DFX Intelligence
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S••• R••• C••••••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Houston, TXs•••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $183M
- PE fund assets
- $184M
- PE funds
- 3
- Investments held
- 1 of 9
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors energyGeography North America,Texas
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.18bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jul 27, 2012 to Mar 31, 2026
- RAUM
- $183Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $184Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $117Mevery private fund type, latest filing
- 2024 PE fund GAV
- $184Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $184M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 3
- Employees
- 5
- Headquarters
- Houston, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
9 observed deals
Stated by the firm
- Sectors
- energy
- Geography
- North America, Texas
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 9
- period
- to unknown, from unknown, undated holdings 9, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 9
- companies
- 9
- geography
- investments
- 9
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 6
- disclosed value usd
- n 0
- sector distribution
- count 6, share 0.667, value energy, examples Banner Oil & Gas, Forty Acres Energy, Peachridge Energy Partners, K3 Oil
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 6, share 0.667, value energy, examples Banner Oil & Gas, Forty Acres Energy, Peachridge Energy Partners, K3 Oil
9 companies on the graph (0 transactions); most in energy (6); no dated observations
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• B••••• H••••••• L•• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $6.6M as of Mar 28, 2024 | no Form D | Harvest | |
| S••• R••• E••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $146M as of Mar 28, 2024 | no Form D | Unknown | |
| S••• R••• E••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $31.4M as of Mar 28, 2024 | no Form D | Harvest |
Team
4 current, 2 former
Managing partner (1)
- J••••• L• B•••••••• · Managing Partner And Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- B••••••• A••••• S•••••• · Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• L• B•••••••• · Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- R••••• M• S•••••• · Director Of Engineering · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- M•••••• C••••• M••••••••• · Chief Financial Officer · Apr 1, 2012 to Mar 25, 2013 Inference
- S••••• M••••• · Chief Financial Officer, Chief Compliance Officer · Dec 1, 2012 to Mar 30, 2022 Inference
Portfolio
9 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••••••• G••••• I••• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jul 27, 2012S••• R••• C•••••• first filed Form ADV in the extract (ERA)
Across the graphs
S••• R••• C•••••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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