DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / B••••••••• C•• M••••••••• L••
B••••••••• C•• M••••••••• L••
Hybrid manager · probableLower middle marketNew York, NYb•••••••••.comSEC registered investment adviser
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 19 distinct vehicles; hedge, securitized or liquidity vehicles 18
- Size band
- Lower middle marketdefined by: proxy: $0.14bn Private Equity Fund GAV on the Form ADV filed 2024-10-23
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 19 distinct vehicles; hedge, securitized or liquidity vehicles 18
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 17, 2022 to Oct 23, 2024
- RAUM
- $8.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $139Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $8.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $139Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 5%
- Fund type mix
- filed 2024-10-23, latest gav Private Equity Fund $139M, Securitized Asset Fund $8.3B, latest counts Private Equity Fund 1, Securitized Asset Fund 17, lifetime distinct Private Equity Fund 1, Securitized Asset Fund 18
- Employees
- 432
- Headquarters
- New York, NY
- Office address
- 345 PARK AVENUE, 31ST FLOOR, New York, NY, 10154
- Business phone
- 212-503-2100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••••••••• C••••• R•••• F••• T•••• S•• L• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $139M as of Oct 23, 2024 | no Form D | Unknown |
Team
6 current, 5 former
Platform (5)
- I•• H•••••••• · Chief Operating Officer · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• J•••• B••••• · General Counsel · since May 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••••• •••••• K• B•••••••• · Chief Compliance Officer · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• L••••••• I•••••••• · Chief Operating Officer Of L••••• Credit S••••••••• · since May 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• P• S•••••• · Chief Financial Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- G••••• M•••••• D••••••• · Global Head Of B••••••••• Credit And Insurance · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- D••••• D••••• S•••• · Chairman Of B••••••••• Credit And Insurance · Jan 1, 2024 to Oct 23, 2024 Inference
- D••••• H••••• S•••• · Head Of L••••• Credit S••••••••• · Jul 1, 2007 to Jan 22, 2024 Inference
- H•••••• C•••• V••••••• · Chief Operating Officer · Feb 1, 2023 to Aug 1, 2024 Inference
- K•••• M•••••• K••••• · Head Of Finance · May 1, 2019 to Jan 22, 2024 Inference
- P••• M••• K•••• · Chief Operating Officer · May 1, 2019 to Jan 12, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 17, 2022B••••••••• C•• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
B••••••••• C•• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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