DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / P•• C•••••• P••••••• L••
P•• C•••••• P••••••• L••
Piper Sandler Companies is an American multinational investment bank and financial services company, focused on mergers and acquisitions, financial restructuring, public offerings, public finance, institutional brokerage, investment management, and securities research.
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-05-07
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 9, 2012 to May 7, 2024
- RAUM
- $301Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $301Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $301Mevery private fund type, latest filing
- 2024 PE fund GAV
- $301Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-05-07, latest gav Private Equity Fund $301M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 6
- Employees
- 18
- Headquarters
- Minneapolis, MN
- Office address
- 800 NICOLLET MALL, SUITE 900, Minneapolis, MN, 55402
- Business phone
- 612-303-6000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••• S•••••• M••••••• B•••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $75.2M as of May 7, 2024 | no Form D | Early deployment | |
| P•••• S•••••• M••••••• B•••••• F••• I•• E•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $31.9M as of May 7, 2024 | no Form D | Early deployment | |
| P•••• J•••••• M••••••• B•••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $167M as of May 7, 2024 | no Form D | Unknown | |
| P•• M••••••• B•••••• P••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $1.1M as of May 7, 2024 | no Form D | Harvest | |
| P•••• J•••••• M••••••• B•••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $24.7M as of May 7, 2024 | no Form D | Harvest | |
| P•• M••••••• B•••••• P••••••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $887,336 as of May 7, 2024 | no Form D | Mature |
Team
20 current, 9 former
Managing partner (3)
- C••• A•••••• · Chairman, Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•• S•••••••• · President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••••• J••• C••••••••• · Chief Executive Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- T•• S••••••••• · Vice Chairman, P•••• S•••••• • C•• and Managing Director, M••••••• B•••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- J••••••• D•••• · Vice Chairman, Senior Managing Principal and Head of Financial Services · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Capital markets (4)
- J••• P•••••• · Global Co-Head of Investment B•••••• and Capital Markets · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• B•••• · Global Co-Head of Investment B•••••• and Capital Markets · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• B•••••••• · Vice Chairman, Fixed Income Capital Markets · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• D•••••••• · Global Co-Head of Investment B•••••• and Capital Markets · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (9)
- A••••• L••• B••••• · Chief Compliance Officer · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••••••• E•••••••• · Chief Human Capital Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• A••• · Co-Head of Public Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• M•••••• M••••• · Secretary · since Sep 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• G••••• · Co-Head of Public Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• W•••••• G••••• · General Counsel and Secretary · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• C•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••••• P••••••• C•••• · Chief Financial Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• Q•••• · Chief Information and Operations Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- M•••••• C••• C•• · Co-Head of Global Equities · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• L••••• · Head of Fixed Income Sales · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
9 former (kept with end dates)
- R••••• P•••••• R•••• · Co-Chief Executive Officer · Sep 1, 2012 to Jan 10, 2022 Inference
- T••••• P•••••• S••••••••• · Co-Chief Executive Officer · Sep 1, 2012 to Jan 10, 2022 Inference
- A•• M•••• S••••• · Chief Compliance Officer · Sep 1, 2012 to Feb 18, 2016 Inference
- A••••••••• M•••••• · Chief Compliance Officer · Sep 1, 2017 to Dec 21, 2022 Inference
- G•••••• J•••• M•••• · Chief Financial Officer · Nov 1, 2012 to Mar 30, 2020 Inference
- J•••• M•••••• M••••• · Chief Legal Officer · Sep 1, 2012 to Feb 18, 2016 Inference
- J••• W•••••• G••••• · Secretary · Sep 1, 2012 to Mar 29, 2023 Inference
- K••••••• A•• S•••••• · Chief Compliance Officer · Jan 1, 2016 to Oct 10, 2017 Inference
- T•••••• L•• C••••• · Cfo & Treasurer · Jan 1, 2020 to Mar 27, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- P•••• S•••••• • C•• 2 shared · recurring · last Jan 1, 2022
- F••••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
60 most recent
- Jun 2, 2026P•••• S•••••• Appoints New Co-Heads of Services and Industrials Investment B•••••• and Enhances Focus on Private Equity Advisory Business
- Apr 27, 2026P•••• S•••••• Strengthens Healthcare Investment B•••••• Team with the Addition of P•••••• McCormack
- Mar 13, 2026Lauren Webster joins BloombergTV to discuss geopolitical risk fueling defense stocks
- Mar 10, 2026P•••• S•••••• merchant banking portfolio company: Moxe Health acquired by BV Investment Partners
- Mar 10, 2026P•••• S•••••• merchant banking portfolio company: Scientia Vascular acquired by Medtronic
- Feb 25, 2026P•••• S•••••• merchant banking portfolio company: Integrity Orthopaedics acquired by Smith & Nephew
- Feb 25, 2026P•••• S•••••• Appoints Aamer Naseer to Head of Life Sciences Outsourcing and B2B Med Tech
- Feb 23, 2026P•••• S•••••• Strengthens Healthcare Investment B•••••• Team with the Addition of Jason Arnold
- Feb 13, 2026Jimmy Dunne joins CNBC, live from Pebble Beach, to discuss Fed chair nominee Kevin Warsh, the state of the economy and the outlook for M&A
- Jan 29, 2026P•••• S•••••• Strengthens Energy & Power Investment B•••••• with the Addition of Tim Carlson
- Jan 19, 2026P•••• S•••••• Completes Acquisition of MENA Growth Partners
- Jan 12, 2026P•••• S•••••• merchant banking portfolio company: Kandu Announces Strategic Growth Investment from K2 HealthVentures and P•••• S•••••• M••••••• B••••••
- Jan 12, 2026P•••• S•••••• Expands Healthcare Investment B•••••• Team with the Addition of Dan Wolf
- Jan 6, 2026P•••• S•••••• Elevates New Co-Heads of Healthcare Investment B••••••, Consumer Investment B••••••, and Equity Capital Markets
- Jan 5, 2026P•••• S•••••• Names J••• P•••••• Global Co-Head of Investment B•••••• and Capital Markets
- Nov 24, 2025P•••• S•••••• Appoints M•••••• P•••• as Head of Fixed Income
- Nov 20, 2025P•••• S•••••• Launches Private Markets Trading with Three Key Hires
- Oct 23, 2025P•••• S•••••• Announces Acquisition to Strengthen Presence in the Middle East
- Oct 9, 2025P•••• S•••••• Completes 50th Semi-Annual Teen Survey
- Oct 6, 2025P•••• S•••••• Expands Technology Investment B•••••• Team with the Additions of Eric Matthews and Keith Schellhorn
- Sep 15, 2025P•••• S•••••• Completes Acquisition of G Squared Capital Partners
- Aug 1, 2025P•••• S•••••• to Acquire Government Services and Defense Technology M&A Boutique, G Squared Capital Partners
- Jul 14, 2025P•••• S•••••• Expands Technology Investment B•••••• Team with the Addition of Anson Tsai
- Jun 24, 2025P•••• S•••••• Strengthens Insurance Investment B•••••• Team with the Addition of Alex Ring
- May 19, 2025P•••• S•••••• Enhances Technology Investment B•••••• Team with the Addition of Jim Roney
- May 8, 2025M•••••• Kantrowitz joins CNBC's "Closing Bell Overtime" to talk U.S.-China trade relations
- May 8, 2025David Hunker, global head of activist defense and shareholder engagement at P•••• S••••••, joins 13D Monitor to discuss the latest in the world of activism and corporate governance
- Apr 24, 2025Andy Laperriere joins CNBC's "Power Lunch" to discuss why he believes that Trump tariffs will be overturned in court
- Apr 21, 2025P•••• S•••••• merchant banking portfolio company: Paragon 28 acquired by Zimmer Biomet
- Apr 9, 2025P•••• S•••••• Completes 49th Semi-Annual Taking Stock With Teens® Survey
- Apr 8, 2025Nancy Lazar, chief global economist at P•••• S••••••, joins Bloomberg Surveillance to discuss tariff-related inflation
- Apr 7, 2025P•••• S•••••• Expands Healthcare Investment B•••••• Team with the Addition of Christian Draisbach
- Mar 18, 2025P•••• S•••••• promotes Benj Becker to managing director in its special district group
- Mar 18, 2025M••• R••• promoted to managing director at P•••• S••••••
- Mar 18, 2025Movers and Shakers: Blaine Hawkins, P•••• S••••••, promoted to associate vice president
- Feb 24, 2025Nancy Lazar, P•••• S•••••• chief global economist, joins CNBC's "The Exchange" to discuss the consumer sentiment and inflation expectation data, and more
- Feb 19, 2025P•••• S•••••• Expands Private Capital Advisory Group with Three Key Hires
- Jan 28, 2025P•••• S•••••• merchant banking portfolio company: Paragon 28 to be acquired by Zimmer Biomet
- Jan 15, 2025M•••••• Kantrowitz, P•••• S•••••• chief investment strategist, joins ‘The Exchange’ to discuss why higher rates pose the biggest risks to markets and more
- Jan 13, 2025P•••• S•••••• Expands Healthcare Investment B•••••• Team with the Addition of J••• Kerins
- Jan 10, 2025P•••• S•••••• merchant banking portfolio company: Akoya Biosciences to be acquired by Q••••erix
- Jan 7, 2025American Banker names D•• S•••••••• as one of The Most Powerful Women to Watch in 2024
- Jan 6, 2025P•••• S•••••• Hires Three Key Infrastructure Investment Bankers
- Nov 27, 2024Bill Burgess, co-head of financial services investment banking, featured on S&P Global Market Intelligence’s "Street Talk" Podcast with Nathan Stovall
- Oct 9, 2024P•••• S•••••• Completes 48th Semi-Annual Taking Stock With Teens® Survey
- Sep 3, 2024P•••• S•••••• merchant banking portfolio company: Fooda Acquires Foodsby, Joining Forces to Create New Opportunities for Clients and Local Restaurant Partners
- Sep 3, 2024P•••• S•••••• Appoints David Hunker as Global Head of Activist Defense and Shareholder Engagement
- Sep 3, 2024P•••• S•••••• Bolsters Chemicals Investment B•••••• Team with the Addition of Jeff Chen
- Aug 26, 2024P•••• S•••••• Completes Acquisition of Aviditi Advisors
- Aug 14, 2024Nancy Lazar, P•••• S•••••• global chief economist, joins "Money Movers" to discuss whether recent economic data changes any of the economists’ forecasts, whether the Federal Reserve has room to focus on its employment mandate and more
- Aug 5, 2024P•••• S•••••• merchant banking portfolio company: Minnesota health care startups see investment rebound after lackluster 2023
- Aug 1, 2024Nancy Lazar, P•••• S•••••• chief global economist, recognized on the Forbes 50 over 50: Investment list
- Jul 25, 2024P•••• S•••••• Strengthens Services & Industrials Investment B•••••• Team with Three Managing Directors
- Jul 17, 2024P•••• S•••••• merchant banking portfolio company: Exabeam and LogRhythm Complete Merger and Announce New Company Details
- Jul 10, 2024Scott Siefers joins CNBC's "Squawk Box" to discuss state of the financials sector, what to expect from bank earnings this week and more
- Jun 26, 2024Nancy Lazar joins Bloomberg Surveillance to discuss fast food pricing, the labor market and more
- Jun 6, 2024P•••• S•••••• Enters Definitive Agreement to Acquire Aviditi Advisors
- May 13, 2024P•••• S•••••• Strengthens Energy & Power Investment B•••••• with the Addition of R••• Tull
- Apr 29, 2024P•••• S•••••• Strengthens Technology Investment B•••••• with the Additions of Rob Freiman and Kegan Greene
- Apr 9, 2024P•••• S•••••• Completes 47th Semi-Annual Taking Stock With Teens® Survey
Across the graphs
P•• C•••••• P••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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