DFX Intelligence
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B••• S•••••• A•••• M••••••••• I•••
Fund of fundsClassification probableunsizedSEC registered investment adviser· New York, NY
Fund of funds, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- PE funds
- 0
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- -10funds on Form ADV
Private equity funds on its Form ADV went from 10 to 0 (-10).
Vehicles leaving the filing are funds wound up or moved to another adviser.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 10 of 13 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)10 of 13 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $0 · 0 PE funds · filed Mar 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Nov 30, 2011 to Mar 31, 2026
- RAUM
- $0regulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- $0sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 78%
- Fund type mix
- Securitized asset fund: 1 fund, 4 ever reported
- Private equity fund: 14 ever reported
- Employees
- 6
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
13 families, 13 vehicles on record, 1 more on the reporting tape
B••• S•••••• H••••• I••••••••• L• · 1 vehicle$1.7M
- B••• S•••••• H••••• I••••••••• L• buyout or unlabelled$1.7M
C••••••••• V•••••• C••••••• L• · 1 vehicle$185,821
- C••••••••• V•••••• C••••••• L• buyout or unlabelled$185,821
B••• S•••••• V•••••• P•••••••• L• · 1 vehicle$0
- B••• S•••••• V•••••• P•••••••• L• Fund of funds$0
B••• S•••••• A••••• F••• V••• L• · 1 vehicle$0
- B••• S•••••• A••••• F••• V••• L• Fund of funds$0
C••••••••• V•••••• C•••••• I•• L• · 1 vehicle$0
- C••••••••• V•••••• C•••••• I•• L• buyout or unlabelled$0
8 smaller families are in the full list of vehicles.
View all 13 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••• S•••••• H••••• I••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.7M as of Feb 28, 2013 | no Form D | Wound down | |
| C••••••••• V•••••• C••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $185,821 as of Oct 18, 2013 | no Form D | Wound down | |
| B••• S•••••• V•••••• P•••••••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• A••••• F••• V••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Jan 28, 2022 | no Form D | Wound down | |
| C••••••••• V•••••• C•••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• P•••••• E••••• O••••••••• F•••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Unknown | |
| B••• S•••••• A••••• F••• I•• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Unknown | |
| B••• S•••••• A••••• F••• V• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• A••••• F••• I•• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• A••••• F••• V•• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• P•••••• E••••• O••••••••• F••• I•• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Unknown | |
| B••• S•••••• A••••• F••• I••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest | |
| B••• S•••••• P•••••• O••••••••• V•••••••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Mar 26, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| M•• C•••••••• F•••• L• | Private Equity Fund | 2015 to 2015 | $34.7M filed Jun 4, 2015 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
5 current, 13 former
- Director / Managing Director · since Nov 1, 2020
- Director · since Sep 1, 2022
- Chief Compliance Officer/Executive Director · since May 1, 2014
- Director / Chief Financial Officer · since Dec 1, 2022
- Chief Legal Officer · since Aug 1, 2022
Full team · 5 peoplegrouped by role, with sources
Partner (1)
- G•••• B••••••••• · Director / Managing Director · since Nov 1, 2020 Form ADV
Principal (1)
- R••••• J• W•••••••• · Director · since Sep 1, 2022 Form ADV
Platform (3)
- E••• K••• H••••••••• · Chief Compliance Officer/Executive Director · since May 1, 2014 Form ADV
- M••• C••••••••• · Director / Chief Financial Officer · since Dec 1, 2022 Form ADV
- R•••• P•••••• O•••••••• · Chief Legal Officer · since Aug 1, 2022 Form ADV
13 former (kept with end dates)
- L••••••• M••• U••••• · Director/Chairman/Chief Executive Officer/President/Managing Director · Jun 1, 2008 to Dec 4, 2020 Inference
- D•••••• C•••• W•••• · Director/Managing Director · Mar 1, 2015 to Mar 30, 2016 Inference
- G•••••• G•• Q•••••• · Director/Managing Director · Jun 1, 2008 to Mar 31, 2015 Inference
- L••• T••••• V•••••• · Director/Managing Director · Mar 1, 2015 to May 28, 2015 Inference
- R•••••• T• M••••• · Director/Managing Director · Mar 1, 2015 to Mar 27, 2020 Inference
- R•••• R•••••• B•••••• · Director/Managing Director · Jun 1, 2008 to Apr 11, 2016 Inference
- C•••• M•••••• S••••••• · Director/Chief Financial Officer/Managing Director · Aug 1, 2010 to Jun 8, 2017 Inference
- J••••••• E•••••••• M••••• · Director / Chief Financial Officer / Managing Director · Nov 1, 2020 to Jan 29, 2021 Inference
- L••• D••••• A•••• O•••••••• · Chief Legal Officer / Secretary · Jan 1, 2022 to Sep 6, 2022 Inference
- M•••• A•• M•••••••• · Director/Chief Financial Officer/Managing Director · Jun 1, 2017 to Dec 4, 2020 Inference
- N••• D••••• M•••••••• · Chief Compliance Officer/Executive Director · Jan 1, 2009 to Jun 27, 2014 Inference
- S•••• E••••• R•••••• · Secretary/Managing Director/Chief Legal Officer · Oct 1, 2008 to Jan 28, 2022 Inference
- S••••• B••••••• · Director / Executive Director · Nov 1, 2020 to Sep 6, 2022 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
B••• S•••••• A•••• M••••••••• I••• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: regulatory AUM, PE fund assets, investments held, deals, last 12 months.