DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / W•• P•••••••• L••
W•• P•••••••• L••
Fund of funds · probableLower middle marketTowson, MDw•••••••••.comSEC registered investment adviser
Expert Advice. Exceptional Care. Enduring Peace of Mind.™
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 5 of 5 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2024-04-30
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 5 of 5 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 16, 2011 to Apr 30, 2024
- RAUM
- $5.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $80.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $91.7Mevery private fund type, latest filing
- 2024 PE fund GAV
- $80.3Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- filed 2024-04-30, latest gav Real Estate Fund $4.3M, Other Private Fund $7.2M, Private Equity Fund $80.3M, latest counts Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 4, lifetime distinct Real Estate Fund 1, Other Private Fund 22, Private Equity Fund 5
- Employees
- 79
- Headquarters
- Towson, MD
- Office address
- 1 W. PENNSYLVANIA AVENUE, SUITE 800, Towson, MD, 21204
- Business phone
- 410-337-7575
Stated criteria beside observed behaviour
26 observed deals
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We invest in credentialed wealth advisors, including CFA charterholders and CFP® professionals, bringing specialized knowledge to our clients.
Observed from deals on record
- roles
- unknown 26
- period
- to unknown, from unknown, undated holdings 26, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 26
- companies
- 26
- geography
- investments
- 26
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
26 companies on the graph (0 transactions); no dated observations
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•• P•••••• E••••• F••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $12.1M as of Apr 30, 2024 | no Form D | Unknown | |
| W•• P•••••• I••••• F••• I••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $18.9M as of Apr 30, 2024 | no Form D | Active deployment | |
| W•• P•••••• I••••• F••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $29.7M as of Apr 30, 2024 | no Form D | Mature | |
| W•• P•••••• I••••• F••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $19.6M as of Apr 30, 2024 | no Form D | Mature | |
| W•• V•••••• P•••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $145,063 as of Sep 29, 2017 | no Form D | Wound down |
Team
18 current, 7 former
Managing partner (3)
- A••• B••• · Chairman, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• W•••••• C•••• · Chairman, Member Of Board · since Jul 1, 1992 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• M•••••• W••••••• · Chief Executive Officer And Chief Compliance Officer · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (6)
- A••••• P••• · Managing Director of Corporate Development, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••••••• R••••• · Member · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• F• R••• · Co-Chief Investment Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• a• S••••••• · Co-Chief Investment Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• E••••• C••••• · Member · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Y••••• N•••••• K••••• · Member · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (3)
- C••• J••••• N•••••• · Member Of Board · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• L•••• H••• · Member Of Board · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• J••••• E•• · Member Of Board · since May 1, 1994 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (6)
- B•••• M•••••• L•••• · Chief Financial Officer · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• I•••• · Chief M•••eting Officer, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• G••••• C•• · Chief Operating Officer, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• M••• C••• · Chief Operating Officer · since Dec 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• M••• C••• · Chief People Officer, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••• S•••••• · VP of Operations, Shareholder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
7 former (kept with end dates)
- P••• R•• K•••••••• · President & Ceo · Jan 1, 2017 to Mar 11, 2019 Inference
- R••••• S••••••• K•••••••• · Partner · Dec 1, 2010 to Mar 28, 2016 Inference
- C••• J••••• N•••••• · Chief Operations Officer · Feb 1, 2016 to Mar 30, 2017 Inference
- J•••••• B•••• V••• · Chief Financial Officer · Mar 1, 2014 to Mar 28, 2016 Inference
- P••• D•••• L••••• · General Counsel & Chief Compliance Officer · Mar 1, 2020 to Aug 11, 2023 Inference
- S•• a• B••••••• · Chief Financial Officer · Apr 1, 2017 to Nov 8, 2018 Inference
- D•••• M••• C••••• · Principal · Apr 1, 2002 to Oct 14, 2021 Inference
Portfolio
26 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 109971 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Nov 16, 2011W•• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
W•• P•••••••• L•• is the same institution as 3 records in Family Offices, RIA and Wealth and Real Estate Funds.
Family Offices1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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