DFX Intelligence
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H• V••• C•••••• M••••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $5.9B
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors consumer,media_telecom,real_estate
- Latest Form D Oct 21, 2025
- Graphs 3
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 22 distinct vehicles; hedge, securitized or liquidity vehicles 21
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 22 distinct vehicles; hedge, securitized or liquidity vehicles 21
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 16 distinct vehicles; hedge, securitized or liquidity vehicles 15
Regulatory footprint (Form ADV)RAUM $5.9B · 0 PE funds · filed Mar 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 21, 2012 to Mar 31, 2026
- RAUM
- $5.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $6.0Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 5%
- Fund type mix
- Hedge fund: 19 funds, $6.0B reported gross assets, 21 ever reported
- Private equity fund: 1 ever reported
- Employees
- 39
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour2 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Consumer, media telecom, real estate
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
5 families, 9 vehicles on record
H• V••• O••••••••• C•••••• M••••• F••• I• L• · 1 vehicle · vintage 2021$1.1B
- H• V••• O••••••••• C•••••• M••••• F••• I• L• Special situations fund · 2021$1.1B
H• V••• O••••••••• C•••••• M••••• F••• L• · 1 vehicle · vintage 2019$40.5M
- H• V••• O••••••••• C•••••• M••••• F••• L• Special situations fund · 2019$40.5M
D•••••••• M••••• F••• S•• L•••• f•• a•• o• B••••• o• I•• S••••••••• P•••••••• a• · 1 vehicle · vintage 2019$1.3M
- D•••••••• M••••• F••• S•• L•••• f•• a•• o• B••••• o• I•• S••••••••• P•••••••• a• Feeder or parallel · 2019$1.3M
H• V••• O••••••••• C•••••• F••• I•• A• L• · 5 vehicles · vintage 2025no GAV reported
- H• V••• O••••••••• C•••••• F••• I•• A• L• Special situations fund · 2025
- H• V••• O••••••••• C•••••• F••• I•• B• R•••• F••••• L• Special situations fund · 2025
- H• V••• O••••••••• C•••••• F••• ••••••• I•• A• L• Special situations fund · 2024
- H• V••• O••••••••• C•••••• F••• I•• B• L• Special situations fund · 2024
- H• V••• O••••••••• C•••••• F••• ••••••• I•• B• L• Special situations fund · 2024
D•••••••• S••••• L• • S••••••••• P•••••••• A• · 1 vehicle · vintage 2019no GAV reported
- D•••••••• S••••• L• • S••••••••• P•••••••• A• Feeder or parallel · 2019
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H• V••• O••••••••• C•••••• F••• I•• A• L• | Special situations fund | 2025 Form D first sale | unknown | no reporting | $32.2M | Fundraising |
| H• V••• O••••••••• C•••••• F••• I•• B• R•••• F••••• L• | Special situations fund | 2025 Form D first sale | unknown | no reporting | $40.1M | Fundraising |
| H• V••• O••••••••• C•••••• F••• ••••••• I•• A• L• | Special situations fund | 2024 Form D first sale | unknown | no reporting | $151M | Fundraising |
| H• V••• O••••••••• C•••••• F••• I•• B• L• | Special situations fund | 2024 Form D first sale | unknown | no reporting | $100M | Fundraising |
| H• V••• O••••••••• C•••••• F••• ••••••• I•• B• L• | Special situations fund | 2024 Form D first sale | unknown | no reporting | $400,000 | Fundraising |
| H• V••• O••••••••• C•••••• M••••• F••• I• L• ADV: Hedge Fund | Special situations fund | 2021 Form D first sale | $1.1B as of Mar 31, 2026 | $223M | Mature | |
| H• V••• O••••••••• C•••••• M••••• F••• L• ADV: Hedge Fund | Special situations fund | 2019 Form D first sale | $40.5M as of Mar 31, 2026 | no Form D | Harvest | |
| D•••••••• M••••• F••• S•• L•••• f•• a•• o• B••••• o• I•• S••••••••• P•••••••• a• ADV: Private Equity Fund | Feeder or parallel | 2019 Form D first sale | $1.3M as of Nov 24, 2021 | no Form D | Wound down | |
| D•••••••• S••••• L• • S••••••••• P•••••••• A• | Feeder or parallel | 2019 Form D first sale | unknown | no reporting | no Form D | Lifecycle unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
21 current, 2 former
- Managing Member · since Apr 1, 2017
- Senior Partner
- Partner, Investment Committee Member
- Partner, Investment Committee Member
- Partner, Co-P•••••••• Manager of Special Opportunities Fund
Full team · 21 peoplegrouped by role, with sources
Managing partner (1)
- P•••• M• V••• · Managing Member · since Apr 1, 2017 Form ADV Firm website
Partner (4)
- G••• E••• M••••• · Senior Partner · start date unknown Firm website
- J••••• K••••• · Partner, Investment Committee Member · start date unknown Firm website
- K•••• H•••••••• · Partner, Investment Committee Member · start date unknown Firm website
- M••••• D••••• · Partner, Co-P•••••••• Manager of Special Opportunities Fund · start date unknown Firm website
Analyst (6)
- A•••• S•••• · Investment Analyst · start date unknown Firm website
- A•••••• A•••• · Investment Analyst · start date unknown Firm website
- C••••• R•••••• · Investment Analyst · start date unknown Firm website
- M••••••• M••••••••• · Investment Analyst · start date unknown Firm website
- S••••• H• · Investment Analyst · start date unknown Firm website
- W•••••• M•••• · Investment Analyst · start date unknown Firm website
Operating partner (1)
- M••••••• M••••••• · Head of Operations & Treasury · start date unknown Firm website
Capital markets (1)
- D•• O••••••• · Partner, Head of Capital Markets · start date unknown Firm website
Investor relations (2)
- C•••• H•••• · Investor Relations · start date unknown Firm website
- K•••••••• C••••••••• · Investor Relations · start date unknown Firm website
Platform (6)
- C••••••••• M••••• · Chief Compliance Officer · since Jun 1, 2017 Form ADV
- K••••• H••••••• · General Counsel · start date unknown Firm website
- M•••• L•• · General Counsel · since Dec 1, 2014 Form ADV Firm website
- M•••••• L•• · Chief Financial Officer · since Jun 1, 2010 Form ADV Firm website
- P••••• M••••• G••••• · Chief Operating Officer · since Jun 1, 2009 Form ADV Firm website
- R••• G•••• · Controller · start date unknown Firm website
2 former (kept with end dates)
- F••• L••••••• · Trustee (St Giles Trust) · Apr 1, 2009 to Mar 2, 2016 Inference
- G••• E••• M••••• · Member · Jan 1, 2012 to Apr 1, 2013 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- J••• M••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2023
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 21, 2012••• Locked
Across the graphs
H• V••• C•••••• M••••••••• L•• is the same institution as 3 records in RIA and Wealth, Allocators and Private Credit.
RIA and Wealth1Allocators1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.