DFX Intelligence
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W•••••• C•••••• L•
CandidateClassification candidateLower middle marketSEC registered investment adviser· West Palm Beach, FL
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.7B
- PE fund assets
- $61.6M
- PE funds
- 4
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $1.7B
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- Admitted on 22 Private Equity Fund(s) among 59 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.13bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- Special situations
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%)Admitted on 22 Private Equity Fund(s) among 59 vehicles; no rule fired
Regulatory footprint (Form ADV)RAUM $1.7B · 4 PE funds · filed May 20, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 30, 2012 to May 20, 2026
- RAUM
- $1.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $61.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $69.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 37%
- Fund type mix
- Hedge fund: 7 funds, $1.6B reported gross assets, 23 ever reported
- Private equity fund: 4 funds, $61.6M reported gross assets, 22 ever reported
- Other private fund: 2 funds, $15.2M reported gross assets, 14 ever reported
- Employees
- 39
- Headquarters
- West Palm Beach, FL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
22 families, 23 vehicles on record
W•••••• S••••••• I•••••••• L•• · 1 vehicle · vintage 1997$799M
- W•••••• S••••••• I•••••••• L•• buyout or unlabelled · 1997$799M
K•••• I•••••••• L•• · 1 vehicle$136M
- K•••• I•••••••• L•• buyout or unlabelled$136M
L••••• I•••••••• L•• · 1 vehicle$109M
- L••••• I•••••••• L•• buyout or unlabelled$109M
T•••• I•••••••• L•• · 1 vehicle$102M
- T•••• I•••••••• L•• buyout or unlabelled$102M
I••• I•••••••• L•• · 1 vehicle$100M
- I••• I•••••••• L•• buyout or unlabelled$100M
17 smaller families are in the full list of vehicles.
View all 23 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•••••• P••••••• 9• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $19.8M as of May 20, 2026 | no Form D | Harvest | |
| W•••••• P••••••• 1•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $19.0M as of May 20, 2026 | no Form D | Harvest | |
| W•••••• P••••••• 1•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $14.6M as of May 20, 2026 | no Form D | Harvest | |
| W•••••• P••••••• V•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $8.2M as of May 20, 2026 | no Form D | Harvest | |
| W•••••• P••••••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $5.4M as of Mar 28, 2024 | no Form D | Harvest | |
| W•••••• O••••••• P••••••• V•• L•••••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $470,635 as of Mar 28, 2024 | no Form D | Harvest | |
| W•••••• R•••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $836,303 as of Mar 30, 2016 | no Form D | Unknown | |
| W•••••• F• F••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2011 Form D first sale | $1.3M as of Mar 28, 2013 | no Form D | Unknown | |
| W•••••• S••••••• I•••••••• L•• ADV: Hedge Fund | buyout or unlabelled | 1997 Form D first sale | $799M as of Mar 28, 2019 | $1.9B | Wound down | |
| W•••••• S•••••• S••••••••• 1••• L•••••• ADV: Private Equity Fund | Special situations fund | 1996 year in the fund name | $927,541 as of Feb 12, 2013 | no Form D | Wound down | |
| K•••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $136M as of Mar 28, 2019 | no Form D | Wound down | |
| L••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $109M as of Mar 28, 2019 | no Form D | Wound down | |
| T•••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $102M as of Mar 28, 2019 | no Form D | Wound down | |
| I••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $100M as of Mar 28, 2019 | no Form D | Wound down | |
| A•••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $40.2M as of Feb 12, 2013 | no Form D | Wound down | |
| C••••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $28.0M as of Mar 28, 2019 | no Form D | Wound down | |
| I••••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $27.1M as of Feb 12, 2013 | no Form D | Wound down | |
| T••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $17.0M as of Mar 28, 2019 | no Form D | Wound down | |
| W••••••••• E••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.6M as of Mar 28, 2024 | no Form D | Harvest | |
| N•••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $905,622 as of Mar 28, 2019 | no Form D | Wound down | |
| R•••• R••••••• H••••••• L•• ADV: Private Equity Fund | Feeder or parallel | unknown | $548,882 as of Mar 30, 2016 | no Form D | Unknown | |
| V••••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $253,431 as of Jan 24, 2017 | no Form D | Wound down | |
| V••••••• S•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Jan 24, 2017 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
7 current, 15 former
- Managing Member · since Feb 1, 2009
- Managing Member · since Feb 1, 2009
- L•••••• Partner · since Jan 1, 2018
- L•••••• Partner · since Jun 1, 2020
- L•••••• Partner · since Jan 1, 2002
Full team · 7 peoplegrouped by role, with sources
Managing partner (2)
- C•••••• E••••• D••••••• · Managing Member · since Feb 1, 2009 Form ADV
- J••••• M•••••• J••••• · Managing Member · since Feb 1, 2009 Form ADV
Partner (3)
- A•••• S••• M•••• · L•••••• Partner · since Jan 1, 2018 Form ADV
- F••••••• L•••••••• · L•••••• Partner · since Jun 1, 2020 Form ADV
- M••• D••• Z••• · L•••••• Partner · since Jan 1, 2002 Form ADV
Platform (2)
- D••••• J•••• W••••• · Managing Director, Chief Compliance Officer, Secretary, And General Counsel · since Jan 1, 2024 Form ADV
- S••••• A•••••• M•••• · Chief Operating Officer And Chief Financial Officer · since Jan 1, 2021 Form ADV
15 former (kept with end dates)
- A••••••• V•••••• S•••••• · L•••••• Partner · May 1, 2019 to Mar 31, 2021 Inference
- J•••• L••••••• R•••• · L•••••• Partner · Jan 1, 2012 to Mar 28, 2023 Inference
- J••• C•••••• S•••• · L•••••• Partner · Jan 1, 2008 to Mar 31, 2021 Inference
- J••• V•••••• D•••• · L•••••• Partner · Jan 1, 2007 to Jan 13, 2014 Inference
- K•••••• A••• R•••• · L•••••• Partner · Jan 1, 2002 to Mar 27, 2020 Inference
- M••• T••••• M••••••• · L•••••• Partner · Jan 1, 2017 to Mar 27, 2020 Inference
- P••• M•••••• J••••• · L•••••• Partner · Jan 1, 2012 to Mar 27, 2020 Inference
- P••••• B•••• B••••••••• · L•••••• Partner · Jan 1, 2016 to Mar 31, 2021 Inference
- R•••••• A••• S•••••• · L•••••• Partner · Jan 1, 2014 to Mar 31, 2021 Inference
- R••••• H••••• H•••• · L•••••• Partner · Jan 1, 1996 to Feb 14, 2014 Inference
- S••••• E•••• W••• · L•••••• Partner · Jan 1, 2011 to Jan 24, 2017 Inference
- A••••• H••••• A•••• · L•••••• Partner, Chief Compliance Officer, Secretary And General Counsel · Jan 1, 2000 to Jan 13, 2024 Inference
- D•••• J••••• D••••••••• · L•••••• Partner, Chief Operating Officer And Assistant Secretary · Jan 1, 2016 to Mar 27, 2020 Inference
- J•• L••••• M••••••• · L•••••• Partner, Chief Financial Officer · Jan 1, 1998 to Jan 13, 2014 Inference
- K•••••• F•••••• P•••••• · L•••••• Partner, Chief Operating Officer And Assistant Secretary · May 1, 2019 to Mar 31, 2021 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
W•••••• C•••••• L• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Allocators.
Independent Sponsors1RIA and Wealth1Private Credit1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.