DFX Intelligence
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G• S•••• C•••••• P•••••••• L••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $86.3M
- PE fund assets
- $33.8M
- PE funds
- 1
- Investments held
- 0 of 4
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $5.0M to $25.0MEBITDA from $4.0M
- Graphs 1
- RAUM $86.3M
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 1 Private Equity Fund(s) among 6 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 1 Private Equity Fund(s) among 6 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 10, 2013 to Sep 28, 2017
- RAUM
- $86.3Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $33.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $94.7Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2017-09-28, latest gav Other Private Fund $61.0M, Private Equity Fund $33.8M, latest counts Other Private Fund 4, Private Equity Fund 1, lifetime distinct Other Private Fund 5, Private Equity Fund 1
- Employees
- 3
- Headquarters
- Rowayton, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- from $4.0M
- Enterprise value
- $10.0M to $100M
- Equity check
- $5.0M to $25.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 4
- period
- to unknown, from unknown, undated holdings 4, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 4
- companies
- 4
- geography
- investments
- 4
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.25, value industrial manufacturing, examples NICHE MANUFACTURING
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.25, value miscellaneous manufacturing, examples NICHE MANUFACTURING
4 companies on the graph (0 transactions); most in industrial manufacturing (1); no dated observations
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| G• S•••• C•••••• P••••••• I• L••• ADV: Private Equity Fund | Buyout fund | unknown | $33.8M as of Sep 28, 2017 | no Form D | Active deployment |
Team
3 current, 0 former
Partner (1)
- G•••••• D•••• S•••• · Member, Manager · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- F•••••• A•••••• S•••• · Trustee · since Dec 1, 1993 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- K•••••• P•••• B••••• · Chief Compliance Officer · since Aug 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
4 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| B••••••• S••••••• A•• O•••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| D••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| M••••••• C•••••• S••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| N•••• M••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 166358 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Jan 10, 2013G• S•••• C•••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
G• S•••• C•••••• P•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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