DFX Intelligence
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B••• W•••• L••• S•••••• A•••••••• L•
CandidateClassification candidateLower middle marketSEC registered investment adviser· USb•••••••••.com
Candidate, based in US.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $193M
- PE fund assets
- $17.7M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $193M
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-08-15
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 4, 2021 to Mar 26, 2026
- RAUM
- $193Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $17.7Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $193Mevery private fund type, latest filing
- 2024 PE fund GAV
- $17.7Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-08-15, latest gav Hedge Fund $280M, Private Equity Fund $17.7M, latest counts Hedge Fund 3, Private Equity Fund 2, lifetime distinct Hedge Fund 3, Private Equity Fund 2
- Employees
- 4
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••• W•••• V••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $12.5M as of Aug 15, 2024 | no Form D | Early deployment | |
| B••• W•••• S•••••• O••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.2M as of Aug 15, 2024 | no Form D | Unknown |
Team
1 current, 2 former
Partner (1)
- N•••••••• T••••• C•••••• · General Partner · since Dec 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- E•••• A••••• · Chief Compliance Officer And Chief Operating Officer · Mar 1, 2021 to Mar 28, 2024 Inference
- Y•••••• L•••••• C•••••• · Chief Compliance Officer / Chief Operating Officer / Chief Financial Officer · Mar 1, 2024 to Aug 15, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- F•• H•••• G••••• L••• 2 shared · recurring · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026••• Locked
- Jan 4, 2021••• Locked
Across the graphs
B••• W•••• L••• S•••••• A•••••••• L• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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