DFX Intelligence
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E•••••• M••••••••• C•••••••••
Hybrid managerClassification probableunsizedSEC registered investment adviser· New York, NY
Hybrid manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $74B
- PE fund assets
- $146M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 2
Regulatory footprint (Form ADV)RAUM $74B · 1 PE funds · filed Nov 13, 2020ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Nov 13, 2020
- RAUM
- $74Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $146Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $74Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- Hedge fund: 2 funds, $71B reported gross assets
- Other private fund: 2 funds, $2.2B reported gross assets
- Private equity fund: 1 fund, $146M reported gross assets
- Employees
- 475
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
0 families, 0 vehicles on record, 1 more on the reporting tape
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| G••••••• A••••••••• L• | Private Equity Fund | 2018 to 2019 | $122M filed Sep 6, 2019 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
11 current, 15 former
- Vice President, Co-Chief Executive Officer And Co-Chief Investment Officer · since Jan 1, 2011
- Managing Member, President · since Mar 1, 2017
- Vice President · since Aug 1, 2005
- Chief M•••eting And Investor Relations Officer · since Jan 1, 2017
- Chief Compliance Officer · since Jul 1, 2005
Full team · 11 peoplegrouped by role, with sources
Managing partner (2)
- J••••••• D• P•••••• · Vice President, Co-Chief Executive Officer And Co-Chief Investment Officer · since Jan 1, 2011 Form ADV
- P••• E•••••• S••••• · Managing Member, President · since Mar 1, 2017 Form ADV
Vice president (1)
- E••••• G•••••••• · Vice President · since Aug 1, 2005 Form ADV
Investor relations (1)
- J•••• H••••••••• · Chief M•••eting And Investor Relations Officer · since Jan 1, 2017 Form ADV
Board or advisory (3)
- A••••• M••••••••• · Trustee Of The A•••• 1• 1••• A••••• S••••• T•••• · since Aug 1, 2008 Form ADV
- G••••• M•••••• S••••• · Trustee Of The P••• E• S••••• F••••• T•••• I•• · since Dec 1, 2019 Form ADV
- M•••• K••••• · Trustee Of The P••• E• S••••• F••••• T•••• I•• · since Dec 1, 2019 Form ADV
Platform (4)
- E••••• T••••• J••• · Chief Compliance Officer · since Jul 1, 2005 Form ADV
- J•••••••• M••••• · Chief Financial Officer, Vice President, Secretary, Treasurer · since Oct 1, 2019 Form ADV
- R•••••• B••••••• Z•••• · Chief Legal Officer, General Counsel And Vice President · since Sep 1, 2015 Form ADV
- Z••• M•••• S••••• · Chief Operating Officer And Vice President · since Jul 1, 2015 Form ADV
15 former (kept with end dates)
- B•••• P••• M••••• · M••••• O•• A•• C•••••• P••••• O• M••••• O•• E•••••• S•••••• G•• L•• · Jan 1, 2005 to Mar 31, 2017 Inference
- C•••••• M•••••••• · M••••• O• E•••••• S•••••• G•• L•• · Jan 1, 2005 to Mar 31, 2015 Inference
- I••• A••••• G••• · S••••••••• O• E•••••• A••••••• ••• L•••••• · Oct 1, 2004 to Jan 26, 2018 Inference
- J•••• R• L••••• · M•••••• O• E•••••• A••••••• •••••••• L•• · Feb 1, 2011 to Jan 26, 2018 Inference
- J•••• A••• C••• · M••••• O• E•••••• S•••••• G•• L•• · Jan 1, 2007 to Jan 26, 2018 Inference
- P••• M•••••• R••• · S••••••••• O• E•••••• A••••••• ••• L•••••• · Aug 1, 2003 to Mar 31, 2017 Inference
- S••••• H••••• K••••• · S••••••••• O• E•••••••• C•••• C•••••• C•••• · Jul 1, 2015 to Jan 26, 2018 Inference
- D•••• N••••• B••• · D••••••• O• H••••••••• I••• · May 1, 2005 to Jan 26, 2018 Inference
- J•••• N••••••• B••••• S•••• · D••••••• O• E•••••• A••••••• ••• L•••••• · Jan 1, 2008 to Jan 26, 2018 Inference
- J••••• L••••• · D••••••• O• E•••••• A••••••• A••• L•••••• · Nov 1, 2009 to Jan 26, 2018 Inference
- K•••• L• H••• · D••••••• O• E•••••• A••••••• ••• L•••••• · May 1, 2005 to Aug 6, 2015 Inference
- M••• N••••• L••••• · D••••••• A•• S••••••••• O• E•••••• A••••••• ••• L•••••• · Dec 1, 2001 to Jan 26, 2018 Inference
- S•••••• M• S•••••• · D•••••••• E•••••• I••••••••• C•••••• A••••••• I••• · Nov 1, 2014 to Mar 31, 2017 Inference
- W••• F•• D•••• H•• · D••••••• O• E•••••• A••••••• A••• L•••••• · Nov 1, 2009 to Jan 26, 2018 Inference
- J••••• J•• N••••• · Vice President, Secretary, Treasurer · Jul 1, 2005 to Mar 30, 2020 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
E•••••• M••••••••• C••••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.