DFX Intelligence
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P••••• G•••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· New Rochelle, NY
Hybrid manager, based in New Rochelle, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $803M
- PE fund assets
- $2.1M
- PE funds
- 0
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- -1funds on Form ADV
Private equity funds on its Form ADV went from 1 to 0 (-1).
Vehicles leaving the filing are funds wound up or moved to another adviser.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 3
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-05-13
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 3
Regulatory footprint (Form ADV)RAUM $803M · 0 PE funds · filed Jun 2, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Aug 22, 2019 to Jun 2, 2026
- RAUM
- $803Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $2.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $723Mevery private fund type, latest filing
- 2024 PE fund GAV
- $2.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- Hedge fund: 3 funds, $723M reported gross assets
- Private equity fund: 1 ever reported
- Employees
- 10
- Headquarters
- New Rochelle, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 2 vehicles on record
P••••• H••••••• 8• L• · 1 vehicle$50.7M
- P••••• H••••••• 8• L• buyout or unlabelled$50.7M
P••••• H••••••• V•• L•• · 1 vehicle · vintage 2023$2.1M
- P••••• H••••••• V•• L•• buyout or unlabelled · 2023$2.1M
View all 2 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••••• H••••••• V•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $2.1M as of May 13, 2024 | no Form D | Early deployment | |
| P••••• H••••••• 8• L• ADV: Hedge Fund | buyout or unlabelled | unknown | $50.7M as of Jun 2, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 3 former
- Member · since Mar 1, 2019
- Member · since Jan 1, 2018
- Member · since Jan 1, 2017
- Chief Compliance Officer · since Mar 1, 2024
Full team · 4 peoplegrouped by role, with sources
Partner (3)
- A••• N•••••••• B•••••••• · Member · since Mar 1, 2019 Form ADV
- D••••• C• L• · Member · since Jan 1, 2018 Form ADV
- S••••• A••• M••• · Member · since Jan 1, 2017 Form ADV
Platform (1)
- S••• D••••• C••• · Chief Compliance Officer · since Mar 1, 2024 Form ADV
3 former (kept with end dates)
- D•••• S•••••• · Chief Compliance Officer And Controller · Aug 1, 2018 to Aug 3, 2022 Inference
- M•••••• O••••• W•••• · Chief Compliance Officer, Controller · Jul 1, 2022 to Jan 10, 2023 Inference
- M•••••• L•••••• · Chief Compliance Officer, Controller · Dec 1, 2022 to Mar 28, 2024 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
P••••• G•••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.