DFX Intelligence
Private Equity Intelligence
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Firms / S••••• F••• A••••••• L••
S••••• F••• A••••••• L••
Buying and operating some of the best small businesses in America.
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.24bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Sep 30, 2022 to Mar 28, 2024
- RAUM
- $279Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $245Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $245Mevery private fund type, latest filing
- 2024 PE fund GAV
- $245Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $245M, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 7
- Employees
- 8
- Headquarters
- Wheat Ridge, CO
- Office address
- 6300 W 49TH DRIVE, Wheat Ridge, CO, 80033
- Business phone
- 303-829-2093
Stated criteria beside observed behaviour
24 observed deals
Stated by the firm
- Sectors
- safety security, healthcare, consumer, technology, aerospace defense
- Geography
- United States, Southeast, Asia, Mountain West
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 24
- period
- to 2026-01-01, from 2017-01-01, undated holdings 0, dated observations 24
- window
- last unknown, first unknown
- control
- unknown 24
- companies
- 24
- geography
- investments
- 24
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 10
- disclosed value usd
- n 0
- sector distribution
- count 6, share 0.25, value industrial services, examples Steamboat Springs, CO, Des Plaines, IL, Nampa, ID, Loveland, CO, count 2, share 0.083, value consumer services, examples Arvada, CO, Little Rock, AR, count 1, share 0.042, value transportation logistics, examples Fairfield, NJ, count 1, share 0.042, value industrial manufacturing, examples Gurnee, IL
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.083, value landscaping, examples Arvada, CO, Little Rock, AR, count 2, share 0.083, value electrical contracting, examples Steamboat Springs, CO, Loveland, CO, count 2, share 0.083, value hvac plumbing mechanical, examples Nampa, ID, Colorado Springs, CO, count 1, share 0.042, value remediation environmental, examples Des Plaines, IL, count 1, share 0.042, value utility construction, examples Caldwell, ID, count 1, share 0.042, value general freight trucking, examples Fairfield, NJ, count 1, share 0.042, value food manufacturing, examples Gurnee, IL
24 companies on the graph (0 transactions); most in industrial services (6); observed 2017 to 2026
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••••••• F••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $3.9M as of Mar 28, 2024 | no Form D | Unknown | |
| S••••• F••• F••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $90.0M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $83.2M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• F••• A•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $34.0M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• F••• F••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $12.6M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• F••• A•••• Q•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $12.2M as of Mar 28, 2024 | no Form D | Early deployment | |
| S••••• F••• O••••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $8.6M as of Mar 28, 2024 | no Form D | Early deployment |
Team
3 current, 0 former
Partner (2)
- E••• M•••••• L••••• · Manager · since Jun 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• F•••••••• A••••••• · Manager · since Jun 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- L•• E••••• J•••••• · Chief Compliance Officer · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
24 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 26, 2026S••••• F••• A••••••• L••: Private Equity Funds on Form ADV 7 (2024 extract) -> 22 (roster 2026-09-01)
- Sep 30, 2022S••••• F••• A••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S••••• F••• A••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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