DFX Intelligence
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D••••• C•••••• M•••••••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Wilmington, DE
Fund of funds, based in Wilmington, DE.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $10B
- PE fund assets
- $130M
- PE funds
- 2
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 28 Jan 2026, Private equity funds on its Form ADV went from 4 to 2 (-2).
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 6 of 8 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.20bn Private Equity Fund GAV on the Form ADV filed 2024-03-13
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)6 of 8 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $10B · 2 PE funds · filed Jan 28, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Jan 28, 2026
- RAUM
- $10Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $130Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $130Mevery private fund type, latest filing
- 2024 PE fund GAV
- $136Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 75%
- Fund type mix
- Private equity fund: 2 funds, $130M reported gross assets, 6 ever reported
- Other private fund: 2 ever reported
- Employees
- 37
- Headquarters
- Wilmington, DE
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 8 vehicles on record
D•• P•••••• E••••• F••• I• · 1 vehicle · vintage 2014$95.1M
- D•• P•••••• E••••• F••• I• Fund of funds · 2014$95.1M
W••••• P•••••• E••••• F••• · 1 vehicle · vintage 2014$90.6M
- W••••• P•••••• E••••• F••• Fund of funds · 2014$90.6M
D••••• C•••••• M••••••••• C••••••••• G•• T•••• · 1 vehicle · vintage 2006$719M
- D••••• C•••••• M••••••••• C••••••••• G•• T•••• SPV · 2006$719M
D•• P•••••• E••••• F••• I•• · 1 vehicle$35.0M
- D•• P•••••• E••••• F••• I•• Fund of funds$35.0M
D•• P•••••• E••••• F••• I• · 1 vehicle$5.9M
- D•• P•••••• E••••• F••• I• Fund of funds$5.9M
3 smaller families are in the full list of vehicles.
View all 8 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D•• P•••••• E••••• F••• V• L••• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $0 as of Jun 24, 2020 | no Form D | Wound down | |
| D•• P•••••• C••••• F•••• L••• ADV: Other Private Fund | Fund of funds | 2018 first reported on Form ADV | $0 as of Mar 30, 2018 | no Form D | Wound down | |
| D•• P•••••• E••••• F••• I• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $95.1M as of Jan 28, 2026 | no Form D | Harvest | |
| W••••• P•••••• E••••• F••• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $90.6M as of Apr 28, 2014 | no Form D | Harvest | |
| D••••• C•••••• M••••••••• C••••••••• G•• T•••• ADV: Other Private Fund | SPV | 2006 Form D first sale | $719M as of Mar 13, 2024 | no Form D | Harvest | |
| D•• P•••••• E••••• F••• I•• ADV: Private Equity Fund | Fund of funds | unknown | $35.0M as of Jan 28, 2026 | no Form D | Harvest | |
| D•• P•••••• E••••• F••• I• ADV: Private Equity Fund | Fund of funds | unknown | $5.9M as of Mar 13, 2024 | no Form D | Harvest | |
| D••••••••• P•••••• M••••• G•••• T•••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Oct 14, 2015 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
10 current, 9 former
- President And Ceo, Chief Investment Officer, Director · since Apr 1, 2004
- Managing Director And Cio, Fixed Income · since Jun 1, 2004
- Managing Director, Alternative Investments · since Apr 1, 2018
- Managing Director, Global Equities · since Jan 1, 2015
- Director · since May 1, 2019
Full team · 10 peoplegrouped by role, with sources
Managing partner (1)
- V•••••• J••• S••• · President And Ceo, Chief Investment Officer, Director · since Apr 1, 2004 Form ADV
Partner (3)
- K•••••••• A•••••• K•••• · Managing Director And Cio, Fixed Income · since Jun 1, 2004 Form ADV
- A••••••• M•••••• · Managing Director, Alternative Investments · since Apr 1, 2018 Form ADV
- L••• J•• C•••• D••••••••• · Managing Director, Global Equities · since Jan 1, 2015 Form ADV
Principal (1)
- L••••• A•• C••••••• · Director · since May 1, 2019 Form ADV
Platform (5)
- D••• E•••• · Secretary · since Sep 1, 2021 Form ADV
- M••• W• J•••••• · Vp & Treasurer And Chief Administrative Officer · since Mar 1, 2020 Form ADV
- R•••• P••••• S•••• · Chief Operating Officer · since Mar 1, 2005 Form ADV
- R••••• J• T••••••• · Assistant Treasurer · since Jan 1, 2021 Form ADV
- W•••••• F••••• · Chief Compliance Officer · since May 1, 2019 Form ADV
9 former (kept with end dates)
- B•••• F••• S•••••• · Chief Commercial Officer And Managing Director, Asset Allocation · May 1, 2005 to Mar 27, 2013 Inference
- C••••• J••• G•••••••• · Managing Director, Private M•••••s · Sep 1, 2001 to Jul 29, 2014 Inference
- K•••• P•••••• C••••••• · Managing Director, Private M•••••s · Jul 1, 2014 to Mar 30, 2018 Inference
- R••• U• Z•••• · Managing Director, Global Equities · Jun 1, 2004 to Feb 3, 2015 Inference
- J••• R••••• M••••• · Chief Administrative Officer · Jan 1, 2011 to Mar 17, 2020 Inference
- L•••••• L•• S••••• · Secretary · Jan 1, 2016 to Jun 5, 2019 Inference
- M••• J• A••••••• · Secretary, Chief Compliance Officer · Aug 1, 1993 to Jan 28, 2016 Inference
- R•••• A•• E••••••••• · Secretary · May 1, 2019 to Sep 28, 2021 Inference
- D•••• H•••• G•••• · Director · Feb 1, 2012 to Jun 5, 2019 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- D••••• C•••••• M••••••••• M•••••••• C••••••••• 5 shared · very strong · last Jan 1, 2018
- F••••••• F•••• D••••••••• L•• 1 shared · one time · last Jan 1, 2020
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
D••••• C•••••• M••••••••• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Allocators.
Independent Sponsors1RIA and Wealth1Private Credit1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.