DFX Intelligence
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S•••••••• C•••••• I•• L••
CandidateClassification candidateLower middle marketSEC registered investment adviser· New York, NYs••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.9B
- PE fund assets
- $92.9M
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors technology,infrastructure
- Graphs 2
- RAUM $1.9B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 9 Private Equity Fund(s) among 24 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.09bn Private Equity Fund GAV on the Form ADV filed 2024-03-30
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 9 Private Equity Fund(s) among 24 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 7, 2012 to Mar 31, 2026
- RAUM
- $1.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $92.9Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $496Mevery private fund type, latest filing
- 2024 PE fund GAV
- $92.9Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 38%
- Fund type mix
- filed 2024-03-30, latest gav Hedge Fund $505M, Private Equity Fund $92.9M, latest counts Hedge Fund 5, Private Equity Fund 9, lifetime distinct Hedge Fund 15, Private Equity Fund 9
- Employees
- 23
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- technology, infrastructure
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••••• U•••••• R••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $7.5M as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• H••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $1.2M as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• B•• M••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $782,000 as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• F•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $0 as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• K••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $19.7M as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• P••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $16.2M as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• K••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.0M as of Mar 30, 2024 | no Form D | Early deployment | |
| S•••••••• G•••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $2.5M as of Mar 30, 2024 | no Form D | Unknown | |
| S•••••••• C•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $40.1M as of Mar 30, 2024 | no Form D | Unknown |
Team
7 current, 4 former
Partner (4)
- A•••••• S••••••••• · Manager, Member · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• D••••••••• M••••••• · Shareholder · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• C••• N•••• · Manager, Member, Co-Chief Investment Officer · since Feb 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• B••••••• B••••••••• · Shareholder · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- B•••• S••••• M•••••• · Trustee · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- A•••••••• M•••• N•••• · Member, Chief Compliance Officer, Chief Legal Officer · since Jan 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• J• P••••••• · Member, Chief Financial Officer · since Jul 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- J•••• R•••• W••••• · Manager, Member · Jun 1, 2007 to Feb 12, 2019 Inference
- L•••••• A••••• R••••• · Member · Jul 1, 2009 to Jul 29, 2022 Inference
- T••• A••• G•••••• · Member, Co-Chief Investment Officer · Feb 1, 2019 to Mar 31, 2021 Inference
- V••••• M••••• O••••• · Member · Jun 1, 2007 to Apr 3, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 7, 2012S•••••••• C•••••• I•• L•• first filed Form ADV in the extract (IA)
Across the graphs
S•••••••• C•••••• I•• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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