DFX Intelligence
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R••••••••• I••••••••• A•
CandidateClassification candidateLower middle marketSEC exempt reporting adviser· Zurichr•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $106M
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What we can say about this record
We hold this organization as an identified record, with a Form ADV filed 6 months ago and 28 observations. No recent transaction, no vehicle in market and no stated mandate is on this record, so there is nothing here to act on today. It is still the right record for resolving this name, its filings and its relationships.
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.11bn Private Equity Fund GAV on the Form ADV filed 2024-12-19
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 31, 2020 to Mar 13, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $106Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $106Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-12-19, latest gav Other Private Fund $1.4B, Private Equity Fund $106M, latest counts Other Private Fund 2, Private Equity Fund 2, lifetime distinct Other Private Fund 3, Private Equity Fund 2
- Employees
- unknown
- Headquarters
- Zurich, Switzerland
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R••••••••• S••••••••• F••• • A••• I•• S•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $55.5M as of Dec 19, 2024 | no Form D | Unknown | |
| R••••••••• S••••••••• F••• • L•••• I• S•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $50.2M as of Dec 19, 2024 | no Form D | Unknown |
Team
7 current, 14 former
Managing partner (1)
- E••••••• J••• P•••••• D•••••• · Chair Of The Board Of Directors · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- M••••• H••••• · Head Of Private Debt/Member Of The Executive Management · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• F••••• · Head Of Private Equity & Fund Of Funds / Member Of The Executive Management · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••••• B••• · Head Of Investment Solutions & Sales / Member Of The Executive Management · since Jul 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- C••••••••• B••••••• C••••••• · Board Of Directors · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• M••••••• · Board Of Directors · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T••• H•••• · Chief Operating Officer & General Counsel / Member Of The Executive Management · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
14 former (kept with end dates)
- E•••• L••••• L••••••• · Board Of Directors · May 1, 2023 to Dec 19, 2024 Inference
- I•• F••••• · Board Of Directors · Jun 1, 2017 to Mar 20, 2023 Inference
- J••••••• M••• D•••••• · Board Of Directors · May 1, 2022 to Dec 19, 2024 Inference
- K•••• T••••••••• · Board Of Directors · Jun 1, 2017 to Mar 20, 2023 Inference
- R••••• A•••••• · Board Of Directors · Jun 1, 2018 to Mar 20, 2023 Inference
- S••• A••••• F••••••••• · Board Of Directors · May 1, 2022 to Dec 19, 2024 Inference
- U••••• L••• · Board Of Directors · Jun 1, 2014 to Mar 27, 2024 Inference
- C•••••••• T••••••••• · Board Of Directors - Vice-Chairman · Sep 1, 2018 to Mar 20, 2023 Inference
- R••• S••••••••• · Board Of Directors - Chairman · Jun 1, 2018 to Mar 20, 2023 Inference
- W•••••• N••••• · President Of The Board Of Directors · May 1, 2022 to Dec 19, 2024 Inference
- A••••• F•••••••• J••••• V••••••• · Shareholder · May 1, 2013 to Mar 20, 2023 Inference
- R••••• P••••• · Head Investments / Member Of The Executive Management · Dec 1, 2016 to Mar 28, 2022 Inference
- S•••• F••••••• · Head Of Finance & Strategy · May 1, 2022 to Mar 27, 2024 Inference
- S••••• P••••• · Head Finance · Jan 1, 2015 to Mar 20, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 13, 2026••• Locked
- Mar 31, 2020••• Locked