DFX Intelligence
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R••••• I••••••••• A•••• M••••••••• U• I••
Fund of fundsClassification probableunsizedSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.8B
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 7 of 9 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)7 of 9 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $4.8B · 0 PE funds · filed Jun 3, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Jun 3, 2026
- RAUM
- $4.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 9 ever reported
- Employees
- 79
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Education
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 9 vehicles on record
R••••• S•• H••••• C•••• T•••• L• · 1 vehicle$78.2M
- R••••• S•• H••••• C•••• T•••• L• Fund of funds$78.2M
R••••• C•••• T••• P•••••• E••••• I•• L• · 1 vehicle$68.3M
- R••••• C•••• T••• P•••••• E••••• I•• L• Fund of funds$68.3M
R••••• S•• F••• o• F•••• I••• L• · 1 vehicle$37.4M
- R••••• S•• F••• o• F•••• I••• L• Fund of funds$37.4M
R••••• S•• S•••••••• F••• I••• L• · 1 vehicle$34.0M
- R••••• S•• S•••••••• F••• I••• L• Fund of funds$34.0M
R•• C••••••• L• · 1 vehicle$1.3M
- R•• C••••••• L• Fund of funds$1.3M
Co-investment vehicles · 2 vehicles$38.5M
- R••••• C•••• T••• C••••••••• F••• I•• L• Co-investment vehicle$31.3M
- R••••• S•• C••••••••• F••• I••• L• Co-investment vehicle$7.3M
2 smaller families are in the full list of vehicles.
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R••••• S•• H••••• C•••• T•••• L• ADV: Private Equity Fund | Fund of funds | unknown | $78.2M as of Jan 26, 2021 | no Form D | Mature | |
| R••••• C•••• T••• P•••••• E••••• I•• L• ADV: Private Equity Fund | Fund of funds | unknown | $68.3M as of Jan 26, 2021 | no Form D | Harvest | |
| R••••• S•• F••• o• F•••• I••• L• ADV: Private Equity Fund | Fund of funds | unknown | $37.4M as of Jan 26, 2021 | no Form D | Mature | |
| R••••• S•• S•••••••• F••• I••• L• ADV: Private Equity Fund | Fund of funds | unknown | $34.0M as of Jan 26, 2021 | no Form D | Unknown | |
| R••••• C•••• T••• C••••••••• F••• I•• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $31.3M as of Jan 26, 2021 | no Form D | Harvest | |
| R••••• S•• C••••••••• F••• I••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $7.3M as of Jan 26, 2021 | no Form D | Harvest | |
| R•• C••••••• L• ADV: Private Equity Fund | Fund of funds | unknown | $1.3M as of Dec 19, 2017 | no Form D | Wound down | |
| R••••• S••••••••• P•••••• E••••• F•••• L• ADV: Private Equity Fund | Fund of funds | unknown | $1.0M as of Jan 26, 2021 | no Form D | Harvest | |
| R••••• P•••••• E••••• O••••••••• L• ADV: Private Equity Fund | Fund of funds | unknown | $0 as of Jan 26, 2021 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 15 former
- Board Member, President · since Nov 1, 2022
- Business Manager · since Mar 1, 2024
- Chief Compliance Officer · since Oct 1, 2019
- Board Member, Treasurer · since Jan 1, 2024
Full team · 4 peoplegrouped by role, with sources
Managing partner (1)
- M••••• •••• P•••• · Board Member, President · since Nov 1, 2022 Form ADV
Partner (1)
- I•••••• A•••••••• A•••••••• V•••••• · Business Manager · since Mar 1, 2024 Form ADV
Board or advisory (1)
- M••••• D• •••• B••••• · Board Member, Treasurer · since Jan 1, 2024 Form ADV
Platform (1)
- A••••• P••• C••••••••• · Chief Compliance Officer · since Oct 1, 2019 Form ADV
15 former (kept with end dates)
- M••• E••••• D•••••• · Board Member · Feb 1, 2009 to Jan 5, 2017 Inference
- M••• v•• D•• K•••• · Board Member, Treasurer · Jan 1, 2022 to Nov 28, 2022 Inference
- R••••• T••••• · Board Member, Treasurer · Jan 1, 2017 to Nov 28, 2018 Inference
- G•••••• v•• H••••• · Board Member, President · Jan 1, 2017 to Jan 13, 2022 Inference
- K•••• v•• B•••••••• · Board Member, President · Jan 1, 2022 to Nov 28, 2022 Inference
- M•••••• J••• D•••• · Board Member, President, Treasurer · Aug 1, 2008 to Jan 5, 2017 Inference
- A••••• D••••••• R•••• · Managing Director · Sep 1, 2023 to Mar 27, 2024 Inference
- M•••••• L• B••••• · Managing Director · Sep 1, 2017 to Jan 26, 2021 Inference
- A•••••••• •••• P••••••••• · Treasurer · Nov 1, 2022 to Feb 8, 2024 Inference
- K•••• F•••••• M••••• · Chief Compliance Officer · Nov 1, 2018 to Oct 31, 2019 Inference
- T••• M• P••••• · Chief Compliance Officer · Oct 1, 2016 to Dec 4, 2018 Inference
- W•••••• G••••• B••••••• · Chief Legal Officer, Chief Compliance Officer And Secretary · Sep 1, 2008 to Oct 10, 2016 Inference
- J••• C••••• B••••• · Executive Director · May 1, 2018 to Jan 13, 2022 Inference
- J••• L•••• P•••• · Executive Director · Mar 1, 2018 to Sep 12, 2023 Inference
- K•••• W•••• S•••••• · Executive Director · Mar 1, 2018 to Jan 13, 2022 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Sep 17, 2026••• Locked
- Sep 17, 2026••• Locked
- Feb 14, 2012••• Locked
Across the graphs
R••••• I••••••••• A•••• M••••••••• U• I•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.