DFX Intelligence
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I••••••••• O••••••••• P•••••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Evanston, ILi••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.2B
- PE fund assets
- $1.2B
- PE funds
- 3
- Investments held
- 6 of 18
- Deals, last 12 months
- 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $15.0M to $100MEBITDA $5.0M to $50.0MRevenue $50.0M to $500MSectors manufacturing,consumer,transportation_logistics,building_products,distribution,industrialsGeography North America
- Last 12 months 2Most recent 4 months ago
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.25bn Private Equity Fund GAV on the Form ADV filed 2024-03-15
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 15, 2024
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $1.2Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-15, latest gav Private Equity Fund $1.2B, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 5
- Employees
- 19
- Headquarters
- Evanston, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
17 observed deals
Stated by the firm
- Sectors
- manufacturing, consumer, transportation logistics, building products, distribution, industrials
- Geography
- North America
- Revenue
- $50.0M to $500M
- EBITDA
- $5.0M to $50.0M
- Enterprise value
- not stated or not yet read
- Equity check
- $15.0M to $100M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 3, unknown 13, platform 2
- period
- to 2026-05-14, from 2025-03-04, undated holdings 13, dated observations 10
- window
- last 2026-05-14, first 2025-03-04
- control
- control 4, unknown 14
- companies
- 17
- geography
- investments
- 18
- seller kinds
- transactions
- 5
- cadence by year
- 2025 add ons 2, other deals 1, 2026 add ons 1, other deals 1
- platform add on
- add ons 3, platforms 2, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.059, value life sciences, examples AccuMED Holdings Corp.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.059, value medical devices, examples AccuMED Holdings Corp.
17 companies on the graph (5 transactions); most in life sciences (1); 2 platforms and 3 add-ons; observed 2025 to 2026
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••••••••• O••••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $668M as of Mar 15, 2024 | no Form D | Early deployment | |
| I••••••••• O••••••••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $559M as of Mar 15, 2024 | no Form D | Unknown | |
| I••••••••• O••••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $22.3M as of Mar 15, 2024 | no Form D | Harvest | |
| I•• A••••••••• F•••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $0 as of Mar 14, 2022 | no Form D | Wound down | |
| I••••••••• O••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 14, 2022 | no Form D | Wound down |
Team
34 current, 1 former
Partner (7)
- B•• V•••• · Senior Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• D•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•• T•••••••• · Senior Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• M••• T•••••••• · Member · since Feb 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• H••• · Managing Director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- K••• H••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• M••••• V•••• · Member · since Feb 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (3)
- C••••• G•••••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• K••• · Director · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- K••• K••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- K•••••• C•••••• · Associate Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- P••• C••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• K••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (8)
- A•••••• S••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• W••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• M••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• T••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• Y•••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• F••••••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• K•••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• N••••••• · Operating Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (2)
- A•••• W••••••••• · Vice President, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• K•••• · Director, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (11)
- A•• C••••••• · Office Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• B••••••••• · Vice President, Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• J••••• H••••• · Chief Financial Officer/Chief Compliance Officer/Chief Operating Officer · since Feb 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• H••••• · COO & CFO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• N••••• · Associate Vice President, Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• H••••••• · Director, Finance and Compliance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• G•••••• · Office Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• D•••••• · Vice President, Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• Q••••• · Associate Vice President, Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• M•••• · Director, Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• S••••••• · Vice President, Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- A••• R•••••• G••••••• · Member · Feb 1, 2005 to Mar 14, 2018 Inference
Portfolio
18 relationships, 2 platforms, 3 add-ons
Transactions
6 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| May 14, 2026 | Type not stated | S••••••• A••••••• | Sponsor (confirmed) | i••••••.com |
| Mar 24, 2026 | Exit to a strategic buyer | R•••••• G•••• | Seller (confirmed) | i••••••.com |
| Jan 22, 2026 | Add-on acquisition | L• Q•••••• C•••• M•••• | Sponsor (confirmed) | i••••••.com |
| Sep 9, 2025 | Majority recapitalization | C••••••••• A••••••• | Sponsor (confirmed) | i••••••.com |
| Mar 4, 2025 | Add-on acquisition | A•••••• H••••••• C•••• | Sponsor (confirmed) | i••••••.com |
| Mar 4, 2025 | Add-on acquisition | A•••••• H••••••• C•••• | Sponsor (confirmed) | i••••••.com |
Placement agents, lenders, advisers and co-investors
6 relationships
Placement agents (2)
- P••• H••• G•••• L•• 3 shared · strong · last Jan 1, 2018
- P•• P••••••• L• 1 shared · one time · last Jan 1, 2022
Lenders (3)
- Y•••• P••••••• M••••••••• L••••• 1 shared · one time · last May 14, 2026
- P•• B••• 1 shared · one time · last May 14, 2026
- N•• C•••••• 1 shared · one time · last May 14, 2026
Financial advisers (1)
- K•••• S••••••••• 1 shared · one time · last May 14, 2026
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
9 most recent
- May 14, 2026I••••••••• O••••••••• P••••••• Invests In S••••••• A•••••••, LLC
- May 14, 2026I••••••••• O••••••••• P••••••• Invests In S••••••• A•••••••, LLC
- Mar 24, 2026I••••••••• O••••••••• P••••••• completes sale of portfolio company R•••••• g•••• to LSI Industries Inc.
- Mar 24, 2026I••••••••• O••••••••• P••••••• completes sale of portfolio company R•••••• g•••• to LSI Industries Inc.
- Jan 22, 2026I••••••••• O••••••••• P•••••••’ Portfolio Company C••••••••• A••••••• Acquires L• Q•••••• C•••• M••••
- Sep 9, 2025I••••••••• O••••••••• P••••••• Invests in C••••••••• A•••••••
- Sep 9, 2025I••••••••• O••••••••• P••••••• Invests in C••••••••• A•••••••
- Mar 4, 2025I••••••••• O••••••••• P•••••••’ Portfolio Company C••••••• F••• Acquires A•••••• H••••••• C••••
- Feb 14, 2012I••••••••• O••••••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
I••••••••• O••••••••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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