director of Disruptive Technology Research
- Chief Investment Officer · since Jan 1, 2016
Full team · 13 peoplegrouped by role, with sources
Managing partner (4)
- R••• L•• · Managing Partner, Chief Investment Officer · start date unknown Firm website
- W••• M••••• · President, Chief Executive Officer & Chief Investment Officer · start date unknown Firm website
- M••• R•••• · Managing Partner · start date unknown Firm website
- R•• F••••• · Managing Partner, Director of Disruptive Technology Research · start date unknown Firm website
Partner (8)
- R•••••• D••••••• L•• · Chief Investment Officer · since Jan 1, 2016 Form ADV
- E•••• J••••• M••••• · Member Of Management Committee · since Jan 1, 2013 Form ADV
- J•••• A•• M••••• · Member Of Management Committee · since Jan 1, 2021 Form ADV Firm website
- J••••• M•••••• M••••••••• · Member Of Management Committee · since Jan 1, 2024 Form ADV Firm website
- K•••••• A•• K•••••• · Member Of Management Committee · since Jan 1, 2021 Form ADV
- M•••••• R••••• R•••• · Member Of Management Committee · since Jan 1, 2021 Form ADV
- R••••• T•••• F••••• · Member Of Management Committee · since Jan 1, 2013 Form ADV
- W•••••• A••••• M••••• · Member Of Management Committee · since Jun 1, 2008 Form ADV
Platform (1)
- J••• M••••• M••••••••• · Chief Operating Officer · since Jan 1, 2015 Form ADV Firm website
5 former (kept with end dates)
- B•••• N••••• J••••• · Member Of Management Committee · Jan 1, 2013 to Jul 9, 2019 Inference
- D•••• H••••• T••••••• · Member Of Management Committee · Jan 1, 2011 to May 8, 2020 Inference
- K•••• A•• D••••••• · Class B Member, Member Of Management Committee · Jun 1, 2008 to Jan 11, 2013 Inference
- M••••• F••••• · Member Of Management Committee · Jun 1, 2008 to Aug 19, 2014 Inference
- H•••• L•• M•••••• · Chief Compliance Officer · Jan 1, 2013 to Dec 4, 2015 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 21, 2011••• Locked
Across the graphs
W•••••••• C•••••• M••••••••• C••••••• L••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.