DFX Intelligence
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E••••••• C••••••• L••
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· New York, NYe•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $98.5M
- PE funds
- 7
- Investments held
- 5 of 11
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $5.0M to $75.0MEBITDA $5.0M to $75.0MSectors business_services,industrials,healthcare,consumer
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2022-01-11
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Jan 6, 2020 to Jan 11, 2022
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $98.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $98.5Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2022-01-11, latest gav Private Equity Fund $98.5M, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 8
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
11 observed deals
Stated by the firm
- Sectors
- business services, industrials, healthcare, consumer
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $5.0M to $75.0M
- Enterprise value
- not stated or not yet read
- Equity check
- $5.0M to $75.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 11
- period
- to unknown, from unknown, undated holdings 11, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 11
- companies
- 11
- geography
- investments
- 11
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 3
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.091, value industrial manufacturing, examples Javo Beverage, count 1, share 0.091, value business services, examples Wpromote, count 1, share 0.091, value media telecom, examples 9 Story Media Group
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.091, value beverage manufacturing, examples Javo Beverage, count 1, share 0.091, value advertising marketing, examples Wpromote, count 1, share 0.091, value media telecom, examples 9 Story Media Group
11 companies on the graph (0 transactions); most in industrial manufacturing (1); no dated observations
Funds
1 on record, 3 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••••• P••• F•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $69.9M as of Jan 11, 2022 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| E••••••• H••••• H•••••••• L•• | Private Equity Fund | 2020 to 2020 | $15.0M filed Jan 6, 2020 | adviserinfo.sec.gov | |
| E••••••• C• H•••••••• L•• | Private Equity Fund | 2020 to 2020 | $10.0M filed Jan 6, 2020 | adviserinfo.sec.gov | |
| E••••••• I•• H•••••••• L•• | Private Equity Fund | 2020 to 2020 | $5.0M filed Jan 6, 2020 | adviserinfo.sec.gov |
Team
21 current, 1 former
Managing partner (2)
- S•••• S••••• · Managing Partner & Member of the Investment Committee · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• S••••• · Chief Executive Officer · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (5)
- C••••• R•• T••••••••• B••••••• · Shareholder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• M•••••• H••••••• · Partner · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• B••••••• · Shareholder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• D•••• B••••••• · Shareholder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••• J•• B••••••• · Shareholder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- M•••••• B•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- W•••••• M••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (2)
- M•• G••••• · Senior Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•• D••••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (5)
- F•••••• B••••••• · Trustee · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• C••••• · Trustee · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• d• l• B•••••• · Trustee · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• N•••••• · Trustee · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• Z•••••• · Trustee · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- C•••• T••••••••• · Chief Operating Officer & General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••••• H•••••••• W••••••• · Vice President And Chief Compliance Officer · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N•••• P•••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• C••• · Cfo & Secretary · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- S•••••• Z•••••• · Advisor to the Investment Committee · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- C••••• A•••• · Chief Compliance Officer · Apr 1, 2019 to Mar 26, 2021 Inference
Portfolio
11 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Jan 6, 2020••• Locked