DFX Intelligence
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N••• C•••••• M••••••••• L••••••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $153M
- PE fund assets
- $153M
- PE funds
- 5
- Investments held
- 0 of 3
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors technology
- Graphs 1
- RAUM $153M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 8, 2014 to Sep 30, 2020
- RAUM
- $153Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $153Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $153Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2020-09-30, latest gav Private Equity Fund $153M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 8
- Employees
- 10
- Headquarters
- London, United Kingdom
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
3 observed deals
Stated by the firm
- Sectors
- technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- $50.0M to $500M
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 3
- period
- to unknown, from unknown, undated holdings 3, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 3
- companies
- 3
- geography
- investments
- 3
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
3 companies on the graph (0 transactions); no dated observations
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••• S•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $3.0M as of Sep 30, 2020 | no Form D | Harvest | |
| N••• C•••••• I••••••••• G••••••• L• I•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $62,000 as of Sep 30, 2020 | no Form D | Harvest | |
| T••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $49,600 as of Jan 13, 2017 | no Form D | Wound down | |
| N••• C•••• L•• I•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $4,000 as of Sep 27, 2018 | no Form D | Wound down | |
| N••• W•••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $106M as of Sep 30, 2020 | no Form D | Unknown | |
| N••• A••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $44.4M as of Sep 30, 2020 | no Form D | Harvest | |
| C•• C•••••• P••••••• L• ADV: Private Equity Fund | Buyout fund | unknown | $20.0M as of Sep 30, 2019 | no Form D | Wound down | |
| N••• B•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $123,000 as of Sep 30, 2020 | no Form D | Harvest |
Team
13 current, 11 former
Managing partner (3)
- D•••• S•••• W••••••••• · Founder & Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• S•••• W••••••••• · Chairman/Ceo/Cco/Director · since Oct 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• G•••••••• H•••••• · Chairman · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (5)
- B•••••• H•••••• · Investment M•••••r · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• G••••• K•••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- O••••• M••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• S•••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• D•••••••• · Investment Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- N••••• A••• · Director · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Operating partner (2)
- C••• F•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• K•••••• · Global Administration M•••••r · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- G•••••••• B•••••• · Legal Adviser · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• A••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
11 former (kept with end dates)
- R•••• G•••••••• H•••••• · Chairman · Jan 1, 2006 to Dec 7, 2015 Inference
- S•••• M••• B•••• · Cco/Cfo/Director · Jan 1, 2006 to Jan 21, 2016 Inference
- A••• D•••• R••••• · Director · Jan 1, 2010 to Jun 8, 2015 Inference
- D•••• A••• J••••• · Director · Nov 1, 2013 to Dec 7, 2015 Inference
- D•••• J••• C••••• · Director · Oct 1, 2008 to Sep 29, 2015 Inference
- J•• G••••• K•••••••• · Director · Jan 1, 2013 to Dec 7, 2015 Inference
- J••••••• D••••• S••• · Director · Nov 1, 2013 to Sep 29, 2015 Inference
- K•••••• A•• J•••• · Director · Nov 1, 2013 to Sep 27, 2017 Inference
- S•••• M••• B•••• · Director · Jan 1, 2006 to Sep 30, 2020 Inference
- T••••• W•••••• L••••• · Cio/Director · Dec 1, 2005 to Jan 21, 2016 Inference
- T••••• W•••••• L••••• · Director · Dec 1, 2005 to Sep 27, 2017 Inference
Portfolio
3 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| C••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| M••••• o•••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| M••••• s••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
8 most recent
- Sep 1, 2026••• Locked
- Jun 12, 2025••• Locked
- Feb 24, 2025••• Locked
- Dec 12, 2023••• Locked
- Nov 2, 2021••• Locked
- Aug 3, 2021••• Locked
- Jul 27, 2021••• Locked
- Aug 8, 2014••• Locked
Across the graphs
N••• C•••••• M••••••••• L•••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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