DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
C••••••• P•••••• A•••••••• L••
CandidateClassification candidateLower middle marketSEC registered investment adviser· Seattle, WAc•••••••••.com
Candidate, based in Seattle, WA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.5B
- PE fund assets
- $249M
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $1.5B
Classification
How this organization is classified, and on what basisCandidate · 2 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 1 Private Equity Fund(s) among 23 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2026-07-14
Classification history (2)
- Sep 23, 2026Candidate (candidate, 40%, cls-pe-2)R7: admitted on 1 Private Equity Fund(s) among 23 vehicles; no rule fired
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 Private Equity Fund(s) among 21 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 6, 2012 to Jul 14, 2026
- RAUM
- $1.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $249Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 4%
- Fund type mix
- filed 2026-07-14, latest gav Real Estate Fund $983M, Other Private Fund $471M, latest counts Real Estate Fund 8, Other Private Fund 3, lifetime distinct Hedge Fund 3, Real Estate Fund 15, Other Private Fund 4, Private Equity Fund 1
- Employees
- 87
- Headquarters
- Seattle, WA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
10 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C• R••• E••••• L••••••• L• | Credit fund | 2025 Form D first sale | unknown | no reporting | $18.5M | Unknown |
| C•• R• D•• L•• | buyout or unlabelled | 2024 Form D first sale | unknown | no reporting | $50.0M | Unknown |
| C• B••••••• F•••••• I•• L• ADV: Other Private Fund | buyout or unlabelled | 2022 first reported on Form ADV | $117M as of Jul 14, 2026 | no Form D | Unknown | |
| C• I••••••••• L••••••••• L• | Real estate fund | 2021 Form D first sale | unknown | no reporting | $174M | Unknown |
| C• B••••••• F•••••• I• L• ADV: Other Private Fund | buyout or unlabelled | 2019 Form D first sale | $74.3M as of Jul 14, 2026 | $214M | Unknown | |
| C••••••• P•••••• I••••• F••• I• L••• ADV: R••• E••••• Fund | Credit fund | 2012 Form D first sale | $87.9M as of Mar 30, 2021 | $115M | Mature | |
| C•••••• L••• ADV: R••• E••••• Fund | buyout or unlabelled | 2010 Form D first sale | $24,640 as of Jun 30, 2020 | no Form D | Wound down | |
| C••••••• P•••••• D••••••••• F•••• L••• ADV: R••• E••••• Fund | Special situations fund | unknown | $12,350 as of Jun 30, 2020 | no Form D | Wound down | |
| C••••••• P•••••• I••••• F••• I• L•••• S••••• 2• | Credit fund | unknown | unknown | no reporting | $0 | Unknown |
| C• R••••••• F•••• L• | buyout or unlabelled | unknown | unknown | no reporting | $0 | Unknown |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| U•••• B•• C•••••• P••••••• I• L•• | Private Equity Fund | 2013 to 2024 | $820,559 filed Nov 22, 2024 | adviserinfo.sec.gov |
Team
6 current, 5 former
Partner (1)
Board or advisory (2)
- P•••• Y•••• W••••• · Member Of The Board Of Managers · since Dec 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• L•••• B••• · Member Of The Board Of Managers · since Dec 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- A••• W••• S••••••• · Chief Operating Officer / General Counsel · since Aug 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••••• J••• C••••••• · Chief Compliance Officer · since Mar 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• C•••• C••• · Chief Financial Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- D••••• R•• B••• · Member Of The Board Of Managers · Dec 1, 2006 to May 28, 2021 Inference
- B•••••• D••••• B••• · Member · Dec 1, 2006 to May 23, 2014 Inference
- G•••••• S••••••• H••••• · Chief Operating Officer · Jan 1, 2012 to Oct 10, 2012 Inference
- J••• P•••••• F•••• · Chief Financial Officer · Jan 1, 2015 to Dec 8, 2022 Inference
- P••• W••••• P••••••• · Chief Compliance Officer · Sep 1, 2009 to Mar 28, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
8 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Jul 14, 2026••• Locked
- Jan 6, 2012••• Locked
Across the graphs
C••••••• P•••••• A•••••••• L•• is the same institution as 3 records in RIA and Wealth, Real Estate Funds and Private Credit.
RIA and Wealth1Real Estate Funds1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…