DFX Intelligence
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O•• I•••••••• E•••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Waltham, MAo•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.2B
- PE fund assets
- $1.4B
- PE funds
- 8
- Investments held
- 8 of 33
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors energy,transportation_logistics,environmental_services
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.42bn Private Equity Fund GAV on the Form ADV filed 2024-04-18
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 7, 2013 to Apr 14, 2026
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-04-18, latest gav Private Equity Fund $1.4B, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 6
- Employees
- 15
- Headquarters
- Waltham, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
33 observed deals
Stated by the firm
- Sectors
- energy, transportation logistics, environmental services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 33
- period
- to unknown, from unknown, undated holdings 33, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 33
- companies
- 33
- geography
- investments
- 33
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 4
- disclosed value usd
- n 0
- sector distribution
- count 4, share 0.121, value energy, examples Brazos Midstream, Discovery Midstream, Stream Oil and Gas, Cavalcade Midstream
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 4, share 0.121, value energy, examples Brazos Midstream, Discovery Midstream, Stream Oil and Gas, Cavalcade Midstream
33 companies on the graph (0 transactions); most in energy (4); no dated observations
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•• I•••••••• B••••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $167M as of Apr 18, 2024 | no Form D | Unknown | |
| O•• I•••••••• E••••• F••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $561M as of Apr 18, 2024 | no Form D | Harvest | |
| O•• I•••••••• E••••• F••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $144M as of Apr 18, 2024 | no Form D | Harvest | |
| O•• W•••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $253M as of Mar 30, 2017 | no Form D | Wound down | |
| O•• I•••••••• E••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $460M as of Apr 18, 2024 | no Form D | Harvest | |
| O•• I•••••••• E••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $92.4M as of Apr 18, 2024 | no Form D | Harvest |
Team
8 current, 3 former
Managing partner (2)
- D••••• A••• R•••• · Member And Managing Partner · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• O•••••• · Member And Managing Partner · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- E••••• J••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- E••• J•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- E•••• K••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• D•••••••• O•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- A••••• C• C•••••• · Chief Operating Officer And Chief Compliance Officer · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• J••• D•••••• · Chief Financial Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- G•••••• S•••• M•••••• · Member And Managing Partner · Jul 1, 2013 to Apr 18, 2024 Inference
- S•••• E••••• C••••• · Member And Managing Partner · Jul 1, 2013 to Apr 18, 2024 Inference
- D•••• B•••• D•••••• · Chief Financial Officer · Jan 1, 2014 to Jan 26, 2021 Inference
Portfolio
33 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- C••••••• L•••••• • C•• I••• 4 shared · strong · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Apr 14, 2026••• Locked
- Aug 7, 2013••• Locked
Across the graphs
O•• I•••••••• E•••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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