DFX Intelligence

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C•••• I••••••••• M••••••••• L••

Buyout firmClassification probableMiddle marketSEC registered investment adviser· New York, NYc••••.com

Buyout firm, based in New York, NY.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-15 · identity and classification; each section below carries its own date

Regulatory AUM: $2.1B
PE fund assets: $1.4B
PE funds: 5
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (4)Transactions

As of 2026-09-15 · identity and classification; each section below carries its own date

Why this matters

Also held on 2 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 2
Reported $2.1B of regulatory assets at its last Form ADV filing.
2023-06-05
RAUM $2.1B

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmprobable, confidence 65%
Basis: R6: 16 of 23 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Size band: Middle marketdefined by: proxy: $1.36bn Private Equity Fund GAV on the Form ADV filed 2023-06-05

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 16 of 23 distinct vehicles are sworn P•••••• Equity Funds; 1 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Jun 5, 2023
RAUM: $2.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 5
PE fund GAV, latest filing: $1.4Breported gross assets (Form ADV), not fund size
All private fund GAV: $1.7Bevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 70%
Fund type mix: filed 2023-06-05, latest gav Other Private Fund $300M, Private Equity Fund $1.4B, latest counts Other Private Fund 4, Private Equity Fund 5, lifetime distinct Hedge Fund 1, Other Private Fund 4, Private Equity Fund 16, Securitized Asset Fund 2
Employees: 67
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

2 on record, 16 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
C•••• D•••••• A••••• I••••••••• C•••••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2022 first reported on Form ADV	$105M as of Jun 5, 2023		no Form D	Early deployment
C•• I• M••••• F••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$0 as of Mar 31, 2021		no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
C•••• S••••••••• I••••••••• O••••••• I• L•	P•••••• Equity Fund	2020 to 2022	$509M filed Apr 5, 2022	adviserinfo.sec.gov
C•••• S••••••••• I••••••••• I• L•	P•••••• Equity Fund	2020 to 2022	$503M filed Apr 5, 2022	adviserinfo.sec.gov
T••••••••• E• P••••••• L••	P•••••• Equity Fund	2019 to 2021	$200M filed Mar 31, 2021	adviserinfo.sec.gov
C•• I• M••••• F••• B• L•	P•••••• Equity Fund	2020 to 2022	$182M filed Apr 5, 2022	adviserinfo.sec.gov
C•• C•••• B••• C••••••••• L•	Other P•••••• Fund	2021 to 2022	$167M filed Apr 5, 2022	adviserinfo.sec.gov
C•••• H••••••••• I••••••••• I• L•	P•••••• Equity Fund	2017 to 2018	$110M filed Mar 30, 2018	adviserinfo.sec.gov
C•• P••• C••••••••• L•	Other P•••••• Fund	2021 to 2022	$101M filed Apr 5, 2022	adviserinfo.sec.gov
C•• I• M••••• F••• C• L•	P•••••• Equity Fund	2020 to 2022	$97.6M filed Apr 5, 2022	adviserinfo.sec.gov
C•••• P•••••• I••••••••• L•	P•••••• Equity Fund	2017 to 2018	$60.4M filed Mar 30, 2018	adviserinfo.sec.gov
T••••••••• P•• P••••••• L••	P•••••• Equity Fund	2020 to 2021	$55.5M filed Mar 31, 2021	adviserinfo.sec.gov
C•• P•••••• C••••••••• L•	Other P•••••• Fund	2021 to 2022	$50.9M filed Apr 5, 2022	adviserinfo.sec.gov
C•• C•••• C••••••••• L•	Other P•••••• Fund	2022 to 2022	$50.2M filed Apr 5, 2022	adviserinfo.sec.gov
T••••••••• T••• P••••••• L••	P•••••• Equity Fund	2020 to 2021	$28.1M filed Mar 31, 2021	adviserinfo.sec.gov
T••••••••• O•••••• P••••••• L••	P•••••• Equity Fund	2018 to 2021	$14.1M filed Mar 31, 2021	adviserinfo.sec.gov
C•• E• I• L•	P•••••• Equity Fund	2018 to 2018	$14.1M filed Mar 30, 2018	adviserinfo.sec.gov
M••• A••••••••• I•• T••• L••	P•••••• Equity Fund	2020 to 2021	$9.9M filed Mar 31, 2021	adviserinfo.sec.gov

Team

4 current, 5 former

Platform (3)

A••••• P•••• L••••••••• · Chief Compliance Officer · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J•••• D•••• R••• · Chief Financial Officer, C•••• I••••••••• M••••••••• L•• · since Aug 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M•••••• G• B•••••• · General Counsel, Chief Operating Officer, C•••• I••••••••• M••••••••• L•• · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Other (1)

E•••••••• R••••• R••••• · Head Of Investment Management, C•••• I••••••••• M••••••••• L•• · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

5 former (kept with end dates)

F••• S••••• F••••••• · Vice Chairman Of C•••• I••• · Jan 1, 2017 to Apr 1, 2019 Inference
M•••••• E••• S••••• · Chief Executive Officer · Dec 1, 2012 to Mar 28, 2017 Inference
T••••• W•••• S•••••• · Vice Chairman, C•••• I••• · Dec 1, 2012 to Apr 1, 2019 Inference
A••••• J••• S••••• · Chief Compliance Officer, C•••• Investment Managment Llc · Sep 1, 2011 to Jan 12, 2023 Inference
S•••••• L••••• · Chief Financial Officer · Nov 1, 2009 to Mar 16, 2016 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Sep 1, 2026
Adviser CRD 151953 is not on the SEC registered or exempt adviser roster of 2026-09-01
Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 30, 2012
C•••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness97 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9666666666666667,"evidence":"6 method: sum of component points, capped at 1.0
model score-pe-1
Research priority71 · ELEVATED: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.3,"evidence":"MIDDLE_MARKET"},{"code":"COMPLETEmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness25 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.25,"evidence":["website","funds","team"]}]method: sum of component points, capped at 1.0
missing: description, partners, portfolio, transactions, stated criteria, lenders, intermediaries, lps, cross dfx
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 6 days ago
Observations: 19
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

C•••• I••••••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.

RIA and Wealth1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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