DFX Intelligence
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O•••••• I••••••••• P•••••••• L••
Buyout firmClassification probableUpper middle marketSEC registered investment adviser· New York, NYo•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $7.9B
- PE fund assets
- $6.1B
- PE funds
- 16
- Investments held
- 3 of 22
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA from $20.0MSectors infrastructure,business_services,industrialsControl control
- Last 12 months 1Most recent 2 months agoPlatform deals 1
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Upper middle marketdefined by: proxy: $6.09bn Private Equity Fund GAV on the Form ADV filed 2024-04-15
- Strategies
- INFRASTRUCTURE
Classification history (2)
- Sep 13, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 35 of 35 distinct vehicles are sworn Private Equity Funds; 14 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to May 12, 2026
- RAUM
- $7.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 16
- PE fund GAV, latest filing
- $6.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.9Bevery private fund type, latest filing
- 2024 PE fund GAV
- $6.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-04-15, latest gav Private Equity Fund $6.1B, latest counts Private Equity Fund 14, lifetime distinct Private Equity Fund 35
- Employees
- 45
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
22 observed deals
Stated by the firm
- Sectors
- infrastructure, business services, industrials
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- from $20.0M
- Enterprise value
- $100M to $1.0B
- Equity check
- not stated or not yet read
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, unknown 19, platform 2
- period
- to 2026-07-14, from 2024-11-22, undated holdings 20, dated observations 4
- window
- last 2026-07-14, first 2024-11-22
- control
- control 2, unknown 20
- companies
- 22
- geography
- count 1, share 0.045, value WA
- investments
- 22
- seller kinds
- family 1
- transactions
- 2
- cadence by year
- 2024 add ons 1, 2026 platforms 1
- platform add on
- add ons 1, platforms 2, add ons per platform unknown
- sector known for
- 5
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.182, value industrial manufacturing, examples Personal Protective Equipment Business, Protective Industrial Products, Inc., Applied Technical Services, NSI Industries, LLC, count 1, share 0.045, value business services, examples TransPak Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.091, value miscellaneous manufacturing, examples Personal Protective Equipment Business, Protective Industrial Products, Inc., count 1, share 0.045, value engineering services, examples TransPak Inc., count 1, share 0.045, value electronics manufacturing, examples Applied Technical Services, count 1, share 0.045, value electrical equipment, examples NSI Industries, LLC
22 companies on the graph (2 transactions); most in industrial manufacturing (4); 2 platforms and 1 add-ons; observed 2024 to 2026
Funds
35 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••••• M•••• C•••••••• B••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $24.8M as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• J•••••• C•••••••• B••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $30.3M as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• P••••• C•••••••• F•••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $16.3M as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• I••••••••• P••••••• F••• V•• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $2.8B as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• I••••••••• P••••••• F••• V•••• L• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $1.5B as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• I••••••••• P••••••• F••• V• ••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $68.6M as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• C••••••••• I••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $1.0M as of Apr 15, 2024 | no Form D | Harvest | |
| O•••••• I••••••••• P••••••• F••• V• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $1.6B as of Apr 15, 2024 | no Form D | Harvest | |
| O•••••• I••••••••• P••••••• F••• V• ••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $30.9M as of Apr 15, 2024 | no Form D | Harvest | |
| B•••••• C•••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2014 first reported on Form ADV | $4.8M as of Apr 15, 2024 | no Form D | Unknown | |
| E•• I••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $320,161 as of Mar 29, 2018 | no Form D | Wound down | |
| E•• I••••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $76,705 as of Mar 29, 2018 | no Form D | Wound down | |
| E•• I••••••••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $25,013 as of Mar 29, 2018 | no Form D | Wound down | |
| C•••••••• I••••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $741 as of Apr 15, 2024 | no Form D | Harvest | |
| I••••••••• P•••• S••••••• I••••••••• L•• ADV: Private Equity Fund | Infrastructure fund | 2013 first reported on Form ADV | $457 as of Apr 15, 2024 | no Form D | Harvest | |
| C•••••••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $150 as of Feb 13, 2020 | no Form D | Wound down | |
| S•••••••• P••••••••• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2013 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Wound down | |
| O•• C••••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2013 first reported on Form ADV | $0 as of Sep 17, 2015 | no Form D | Wound down | |
| T•• C•••• I••••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $0 as of Sep 17, 2015 | no Form D | Wound down | |
| O•••••• I••••••••• P••••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $65.2M as of Apr 15, 2024 | no Form D | Unknown | |
| O•••••• I••••••••• P••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $6.2M as of Aug 20, 2013 | no Form D | Wound down | |
| O•••••• I••••••••• P••••••• F••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $5.7M as of Mar 30, 2020 | no Form D | Wound down | |
| O•••••• I••••••••• P••••••• F••• I• ••••••••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $1.7M as of Apr 15, 2024 | no Form D | Unknown | |
| T••••••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $382,324 as of Mar 29, 2018 | no Form D | Wound down | |
| O•••••• C••••••••• S•••••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $351,715 as of Apr 20, 2021 | no Form D | Wound down | |
| P•••••••• C••••••••• I• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $285,482 as of Mar 29, 2018 | no Form D | Wound down | |
| T••••••• C••••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $152,929 as of Mar 29, 2018 | no Form D | Wound down | |
| T••••••• C••••••••• I••• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $73,284 as of Mar 29, 2018 | no Form D | Wound down | |
| P•••••••• C••••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $42,836 as of Mar 29, 2018 | no Form D | Wound down | |
| R• C••••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Mar 31, 2016 | no Form D | Wound down | |
| B•• D••••••• C••••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Jan 15, 2013 | no Form D | Wound down | |
| B•• D••••••• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Jan 15, 2013 | no Form D | Wound down | |
| R• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Mar 31, 2016 | no Form D | Wound down | |
| O•• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Sep 17, 2015 | no Form D | Wound down | |
| T•• C•••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 17, 2015 | no Form D | Wound down |
Team
22 current, 3 former
Managing partner (2)
- S•••••• B••••• · Chairman Emeritus · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••• B••••• · Chairman · since Nov 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- B•••• K•••• · General Partner/Limited Partner · since Jun 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• H•••••• · Limited Partner · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (10)
- C•••• P••••• S•••• · Senior Managing Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, B••••••• Wire public pages and RSS)
- C•••• P••••• S•••• · Senior Managing Principal · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• S•••• · Senior Managing Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, B••••••• Wire public pages and RSS)
- H•••• B••••• · Managing Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• M••••••• · Senior Managing Principal · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• H••• · Managing Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• P•••• · Managing Principal · start date unknown Press release wires (PR Newswire, GlobeNewswire, B••••••• Wire public pages and RSS)
- P••• A••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• D•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• F••••• · Managing Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- K••• D•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- B•••• B•••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• C••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• C•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- L•••• G•••••• · Vice President, Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- D•••••• M••••••• H••••••• · Chief Operating Officer · since Jan 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••• H•••• · Managing Principal, General Counsel and Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V••••• H•••• · Chief Compliance Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- C•••••• A••• W••••••••• · General Partner · Jun 1, 2004 to Feb 13, 2020 Inference
- S•••• M•••• · General Partner · Aug 1, 2009 to Feb 13, 2020 Inference
- D•••••• M••••••• H••••••• · Chief Compliance Officer · Jan 1, 2012 to Jan 12, 2018 Inference
Portfolio
22 relationships, 2 platforms, 1 add-ons
Transactions
4 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 14, 2026 | Platform acquisition | T••••••• I••• | Sponsor (confirmed) | o•••••••••.com |
| Jul 2, 2025 | Exit to a strategic buyer | A•••••• T•••••••• S••••••• | Seller (confirmed) | o•••••••••.com |
| Nov 22, 2024 | Add-on acquisition | P••••••• P••••••••• E•••••••• B••••••• | Sponsor (confirmed) | o•••••••••.com |
| Nov 18, 2024 | Exit to a strategic buyer | N•• I••••••••• L•• | Seller (confirmed) | o•••••••••.com |
Placement agents, lenders, advisers and co-investors
4 relationships
Financial advisers (3)
- J••• M••••• S••••••••• L•• 1 shared · one time · last Jul 14, 2026
- A••••• C•••••• P••••••• 1 shared · one time · last Jul 14, 2026
- B•• 1 shared · one time · last Jul 14, 2026
Legal advisers (1)
- L••••• • W•••••• L•• 1 shared · one time · last Jul 14, 2026
LP commitments
4 disclosed
- O••••• P••••• E•••••••• R••••••••• F••• in O•••••• I••••••••• P••••••• F••• V•• L• $150M oregon.gov
- A••••• P•••••••• F••• C••••••••• in O•••••• I••••••••• P••••••• F••• I•• L• $40.0M apfc.org
- A••••• P•••••••• F••• C••••••••• in O•••••• I••••••••• P••••••• F••• V• L• $50.0M apfc.org
- A••••• P•••••••• F••• C••••••••• in O•••••• I••••••••• P••••••• F••• V•• L• $50.0M apfc.org
Events
11 most recent
- Jul 14, 2026••• Locked
- Jul 14, 2026••• Locked
- May 12, 2026••• Locked
- Jan 12, 2026••• Locked
- Jul 2, 2025
- Jul 2, 2025••• Locked
- Jan 6, 2025••• Locked
- Nov 22, 2024••• Locked
- Nov 18, 2024
- Nov 18, 2024••• Locked
- Feb 14, 2012••• Locked
Across the graphs
O•••••• I••••••••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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