DFX Intelligence
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P•••••• E••••• M••••••••• I• L••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Southlake, TXp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $171M
- PE fund assets
- $250M
- PE funds
- 1
- Investments held
- 2 of 17
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $5.0M to $50.0MRevenue up to $500M
- Last 12 months 1Most recent 9 months agoPlatform deals 1
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-03-30
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 21, 2014 to Mar 31, 2026
- RAUM
- $171Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $250Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $171Mevery private fund type, latest filing
- 2024 PE fund GAV
- $250Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-30, latest gav Private Equity Fund $250M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- 8
- Headquarters
- Southlake, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
16 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- up to $500M
- EBITDA
- not stated or not yet read
- Enterprise value
- $10.0M to $250M
- Equity check
- $5.0M to $50.0M
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 15, platform 2
- period
- to 2025-12-09, from 2025-12-09, undated holdings 15, dated observations 4
- window
- last 2025-12-09, first 2025-12-09
- control
- control 2, unknown 15
- companies
- 16
- geography
- count 1, share 0.062, value KY
- investments
- 17
- seller kinds
- transactions
- 2
- cadence by year
- 2025 platforms 2
- platform add on
- add ons 0, platforms 2, add ons per platform unknown
- sector known for
- 11
- disclosed value usd
- n 0
- sector distribution
- count 6, share 0.375, value industrial manufacturing, examples Hatch Stamping Company, Cummings Signs, Total Plastics Int’l, Total Plastics, count 2, share 0.125, value specialty distribution, examples Groff Tractor & Equipment, Hills Machinery Company, count 1, share 0.062, value aerospace defense, examples Keywell Metals, count 1, share 0.062, value industrial services, examples Interstate Waste Services, count 1, share 0.062, value financial services, examples Acton Mobile
- holding period years
- n 0
- repeat counterparties
- role sell side adviser, shared 2, entity id 575909c1-88d6-4258-9a4c-5ac16569090a, role legal adviser, shared 2, entity id dd701bd9-a2a1-4850-a7f9-2b48c4d47115
- subsector distribution
- count 3, share 0.188, value miscellaneous manufacturing, examples Cummings Signs, Derby Fabricating Solutions, CID Resources, Inc., count 2, share 0.125, value machinery equipment wholesale, examples Groff Tractor & Equipment, Hills Machinery Company, count 2, share 0.125, value plastics rubber products, examples Total Plastics Int’l, Total Plastics, count 1, share 0.062, value aerospace defense, examples Keywell Metals, count 1, share 0.062, value fabricated metal products, examples Hatch Stamping Company, count 1, share 0.062, value waste collection, examples Interstate Waste Services, count 1, share 0.062, value financial services, examples Acton Mobile
16 companies on the graph (2 transactions); most in industrial manufacturing (6); 2 platforms and 0 add-ons; observed 2025 to 2025
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• E••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $250M as of Mar 30, 2024 | no Form D | Harvest |
Team
10 current, 1 former
Managing partner (4)
- R••• G••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• G••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• G••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• G••••• · Managing Partner And Member · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- C•••••• C••••• · Managing Director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- C•••••• C••••• · Managing Director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- D•••• R•••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- C•••••• V•••• · Senior Associate · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Analyst (1)
- R••• G••••• · Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- S•••• E•••••••• A•••••• · Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- S•••••••• F••• · Chief Compliance Officer · Mar 1, 2014 to Mar 31, 2023 Inference
Portfolio
17 relationships, 2 platforms, 0 add-ons
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Dec 9, 2025 | Platform acquisition | D•••• | Sponsor (confirmed), Sponsor (confirmed) | p•••••••••.com |
| Jan 27, 2021 | Exit to a strategic buyer | T•••• P••••••• | Seller (confirmed) | p•••••••••.com |
Placement agents, lenders, advisers and co-investors
2 relationships
Financial advisers (1)
- D••••••• P••••• • P••••••• 1 shared · one time · last Dec 9, 2025
Legal advisers (1)
- J•••••• W••••• 1 shared · one time · last Dec 9, 2025
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
9 most recent
- Dec 9, 2025••• LockedPlatform investmentFactD••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Dec 9, 2025••• Locked
- Mar 27, 2024••• Locked
- Mar 27, 2024••• Locked
- Mar 24, 2021••• Locked
- Jan 27, 2021
- Jan 27, 2021••• Locked
- May 5, 2020••• Locked
- Mar 21, 2014••• Locked
Across the graphs
P•••••• E••••• M••••••••• I• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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