DFX Intelligence

Private Equity Intelligence

Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

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Firms / R•• W••••• A•••••••

R•• W••••• A•••••••

Buyout firm · probableLower middle marketDallas, TXr•••••.comSEC registered investment adviser

Corient is a fee-only wealth management firm that offers ultra high net worth and uber high net worth individuals with solutions to simplify their wealth.

Classification

Class: Buyout firmprobable, confidence 65%
Basis: R6: 25 of 32 distinct vehicles are sworn Private Equity Funds
Size band: Lower middle marketdefined by: proxy: $0.09bn Private Equity Fund GAV on the Form ADV filed 2023-03-01

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 25 of 32 distinct vehicles are sworn P•••••• Equity Funds

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Mar 1, 2023
RAUM: $5.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 5
PE fund GAV, latest filing: $89.9Mreported gross assets (Form ADV), not fund size
All private fund GAV: $94.3Mevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 78%
Fund type mix: filed 2023-03-01, latest gav Real Estate Fund $4.5M, Private Equity Fund $89.9M, latest counts Real Estate Fund 1, Private Equity Fund 5, lifetime distinct Real Estate Fund 7, Private Equity Fund 25
Employees: 68
Headquarters: Dallas, TX
Office address: 5950 SHERRY LANE, STE. 600, Dallas, TX, 75225
Business phone: 214-360-7000

Stated criteria beside observed behaviour

2 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles: add on 1, platform 1
period: to 2026-04-09, from 2026-04-09, undated holdings 1, dated observations 2
window: last 2026-04-09, first 2026-04-09
control: control 1, unknown 1
companies: 2
geography: count 1, share unknown, value IL
investments: 2
seller kinds
transactions: 1
cadence by year: 2026 add ons 1
platform add on: add ons 1, platforms 1, add ons per platform unknown
sector known for: 1
disclosed value usd: n 0
sector distribution: count 1, share unknown, value financial services, examples Corient
holding period years: n 0
repeat counterparties
subsector distribution: count 1, share unknown, value financial services, examples Corient

2 companies on the graph (1 transactions); most in financial services (1); 1 platforms and 1 add-ons; observed 2026 to 2026

Funds

20 on record, 5 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
R•• R•••••• C•••••• V• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.2M as of Aug 2, 2017	no Form D	Wound down
R•• R•••••• C•••••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.1M as of Aug 2, 2017	no Form D	Wound down
R•• E••••• C•••••• I• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.0M as of Aug 2, 2017	no Form D	Wound down
R•• C•••••••• I••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$964,594 as of Aug 2, 2017	no Form D	Wound down
R•• C•••••••• I••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$819,464 as of Aug 2, 2017	no Form D	Wound down
R•• R•• E••••• O••••••••• F••• I••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$758,196 as of Aug 2, 2017	no Form D	Wound down
R•• C•••••••• I• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$720,410 as of Aug 2, 2017	no Form D	Wound down
R•• R•••••• C•••••• V• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$709,438 as of Aug 2, 2017	no Form D	Wound down
R•• C••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$635,693 as of Aug 2, 2017	no Form D	Wound down
R•• L••• C•••••• F••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$568,139 as of Aug 2, 2017	no Form D	Wound down
R•• R•• E••••• O••••••••• F••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$386,031 as of Aug 2, 2017	no Form D	Wound down
R•• C•••••••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$311,428 as of Aug 2, 2017	no Form D	Wound down
R•• R•••••• C•••••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$111,784 as of Aug 2, 2017	no Form D	Wound down
R•• C••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$80,000 as of Feb 4, 2014	no Form D	Wound down
R•• H• V• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$53,111 as of Jan 21, 2016	no Form D	Wound down
R•• H• E••••• I•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$43,390 as of Aug 2, 2017	no Form D	Wound down
R•• W•••••••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$30,119 as of Nov 29, 2016	no Form D	Wound down
R•• H• E•••••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$25,864 as of Jan 21, 2016	no Form D	Wound down
R•• H• V•• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$22,053 as of Aug 2, 2017	no Form D	Wound down
R•• R•• I••••••••• L• ADV: P•••••• Equity Fund	Fund of funds	unknown	$0 as of Mar 21, 2015	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
G••••• C•••••• D••••••••• F•••• L•	P•••••• Equity Fund	2012 to 2022	$23.1M filed Nov 18, 2022	adviserinfo.sec.gov
G••••• C•••••• E••••• F•••• L•	P•••••• Equity Fund	2012 to 2022	$20.5M filed Nov 18, 2022	adviserinfo.sec.gov
G••••• C•••••• P•••••• E••••• F•••• L•	P•••••• Equity Fund	2012 to 2022	$19.2M filed Nov 18, 2022	adviserinfo.sec.gov
G••••• C•••••• 2•••• L•••	P•••••• Equity Fund	2020 to 2022	$14.1M filed Nov 18, 2022	adviserinfo.sec.gov
G••••• C•••••• Q• D••••••••• F•••• L•••	P•••••• Equity Fund	2015 to 2022	$12.9M filed Nov 18, 2022	adviserinfo.sec.gov

Team

6 current, 25 former

Managing partner (1)

M••• C•••••• G••••• · Chief Executive Officer And Manager · since Mar 1, 1989 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (2)

J•••• E• R••• · Manager · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
P•••• A••• L•••••• · Managing Director · since Oct 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (3)

C•••• G••••• C••••••• · Chief Financial Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
H•••••• M•••••• P••••••• · Chief Operating Officer · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
L•••• T•••••• N••••••• · Chief Compliance Officer · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

25 former (kept with end dates)

A••• C•••••• G••••••••• · Member · Jan 1, 2019 to Jan 28, 2021 Inference
A•• N•••••• · Limited Partner · Feb 1, 1997 to Mar 29, 2016 Inference
A••••• D•••• B••••••••• · Managing Director · Jan 1, 2009 to Jul 12, 2013 Inference
A••••• D•••• B••••••••• · Member · Jan 1, 2011 to Jan 28, 2021 Inference
C•••••• E••••• T••••• · Manager · Dec 1, 2020 to Mar 30, 2022 Inference
C•••••• M•••• A•••••• · Member · Jan 1, 2016 to Jan 28, 2021 Inference
G•••••• T••••• B••• · Managing Director · Jan 1, 2011 to Jul 12, 2013 Inference
G•••••• T••••• B••• · Member · Jan 1, 2011 to Jan 28, 2021 Inference
J•••• S••••••••• T•••• · Member · May 1, 2016 to Jan 28, 2021 Inference
J••••• J••••• H••••• · Member · Feb 1, 2016 to Jan 28, 2021 Inference
J••••• C•••••••• J••••• · Member · Jan 1, 2015 to Jan 28, 2021 Inference
J••• A•••••••• J•• B•••••• · Member · Jan 1, 2014 to Jan 28, 2021 Inference
J••••• P•••••• N•••• · Manager · Dec 1, 2020 to Mar 30, 2022 Inference
K•••••• M••• M••••••••• · Member · Jan 1, 2013 to Jan 28, 2021 Inference
M•••••• J••••• K••••• · Member · Jan 1, 2013 to Jan 28, 2021 Inference
M•••••• J•••• S••••••• · Managing Director · Jan 1, 2011 to Jul 12, 2013 Inference
M•••••• J•••• S••••••• · Member · Jan 1, 2011 to Jan 28, 2021 Inference
S•••••• S•••••• B•• · Limited Partner · Jan 1, 2013 to Mar 29, 2016 Inference
T•••••• M•••••• W•••• · Member · Jan 1, 2013 to Jan 28, 2021 Inference
T•••••• M•••••• W•••• · Managing Director · Mar 1, 2012 to Jul 12, 2013 Inference
T••• R•••••• A•••••• · Member · Jan 1, 2008 to Jan 28, 2021 Inference
A••• K• H••• · Chief Compliance Officer · Jun 1, 2017 to Jan 28, 2021 Inference
J••• S•••••• C•• · Chief Operating Officer · Jul 1, 2017 to Jan 28, 2021 Inference
S•••••• C•••• R••••••• · Chief Financial Officer And Chief Strategy Officer, Limited Partner · Jan 1, 2015 to Jun 13, 2016 Inference
T•••••• L••• R•••••• · Chief Compliance Officer · Jul 1, 2015 to Aug 2, 2017 Inference

Portfolio

2 relationships, 1 platforms, 1 add-ons

Company	Role	Status	Invested	Held	Partner	Source
V•••••• C•••••• M••••••••• L• add-on to C••••••	Add-on	active	Apr 9, 2026 transaction announcement	6 months	unknown	Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••••••	Platform	active	unknown	unknown	unknown	Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)

Transactions

1 on record

Date	Type	Target	This firm’s role	Source
Apr 9, 2026	Add-on acquisition	V•••••• C•••••• M••••••••• L•	Sponsor (confirmed)	corient.com

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

11 most recent

Sep 1, 2026
Adviser CRD 104953 is not on the SEC registered or exempt adviser roster of 2026-09-01
Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
Jun 1, 2026
C•••••• Completes Acquisitions of Stonehage Fleming and Stanhope Capital Group; Global Assets Surpass US$500 Billion
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
May 13, 2026
C•••••• Announces Acquisition of Capital Advisors, Expanding its Presence in the U.S. Southwest
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Apr 16, 2026
C•••••• Continues Global Expansion with Acquisition of Geneva-based Bedrock Group
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Apr 9, 2026
C•••••• Announces Acquisition of V•••••• Capital Management
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Sep 4, 2025
C•••••• Acquires Breed’s H••• Capital, a Premier Wealth Advisor Providing Dedicated Service to Ultra-High-Net-Worth Families
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Feb 6, 2025
C•••••• Acquires Rootstock, an Ultra-High-Net-Worth Pittsburgh-Based RIA with Approximately $600 Million in Assets Under Management
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Jan 15, 2025
C•••••• Acquires Multi-Family Office Business of Geller, Expanding U.S. Wealth Management Presence and Deepening Family Office Capabilities
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Dec 17, 2024
C•••••• to Acquire H.M. Payson, Maine's Largest Registered Investment Advisor
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Nov 1, 2024
C•••••• Acquires $1.8-Billion Ensemble Capital, Bolstering California Presence
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Mar 30, 2012
R•• W••••• A••••••• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness98 · HIGH: as of: 2026-09-20items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9833333333333333,"evidence":"3 method: sum of component points, capped at 1.0
model score-pe-1
Research priority60 · ELEVATED: as of: 2026-09-20items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity3 · LOW: as of: 2026-09-20items: [{"code":"TRANSACTIONS_PER_YEAR_36M","points":0.03333333333333333,"evidence":"1 method: sum of component points, capped at 1.0
model score-pe-1
Acquisition appetite8 · LOW: as of: 2026-09-20items: [{"code":"ADD_ONS_12M","points":0.08,"evidence":["Corient Announces Acquisition method: sum of component points, capped at 1.0
model score-pe-1
Profile completeness58 · ELEVATED: as of: 2026-09-20items: [{"code":"FIELDS_PRESENT","points":0.5833333333333334,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: stated criteria, lenders, intermediaries, lps, cross dfx
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-20items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 3 days ago
Observations: 21
Sources: 3
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

R•• W••••• A••••••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.

RIA and Wealth1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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