DFX Intelligence
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S•••••••• C•••••• M••••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Wayne, PAs•••••••••.com
Hybrid manager, based in Wayne, PA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $21.6M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $21.6M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 28, 2011 to Jul 26, 2024
- RAUM
- $21.6Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $21.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- filed 2024-07-26, latest gav Hedge Fund $21.6M, latest counts Hedge Fund 1, lifetime distinct Hedge Fund 4, Private Equity Fund 1
- Employees
- 5
- Headquarters
- Wayne, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••••• E•• M••••• F••• I•• L••• ADV: Hedge Fund | buyout or unlabelled | 2018 first reported on Form ADV | $574,783 as of May 24, 2023 | no Form D | Harvest | |
| S•••••••• E•• M••••• F•••• L••• ADV: Hedge Fund | buyout or unlabelled | 2017 first reported on Form ADV | $111M as of Jul 15, 2019 | no Form D | Wound down | |
| S•••••••• D••• V•••• M••••••• M••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $36.4M as of May 18, 2012 | no Form D | Wound down |
Team
3 current, 7 former
Managing partner (1)
- A••• P•••••• C•••••• · Managing Director, Elected Manager, Chief Investment Officer, Chief Executive Officer And Member · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- D•••• T••••••• G•••••• · Portfolio Manager · since May 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- P••••• G••••• C••••••••• · General Counsel, Head Of New Product Development, & Chief Compliance Officer · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- B•••• W•••• D••••• · President · Apr 1, 2015 to Mar 30, 2017 Inference
- F•••••••• H••••••• H••••• · Managing Director, Elected Manager And Member · Oct 1, 2010 to Jun 14, 2013 Inference
- C•••••• R••• S•••••• · Chief Compliance Officer And Vice President · Oct 1, 2015 to Jul 15, 2019 Inference
- D••••• J•••• M••••• · General Counsel And Chief Compliance Officer · Jan 1, 2011 to Aug 3, 2015 Inference
- J••• J••••• L•••••• · Chief Operating Officer · Mar 1, 2012 to Mar 31, 2015 Inference
- M••• H• B•••••••• · Chief Financial Officer · Oct 1, 2013 to Mar 28, 2018 Inference
- M•••••• C•••••• N••••• · Chief Financial Officer & Chief Compliance Officer · Apr 1, 2017 to Jul 26, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A•• G••••• A••••••• L••• 2 shared · recurring · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 155665 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Nov 28, 2011S•••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S•••••••• C•••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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