DFX Intelligence
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1••• C••••••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Philadelphia, PA1•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.4B
- PE fund assets
- $1.1B
- PE funds
- 11
- Investments held
- 40 of 52
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $15.0M to $50.0MRevenue $50.0M to $200MSectors healthcare,technology,manufacturing,life_sciencesControl majority
- Last 12 months 2Most recent 2 months ago
- Graphs 4
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.14bn Private Equity Fund GAV on the Form ADV filed 2024-03-25
- Strategies
- GROWTH EQUITY
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 18, 2015 to Mar 24, 2026
- RAUM
- $1.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-25, latest gav Private Equity Fund $1.1B, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 8
- Employees
- 14
- Headquarters
- Philadelphia, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
52 observed deals
Stated by the firm
- Sectors
- healthcare, technology, manufacturing, life sciences
- Geography
- not stated or not yet read
- Revenue
- $50.0M to $200M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $15.0M to $50.0M
- Control
- majority
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 5, unknown 40, platform 7
- period
- to 2026-07-06, from 2018-10-17, undated holdings 40, dated observations 24
- window
- last 2026-07-06, first 2018-10-17
- control
- control 7, unknown 45
- companies
- 52
- geography
- count 2, share 0.038, value NJ, count 2, share 0.038, value CA, count 1, share 0.019, value MN
- investments
- 52
- seller kinds
- transactions
- 12
- cadence by year
- 2018 other deals 1, 2019 other deals 1, 2021 add ons 1, other deals 1, 2022 add ons 1, 2023 add ons 2, 2024 other deals 2, 2025 other deals 1, 2026 add ons 1, other deals 1
- platform add on
- add ons 5, platforms 7, add ons per platform 0.71
- sector known for
- 6
- disclosed value usd
- n 0
- sector distribution
- count 3, share 0.058, value industrial manufacturing, examples Primrose Bio, USpharma, Colorescience, Inc., count 2, share 0.038, value healthcare services, examples Genoptix, Encore Dermatology, count 1, share 0.019, value life sciences, examples Coating Place
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 3, share 0.058, value miscellaneous manufacturing, examples Primrose Bio, USpharma, Colorescience, Inc., count 2, share 0.038, value outpatient specialty clinics, examples Genoptix, Encore Dermatology, count 1, share 0.019, value life sciences, examples Coating Place
52 companies on the graph (12 transactions); most in industrial manufacturing (3); 7 platforms and 5 add-ons; observed 2018 to 2026
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| 1••• C•••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $267M as of Mar 25, 2024 | no Form D | Early deployment | |
| 1••• C•••••• E••••••• G••••• • B•••••• L••• ADV: Private Equity Fund | Growth fund | 2023 first reported on Form ADV | $119M as of Mar 25, 2024 | no Form D | Early deployment | |
| 1••• C•••••• I•• P•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $113M as of Mar 25, 2024 | no Form D | Early deployment | |
| 1••• C•••••• E••••••• G••••• • B••••• P•••••••• L••• ADV: Private Equity Fund | Growth fund | 2023 first reported on Form ADV | $55.6M as of Mar 25, 2024 | no Form D | Early deployment | |
| 1••• C•••••• A•• I•• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $3.0M as of Mar 25, 2024 | no Form D | Early deployment | |
| 1••• C•••••• A••• L• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $842,667 as of Mar 25, 2024 | no Form D | Harvest | |
| 1••• C•••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $282M as of Mar 25, 2024 | no Form D | Unknown | |
| 1••• C••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $295M as of Mar 25, 2024 | no Form D | Mature |
Team
21 current, 0 former
Managing partner (2)
- A•••• C••••• O•••• · Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M• M•••••• K••• · Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (5)
- A•••• C••••• O•••• · M•••••r · since Feb 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M• M•••••• K••• · Partner · since Feb 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• R•••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M•••••• R•••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- M•••••• R•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (3)
- C•••• M••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•• B• L• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• B•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- R••• K•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- J•• S•••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• P••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• R••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- P••••••• B•••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (2)
- J••• B•••• · Business Development Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• R••••••••• · Director of Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- B•••• R•••••• S•••••• · Cco & Cfo · since Feb 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• R•••••• S•••••• · Chief Financial Officer & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••••• A•••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- T•• A••••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
52 relationships, 7 platforms, 5 add-ons
Transactions
12 on record
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- H•••••••• A••••••••• L•• 1 shared · one time · last Jan 1, 2018
LP commitments
6 disclosed
- M••••••••• P•••••• R••••••• I••••••••• M••••••••• B•••• in 1••• C••••••• L• amount not disclosed mapension.com
- L•• A•••••• C••• E••••••••• R••••••••• S••••• $10.0M lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in 1••• C•••••• I• L• $10.0M lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in 1••• C•••••• I••• L••• $30.0M lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in 1••• C•••••• I••• L••• $30.0M lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in 1••• C•••••• I••• L••• $30.0M lacers.org
Events
60 most recent
- Jul 6, 2026••• Locked
- Mar 24, 2026••• Locked
- Mar 4, 2026••• Locked
- Feb 2, 2026••• Locked
- Jan 14, 2026••• Locked
- Jan 14, 2026••• Locked
- Dec 31, 2025••• LockedLp commitment disclosedFactL•• A•••••• C••• E••••••••• R••••••••• S•••••Public pension private-markets disclosures, read through the venture lane's LP report tape
- Oct 1, 2025••• Locked
- Jun 30, 2025••• Locked
- Jun 30, 2025••• Locked
- May 5, 2025••• Locked
- Nov 14, 2024••• Locked
- Nov 14, 2024••• Locked
- Oct 29, 2024••• Locked
- Jun 17, 2024••• Locked
- Jun 17, 2024••• Locked
- Feb 1, 2024••• Locked
- Jan 16, 2024••• Locked
- Nov 30, 2023••• Locked
- Oct 23, 2023••• Locked
- Aug 28, 2023••• Locked
- Aug 2, 2023••• Locked
- Jun 26, 2023••• Locked
- Jan 9, 2023••• Locked
- Nov 2, 2022••• Locked
- Aug 15, 2022••• Locked
- Jul 14, 2022••• Locked
- Jun 13, 2022••• Locked
- Mar 16, 2022••• Locked
- Nov 11, 2021••• Locked
- Oct 27, 2021••• Locked
- Sep 30, 2021••• Locked
- Sep 30, 2021••• Locked
- Jul 29, 2021••• Locked
- Jun 29, 2021••• Locked
- Jun 11, 2021••• Locked
- May 11, 2021••• Locked
- May 4, 2021••• Locked
- Apr 7, 2021••• Locked
- Dec 31, 2020••• Locked
- Dec 14, 2020••• Locked
- Dec 2, 2020••• Locked
- Nov 25, 2020••• Locked
- Sep 10, 2020••• Locked
- May 21, 2020••• Locked
- Feb 6, 2020••• Locked
- Jan 21, 2020••• Locked
- Jan 13, 2020••• Locked
- Dec 2, 2019••• Locked
- Sep 27, 2019••• Locked
- Sep 26, 2019••• Locked
- Sep 11, 2019••• Locked
- Aug 28, 2019••• Locked
- May 17, 2019••• Locked
- May 2, 2019••• Locked
- Apr 2, 2019••• Locked
- Apr 2, 2019••• Locked
- Mar 14, 2019••• Locked
- Jan 23, 2019••• Locked
- Jan 16, 2019••• Locked
Across the graphs
1••• C•••••• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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