DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / N•••• A••••••• M••••••••• C•••
N•••• A••••••• M••••••••• C•••
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Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 6 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 6 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 31, 2021
- RAUM
- $1.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2021-03-31, latest gav , latest counts , lifetime distinct Other Private Fund 4, Private Equity Fund 2
- Employees
- 22
- Headquarters
- Boston, MA
- Office address
- TEN POST OFFICE SQUARE SUITE 1200 SOUTH, Boston, MA, 02109-4621
- Business phone
- 617-695-2100
Stated criteria beside observed behaviour
19 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 19
- period
- to unknown, from unknown, undated holdings 19, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 19
- companies
- 19
- geography
- investments
- 19
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
19 companies on the graph (0 transactions); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•••• E•••••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $71,009 as of Mar 28, 2014 | no Form D | Wound down | |
| N•••• E•••••• N•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $32,993 as of Feb 1, 2019 | no Form D | Harvest |
Team
9 current, 9 former
Managing partner (1)
- R••••• G••• S•••• · Chairman, Ceo · since Jan 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- F••••• J• M••••• · Chief Investment Officer · since May 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (5)
- B•••••• A•• R••••••• · Director Of Financial Planning · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• B•••• · Managing Principal · since Jan 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••••• D•••••• H•••• · Director Of Manager Research · since Sep 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• J••••• R••• · Principal, Portfolio Manager · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Y•••• E••• · Director Of Equity Research · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B•••• E••••••• S••••• · Chief Compliance Officer, Chief Operating Officer · since Jul 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• F• M•••••• · Controller · since Apr 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- H••• H••••• E•••• · Vice Chairman Emeritus · Jan 1, 2004 to May 31, 2012 Inference
- H•••••• P•••• H••• · President Emeritus · Jan 1, 2008 to Mar 28, 2018 Inference
- J•••• F•••••••• B•••• · Chairman Emeritus/Portfolio Manager · Jan 1, 2008 to Mar 27, 2015 Inference
- E••• E•••••• W••••• · Senior Family Adviser · Aug 1, 2012 to Mar 29, 2016 Inference
- A•••••• E• P•••• · Shareholder · Feb 1, 2017 to Mar 28, 2018 Inference
- A••••• M•••• E•••••• · Chief Compliance Officer · Jan 1, 2017 to Feb 1, 2019 Inference
- C••••• J• S••••••• · Director Of Alternative Investments · May 1, 2006 to Mar 27, 2015 Inference
- L•• A•• G••••••• K••••• · Director Of Wealth Management · Jan 1, 2015 to Feb 1, 2019 Inference
- S•••• K• T•••••• · Managing Principal · Jan 1, 2008 to Aug 4, 2016 Inference
Portfolio
19 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 104825 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012N•••• A••••••• M••••••••• C••• first filed Form ADV in the extract (IA)
Across the graphs
N•••• A••••••• M••••••••• C••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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