DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

S••••••• C••••••• L••

CandidateClassification candidateLower middle marketSEC registered investment adviser· Raleigh, NCs•••••••••.com

Candidate, running PRIVATE CREDIT, based in Raleigh, NC.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-20 · identity and classification; each section below carries its own date

Regulatory AUM: $465M
PE fund assets: $222M
PE funds: 4
Investments held: Not established
Deals, last 12 months: 3

Funds and vehicles Team (3)Transactions

As of 2026-09-20 · identity and classification; each section below carries its own date

Why this matters

Closed 3 transactions in the last twelve months, 6 in the last three years.
Last 12 months 3Platform deals 2
Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
0 lenders and 1 placement agents appear beside this firm on the record.
Placement agents 1

Classification

How this organization is classified, and on what basisCandidate · 1 in historyShow

Class: Candidatecandidate, confidence 40%
Basis: R7: admitted on 4 Private Equity Fund(s) among 12 vehicles; no rule fired
Size band: Lower middle marketdefined by: proxy: $0.22bn Private Equity Fund GAV on the Form ADV filed 2024-08-15
Strategies: PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Candidate (candidate, 40%, cls-pe-1)
R7: admitted on 4 Private Equity Fund(s) among 12 vehicles; no rule fired

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Aug 20, 2019 to May 7, 2026
RAUM: $465Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 4
PE fund GAV, latest filing: $222Mreported gross assets (Form ADV), not fund size
All private fund GAV: $465Mevery private fund type, latest filing
2024 PE fund GAV: $222Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 33%
Fund type mix: filed 2024-08-15, latest gav Real Estate Fund $96.1M, Private Equity Fund $222M, latest counts Real Estate Fund 8, Private Equity Fund 3, lifetime distinct Real Estate Fund 8, Private Equity Fund 4
Employees: 9
Headquarters: Raleigh, NC
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

4 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles
period: to 2026-05-20, from 2023-09-29, undated holdings 0, dated observations 6
window: last 2026-05-20, first 2023-09-29
control
companies: 4
geography: count 2, share 0.5, value MD, count 1, share 0.25, value OR
investments: 0
seller kinds
transactions: 6
cadence by year: 2023 other deals 2, 2025 platforms 1, 2026 platforms 1, other deals 2
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 4
disclosed value usd: n 0
sector distribution: count 2, share 0.5, value healthcare services, examples Procare Integrated Health & Transport, Procare Ambulance of Maryland, count 1, share 0.25, value industrial services, examples The Lewis Group, count 1, share 0.25, value industrial manufacturing, examples Willamette Valley Meat Company
holding period years: n 0
repeat counterparties: role co investor, shared 4, entity id 2fdec08f-95bd-43be-a7f2-7c604a0aa00e, role co investor, shared 3, entity id 0ce3caab-cf09-4098-90e9-1a07a985b7cb, role lender, shared 2, entity id 2fdec08f-95bd-43be-a7f2-7c604a0aa00e, role co investor, shared 2, entity id 7e0d0e96-9f66-4ac7-8165-b94ac1ac3cad
subsector distribution: count 1, share 0.25, value food manufacturing, examples Willamette Valley Meat Company, count 1, share 0.25, value ambulance, examples Procare Ambulance of Maryland

4 companies on the graph (6 transactions); most in healthcare services (2); observed 2023 to 2026

Funds

4 on record, 1 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
S••••••• C•••••• C••••• F••• I•• L••• ADV: Private Equity Fund	Credit fund	2022 first reported on Form ADV	$172M as of Aug 15, 2024	no Form D	Early deployment
S••••••• C•••••• O••••••••• Q• F•••• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$40.3M as of Aug 15, 2024	no Form D	Mature
S••••••• C•••••• O••••••••• A• F•••• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$9.0M as of Aug 15, 2024	no Form D	Mature
S••••••• W• P•••••••• L• ADV: Private Equity Fund	Fund of funds	unknown	$1.4M as of May 11, 2021	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Path	Latest reported GAV	Source
S••••••• C•••••• C••••• F••• I••• L•••	Private Equity Fund	2026 to 2026		$146M filed May 7, 2026	reports.adviserinfo.sec.gov

Team

3 current, 0 former

Managing partner (2)

D•••••• A••••• V••••• · Managing Partner · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
L•• H•••••• R•••••• · Co-Founder · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

B••••• W••••• B••••••• · Chief Compliance Officer · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

7 on record

Date	Type	Target	This firm’s role	Source
May 20, 2026	Type not stated	P•••••• I••••••••• H••••• • T••••••••	Co-investor	genesis-park.com
May 18, 2026	Platform acquisition	P•••••• A•••••••• o• M•••••••	Co-investor	tecum.com
May 18, 2026	Majority investment	P•••••• A•••••••• o• M•••••••	Co-investor	tecum.com
Oct 10, 2025	Add-on acquisition	N••• M•••••••• • S••• I•••	Lender	bylinebank.com
Apr 2, 2025	Platform acquisition	W••••••••• V••••• M••• C••••••	Co-investor	cyprium.com
Sep 29, 2023	Type not stated	T•• L•••• G••••	Co-investor	tecum.com
Sep 29, 2023	Majority investment	T•• L•••• G••••	Co-investor	tecum.com

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

M•••••• M••••• I•••••••• C•••••• o• N•••• C••••••• 1 shared · one time · last Jan 1, 2018

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

10 most recent

May 20, 2026
••• Locked
Pe in independent sponsor dealFactP•••••• I••••••••• H••••• • T••••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
May 18, 2026
••• Locked
Pe in independent sponsor dealFactP•••••• A•••••••• o• M•••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
May 18, 2026
••• Locked
Pe in independent sponsor dealFactP•••••• A•••••••• o• M•••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
May 18, 2026
••• Locked
Pe in independent sponsor dealFactP•••••• A•••••••• o• M•••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
May 7, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Oct 10, 2025
••• Locked
Pe in independent sponsor dealFactN••• M•••••••• • S••• I•••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Apr 2, 2025
••• Locked
Pe in independent sponsor dealFactW••••••••• V••••• M••• C••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Sep 29, 2023
••• Locked
Pe in independent sponsor dealFactT•• L•••• G••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Sep 29, 2023
••• Locked
Pe in independent sponsor dealFactT•• L•••• G••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Aug 20, 2019
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness98 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9833333333333333,"evidence":"3 method: sum of component points, capped at 1.0
model score-pe-1
Research priority35 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness58 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.5833333333333334,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-23items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 2 days ago
Observations: 25
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

S••••••• C••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.

Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…