DFX Intelligence
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B•••• O•• a•• G•• M••••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Fort Worth, TXb•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $311M
- PE fund assets
- $311M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography United States
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.31bn Private Equity Fund GAV on the Form ADV filed 2024-10-21
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 15, 2017 to Oct 21, 2024
- RAUM
- $311Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $311Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $311Mevery private fund type, latest filing
- 2024 PE fund GAV
- $311Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-10-21, latest gav Private Equity Fund $311M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 4
- Employees
- 9
- Headquarters
- Fort Worth, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United States
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••• A••••••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $186M as of Oct 21, 2024 | no Form D | Unknown | |
| B•••• O••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $778,405 as of Mar 30, 2023 | no Form D | Wound down | |
| B•••• C••••••••• I•• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $68.7M as of Oct 21, 2024 | no Form D | Unknown | |
| B•••• A••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $56.4M as of Oct 21, 2024 | no Form D | Harvest |
Team
11 current, 0 former
Managing partner (1)
- S•••••• J•••• H••••• · President/CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (1)
- S•••••• J•••• H••••• · Manager · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (3)
- B•••• D•••• · VP Geology · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• S••••• · VP Land · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• S••••••• · VP Fund Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- R•••••• Q••••••••• · Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- J•••• Z••• · VP Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• D••••• · VP FiNANCE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• M••• M•••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• M••• M•••••• · Manager And Cco · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• M•••• · VP ENGINEERING · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- C•••••••• A•••••••• L•• 1 shared · one time · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026B•••• O•• a•• G•• M••••••••• L•: Private Equity Funds on Form ADV 3 (2024 extract) -> 5 (roster 2026-09-01)
- Aug 15, 2017B•••• O•• a•• G•• M••••••••• L• first filed Form ADV in the extract (ERA)
Across the graphs
B•••• O•• a•• G•• M••••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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