DFX Intelligence
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R••••• I••••••••• A••••••• K•••
Fund of funds, based in Tokyo.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Global
- Placement agents 1
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Mar 30, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $41.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 13%
- Fund type mix
- filed 2024-05-09, latest gav Hedge Fund $30.2M, latest counts Hedge Fund 3, lifetime distinct Hedge Fund 5, Other Private Fund 2, Private Equity Fund 1
- Employees
- unknown
- Headquarters
- Tokyo, Japan
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R••••••• ADV: Other Private Fund | Fund of funds | 2016 first reported on Form ADV | $1.8M as of Mar 24, 2021 | no Form D | Active deployment | |
| R••••••• ADV: Other Private Fund | Fund of funds | 2015 first reported on Form ADV | $401,107 as of Apr 1, 2020 | no Form D | Wound down | |
| R••••••• ADV: Private Equity Fund | Fund of funds | unknown | $15.3M as of Mar 31, 2017 | no Form D | Wound down |
Team
19 current, 5 former
Managing partner (2)
- E• R••••• · Chief Executive Officer and Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••••• J•••• R••••• · Chief Executive Officer & Chief Investment Advisor, Director · since Feb 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- C•••••• M•••• · Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•• U••••• · Head of External Manager Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (3)
- M••••• K••••••• · Executive Director, Institutional Sales · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• R••••• W••• · Director · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••••• B••••• S•••• · Director · since Aug 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Associate (1)
- M•••• K•••• · Sales Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- J•••• A••••• T•••• · Chief Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• A••••• T•••• · Co Chief Operating Officer · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• N••••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• N••••• · Chief Compliance Officer · since May 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• S••• · Co Chief Operating Officer · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Y••• Y••••••• · Office Manager / Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (5)
- M••••• Y••••••• · Head of Institutional Sales · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• C••••••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• M••••••• · Head of Sales · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Y••••••• I••••• · Head of Japanese Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Y••••••• I••••• · Head Of Research · since Aug 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- H••••• T•••••• · Chief Compliance Officer · Apr 1, 2020 to Mar 28, 2023 Inference
- K•••• O•• · Chief Compliance Officer · Feb 1, 2019 to Apr 1, 2020 Inference
- M••••••• T••••• · Chief Compliance Officer · Mar 1, 2016 to Mar 26, 2020 Inference
- R••• K•••••• · Chief Operating Officer · Sep 1, 2009 to Mar 26, 2020 Inference
- R••• H••• B•••••••• · Director · Aug 1, 2015 to Mar 27, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•• C••••••••• L•••••• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked