DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / T•••• C•••••• M••••••••• L••
T•••• C•••••• M••••••••• L••
Hybrid manager · probableLower middle marketRye Brook, NYt•••••••••.comSEC registered investment adviser
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 4 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 9
- Size band
- Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-04-25
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 4 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 9
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Apr 25, 2024
- RAUM
- $362Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $303Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $303Mevery private fund type, latest filing
- 2024 PE fund GAV
- $303Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 31%
- Fund type mix
- filed 2024-04-25, latest gav Private Equity Fund $303M, latest counts Private Equity Fund 3, lifetime distinct Hedge Fund 9, Private Equity Fund 4
- Employees
- 8
- Headquarters
- Rye Brook, NY
- Office address
- 4 INTERNATIONAL DRIVE, SUITE 230, Rye Brook, NY, 10573
- Business phone
- 914 694 5777
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T•• T••••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $234M as of Apr 25, 2024 | no Form D | Early deployment | |
| R• H••••••• F•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $6.9M as of Apr 25, 2024 | no Form D | Unknown | |
| D•••••• H•••••• H••••••• F•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $5.6M as of Mar 29, 2021 | no Form D | Wound down | |
| C••••••••• S••••• F••• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $62.2M as of Apr 25, 2024 | no Form D | Mature |
Team
3 current, 2 former
Board or advisory (2)
- D•••••• M•••••• T•••• · Trustee Of P•••• J• T•••• 2••• F••••• T•••• · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• J••••• T•••• · Trustee Of P•••• J• T•••• 2••• F••••• T•••• · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- V•••••• M•••••••• · Chief Financial Officer And Chief Compliance Officer · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- C•••••• E••••• T••••••• · Chief Compliance Officer · Aug 1, 2006 to Mar 29, 2021 Inference
- W•••••• D•••• F••• · Chief Financial Officer · Aug 1, 2006 to Mar 31, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
7 relationships
Placement agents (7)
- S••••• L••• P•••••••• L•• 1 shared · one time · last Jan 1, 2022
- I•••••• C•••••• L•• 1 shared · one time · last Jan 1, 2022
- E•• A••• P•• L•• 1 shared · one time · last Jan 1, 2022
- E••••••••• L•• 1 shared · one time · last Jan 1, 2022
- S•• M••••••••• 1 shared · one time · last Jan 1, 2019
- H••••••• M••••• I••••••••• L•• 1 shared · one time · last Jan 1, 2019
- S••••••••• B•••••••• L•• 1 shared · one time · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Apr 28, 2026T•••• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 3 (2024 extract) -> 5 (roster 2026-09-01)
- Feb 14, 2012T•••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
T•••• C•••••• M••••••••• L•• is the same institution as 4 records in Family Offices, Independent Sponsors, RIA and Wealth and Private Credit.
Family Offices1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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