DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / A•••• A•••• M••••••••• U•
A•••• A•••• M••••••••• U•
Fund of funds · probableLower middle marketCedar Rapids, IAa••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.35bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 26, 2024
- RAUM
- $89Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $346Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $346Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 11%
- Fund type mix
- filed 2024-03-26, latest gav Other Private Fund $1.4B, Private Equity Fund $346M, Securitized Asset Fund $5.6B, latest counts Other Private Fund 2, Private Equity Fund 2, Securitized Asset Fund 13, lifetime distinct Hedge Fund 3, Liquidity Fund 1, Other Private Fund 5, Private Equity Fund 3, Securitized Asset Fund 16
- Employees
- 258
- Headquarters
- Cedar Rapids, IA
- Office address
- 6300 C STREET SW, Cedar Rapids, IA, 52499-5338
- Business phone
- 319-355-5408
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United Kingdom, United States
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 4
- period
- to unknown, from unknown, undated holdings 4, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 4
- companies
- 4
- geography
- investments
- 4
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
4 companies on the graph (0 transactions); no dated observations
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••• I••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $107M as of Mar 26, 2024 | no Form D | Early deployment | |
| T•••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $238M as of Mar 26, 2024 | no Form D | Early deployment | |
| T• P•••••• E••••• A•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $383M as of Mar 29, 2022 | no Form D | Unknown |
Team
4 current, 32 former
Partner (2)
- C••••••••• C• T••••••• · Elected Manager · since Jun 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• A•• O•••••••• · Elected Manager · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A•••• S•••• · Chief Compliance Officer · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- S•••••• J•••• M••••••• J•••• · Aam Cio, Fixed Income, Equity And Multi-Asset · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
32 former (kept with end dates)
- S•••• A••• C•••• R•••••• · Global Chief Executive Officer Aam · Sep 1, 2010 to Jul 18, 2016 Inference
- A•••••••• H•••••••• M•••••• · Elected Manager · May 1, 2014 to Jul 31, 2020 Inference
- B•••••• J•• B•••• · Elected Manager · Jun 1, 2011 to Feb 11, 2015 Inference
- C•••••••• G••••• · Aam Executive Committee Member · Mar 1, 2017 to Feb 14, 2020 Inference
- D•••• L••• B••••••••• · Elected Manager · Jul 1, 2006 to Aug 28, 2014 Inference
- G••• D•••••• B•••• · Elected Manager · Jun 1, 2016 to Jun 26, 2019 Inference
- J••••••••• D• G•••••• · Elected Manager · Jun 1, 2011 to Mar 28, 2014 Inference
- K••• W•••••• B•••• · Elected Manager · Nov 1, 2015 to Jul 31, 2020 Inference
- M••• v•• W•••• · Elected Manager · May 1, 2019 to Jul 31, 2020 Inference
- M••••• G••••• C••••••• · Elected Manager · May 1, 2017 to Sep 7, 2018 Inference
- M••••• M•••••• A••••• D•••• · Elected Manager · May 1, 2017 to Mar 28, 2019 Inference
- R•••••• J•• W•••• · Elected Manager · Mar 1, 2019 to Feb 14, 2020 Inference
- S•••• C••• · Aam Executive Committee Member · Mar 1, 2017 to Feb 14, 2020 Inference
- S•••••••• M•••• P••••• · Elected Manager · Jan 1, 2013 to Jan 27, 2021 Inference
- S••••• J• M•••• · Elected Manager · May 1, 2015 to Jan 7, 2016 Inference
- T••••• A•••••• S•••• · Elected Manager · Jul 1, 2014 to Mar 2, 2015 Inference
- T••••• J•••• S•••••• · Elected Manager · Feb 1, 2020 to Mar 26, 2024 Inference
- W••••• N•••••• V••••• · Elected Manager · Apr 1, 2015 to Sep 7, 2018 Inference
- A•••••••• H•••••••• M•••••• · Global Chief Financial Officer Aam · May 1, 2014 to Jul 18, 2016 Inference
- D•••••• G••••• · Executive Vice President And Head Of Human Resources Us · May 1, 2012 to Feb 14, 2020 Inference
- J•••• A•••••• M•••••• · Chief Compliance Officer · Jan 1, 2014 to Nov 10, 2023 Inference
- K•••• H••••••• F•••••• · Senior Vice President And Chief Administrative Officer · Jan 1, 2011 to Mar 30, 2016 Inference
- K•••••••• A••• S•••••• · Secretary · May 1, 2014 to Oct 13, 2014 Inference
- P••••• A••••• A•••• L•••••• · Global Chief Risk Officer Aam · Jan 1, 2012 to Jul 18, 2016 Inference
- R•••• D••••• M•••• · Secretary And General Counsel · Jan 1, 2012 to Jun 19, 2014 Inference
- R•••••• J••• W••• · Chief Compliance Officer · Oct 1, 2011 to Nov 18, 2013 Inference
- D••••• P••• F•• · Executive Vice President-Risk Management · Sep 1, 2001 to Oct 25, 2016 Inference
- D•••••• A••• W••• · Executive Vice President And Co-Head Of Public Fixed Income · Sep 1, 2018 to Feb 14, 2020 Inference
- J•••• K• S•••••••• · Executive Vice President, Deputy Chief Investment Officer And Co-Head Of Public Fixed Income · Oct 1, 2004 to Feb 14, 2020 Inference
- R•••••• D••••• M••••••• · Chief Investment Officer And Executive Vice President · Jun 1, 2020 to May 9, 2022 Inference
- T•••• L•• L••••• · Executive Vice President - Derivatives · Mar 1, 2010 to Jan 10, 2013 Inference
- T••••• W••• N••••••• · Senior Vice President-Head Of Distribution · Apr 1, 2015 to Aug 29, 2016 Inference
Portfolio
4 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| A••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| T•••• o• E•••• • | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| W•••••• t• A•••• A•••• M••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| Y••• c•••••• s•••••••• i• G•••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 27, 2026A•••• A•••• M••••••••• U•: P•••••• Equity Funds on Form ADV 2 (2024 extract) -> 3 (roster 2026-09-01)
- Mar 29, 2012A•••• A•••• M••••••••• U• first filed Form ADV in the extract (IA)
Across the graphs
A•••• A•••• M••••••••• U• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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