DFX Intelligence
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B••••••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Greenwich, CTb•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $288M
- PE fund assets
- $40.5M
- PE funds
- 4
- Investments held
- 0 of 14
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors distribution,technology
- Graphs 2
- Placement agents 3
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 2, 2021 to Mar 30, 2026
- RAUM
- $288Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $40.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $288Mevery private fund type, latest filing
- 2024 PE fund GAV
- $40.5Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $40.5M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 6
- Headquarters
- Greenwich, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
14 observed deals
Stated by the firm
- Sectors
- distribution, technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 14
- period
- to unknown, from unknown, undated holdings 14, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 14
- companies
- 14
- geography
- count 1, share 0.071, value CA
- investments
- 14
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.071, value software, examples Ramp
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.071, value vertical software, examples Ramp
14 companies on the graph (0 transactions); most in software (1); no dated observations
Funds
4 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••••••••• Z••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $2.3M as of Mar 28, 2024 | no Form D | Unknown | |
| B••••••••• C•••••• P••••••• F••• I••• L••• ADV: Private Equity Fund | Buyout fund | 2021 first reported on Form ADV | $20.2M as of Mar 28, 2024 | no Form D | Unknown | |
| B••••••••• C•••••• P••••••• F••• I• L••• ADV: Private Equity Fund | Buyout fund | 2021 first reported on Form ADV | $14.6M as of Mar 28, 2024 | no Form D | Unknown | |
| B••••••••• C•••••• P••••••• F••• I••• L••• ADV: Private Equity Fund | Buyout fund | 2021 first reported on Form ADV | $3.3M as of Mar 28, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| B••••••••• C•••••• F••• I• •••• H•••••••• S••• | Other Private Fund | 2026 to 2026 | $33.4M filed Mar 30, 2026 | reports.adviserinfo.sec.gov | |
| A••••• B••••••••• C•••••• P••••••• F••• I•• S••• | Other Private Fund | 2026 to 2026 | $33.3M filed Mar 30, 2026 | reports.adviserinfo.sec.gov |
Team
13 current, 0 former
Managing partner (4)
- D•••• A••••• D•••••• · Managing Partner · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• A••••• D•••••• · Co-Founder & Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• Y••• · Co-Founder & General Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• Y••• · Co-Founder & General Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- K•••• Y••• · Partner · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• M••• Y••• · Partner · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- G•• R••••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• F•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- R••• W••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- K•••• H••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- D••••••• M•••••• · VP of Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- B•••••• J••••• M••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••••• J••••• M••••• · Chief Compliance Officer And Chief Financial Officer · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
14 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- R••••••• S••••••••• L••• 3 shared · strong · last Jan 1, 2023
- P••••••• C•••••• P•••••••• L•• 3 shared · strong · last Jan 1, 2023
- D•••••• I••••••••• a•• S••••••••• S••• 3 shared · strong · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Nov 19, 2025••• Locked
- May 17, 2023••• Locked
- Jun 2, 2021••• Locked
Across the graphs
B••••••••• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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