DFX Intelligence

Private Equity Intelligence

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Firms / C••••• C•••••• I••••••••• A•••••••• L••

C••••• C•••••• I••••••••• A•••••••• L••

CandidateLower middle marketBoca Raton, FLc••••••••.comSEC registered investment adviser

Classification

Class: Candidatecandidate, confidence 40%
Basis: R7: admitted on 4 Private Equity Fund(s) among 60 vehicles; no rule fired
Size band: Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-10-03

Classification history (1)

Sep 13, 2026
Candidate (candidate, 40%, cls-pe-1)
R7: admitted on 4 Private Equity Fund(s) among 60 vehicles; no rule fired

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Apr 22, 2015 to Oct 3, 2024
RAUM: $802Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 4
PE fund GAV, latest filing: $254Mreported gross assets (Form ADV), not fund size
All private fund GAV: $650Mevery private fund type, latest filing
2024 PE fund GAV: $254Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 7%
Fund type mix: filed 2024-10-03, latest gav Real Estate Fund $395M, Private Equity Fund $254M, latest counts Real Estate Fund 4, Private Equity Fund 4, lifetime distinct Hedge Fund 1, Real Estate Fund 55, Private Equity Fund 4
Employees: 132
Headquarters: Boca Raton, FL
Office address: 750 PARK OF COMMERCE DRIVE, SUITE 210, Boca Raton, FL, 33487
Business phone: 561-570-4644

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

4 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
C••••• L•••• A•••••• F••• I• ••• L••• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$134M as of Oct 3, 2024	no Form D	Harvest
C••••• L•••• A•••••• F••• I•• L• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$117M as of Oct 3, 2024	no Form D	Harvest
C••••• L•••• A•••••• F••• I•• L••• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$2.1M as of Oct 3, 2024	no Form D	Active deployment
C••••• L•••• A•••••• F••• I•• L••• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$774,996 as of Oct 3, 2024	no Form D	Mature

Team

3 current, 17 former

Managing partner (1)

M••• C••••••••• G•••• · Chief Executive Officer And President · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Vice president (1)

J•••• W• · Vice President, Treasurer · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

K•••••• A•• W•••••• · Chief Compliance Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

17 former (kept with end dates)

D•••• T•••••• H••••••• · Executive Vice Chairman Of C••••• Northstar, Inc. · Jan 1, 2016 to Mar 30, 2018 Inference
R•••••• B•••• S••••••• · President And Chief Executive Officer · Apr 1, 2015 to Nov 14, 2018 Inference
T••••• J••••• B•••••• · Chairman · Apr 1, 2015 to Jun 3, 2021 Inference
D••••• R••• G•••••• · Dir. C••••• Northstar Uk Ltd · Jun 1, 2014 to Sep 29, 2017 Inference
J••••••• D•••• F••••• · Dir., C••••• Northstar N Luxembourg S.Àr.L., C••••• Northstar Uk · Jun 1, 2014 to Sep 29, 2017 Inference
S••••• B•••••• K•••• · Dir., C••••• Northstar N Luxembourg S.Àr.L., C••••• Northstar Uk · Jun 1, 2014 to Sep 29, 2017 Inference
J•••• F•••••• F••••••• · Limited Partner Of Healthcare Opportunity Jv, Lp · Jun 1, 2014 to Sep 29, 2017 Inference
K•••• P•••••• T••••••• · Chief Investment Officer Of C••••• Capital, Inc. · Apr 1, 2015 to Mar 30, 2020 Inference
L••• S••••••••• · Chief Compliance Officer And Vice President · Apr 1, 2015 to Mar 31, 2022 Inference
A•••••• B•••••• · Director Of The Jersey Relying Advisers · Jun 1, 2014 to Mar 31, 2017 Inference
D•••• S•••• F•••••• · Director Of C••••• Northstar N - Luxembourg S.Àr.L. · Jun 1, 2014 to Sep 29, 2017 Inference
G••••• M•••••••• · Director Of The Jersey Relying Advisers · Jun 1, 2014 to Mar 31, 2017 Inference
D••••• J•••• T••••• · Vice President · Apr 1, 2015 to Apr 29, 2020 Inference
D•••• H••••• · Vice President · May 1, 2020 to Aug 17, 2022 Inference
J••••••• H••••• G•••••••• · Vice President · Apr 1, 2015 to Mar 31, 2022 Inference
M••• M••••• H••••••• · Vice President · Apr 1, 2015 to Jan 22, 2021 Inference
R••••• M••• S•••••• · Vice President, Secretary · Apr 1, 2015 to Jun 6, 2023 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

May 1, 2026
C••••• C•••••• I••••••••• A•••••••• L••: Private Equity Funds on Form ADV 4 (2024 extract) -> 2 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Apr 22, 2015
C••••• C•••••• I••••••••• A•••••••• L•• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness98 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9777777777777777,"evidence":"4 method: sum of component points, capped at 1.0
model score-pe-1
Research priority40 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness42 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.4166666666666667,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, intermediaries, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 4 days ago
Observations: 25
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

C••••• C•••••• I••••••••• A•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.

Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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