DFX Intelligence

Private Equity Intelligence

Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Firms / B••••••••• A••••••• L•••••

B••••••••• A••••••• L•••••

Buyout firm · probableLower middle marketMiami, FLb•••••••••.comSEC registered investment adviser

Classification

Class: Buyout firmprobable, confidence 65%
Basis: R6: 3 of 6 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.16bn Private Equity Fund GAV on the Form ADV filed 2023-07-05

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 3 of 6 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Nov 23, 2011 to Jul 5, 2023
RAUM: $204Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 2
PE fund GAV, latest filing: $164Mreported gross assets (Form ADV), not fund size
All private fund GAV: $164Mevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 50%
Fund type mix: filed 2023-07-05, latest gav Private Equity Fund $164M, latest counts Private Equity Fund 2, lifetime distinct Hedge Fund 3, Private Equity Fund 3
Employees: 5
Headquarters: Miami, FL
Office address: 1111 BRICKELL AVENUE, SUITE 2750, Miami, FL, 33131
Business phone: (305)577-0995

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

1 on record, 2 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
A•• S••• L• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$29.9M as of Oct 13, 2022		no Form D	Early deployment

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Path	Latest reported GAV	Source
N•••• I••••••••• S••• L•	Private Equity Fund	2019 to 2023		$132M filed Jul 5, 2023	adviserinfo.sec.gov
B• T••• M•••••• L•	Private Equity Fund	2017 to 2023		$31.9M filed Jul 5, 2023	adviserinfo.sec.gov

Team

1 current, 18 former

Partner (1)

R••••• M•••••• K•••••• · Member · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

18 former (kept with end dates)

V••••• M••••• H•••••••• · Trustee · Jul 1, 2006 to Sep 26, 2017 Inference
A•••••• S••••• F•••••••• · Preferred Capital Member Of T.G. Capital, Ltd. · Nov 1, 2000 to Mar 30, 2012 Inference
C••••• Z••••• · Shareholder Of Hampton Corp. · Sep 1, 1994 to Jan 30, 2013 Inference
G•••••• H••••••••• · Member · Apr 1, 2018 to Mar 31, 2021 Inference
J•••• P•••• · Shareholder Of Amana Management S.A. · Oct 1, 2007 to Jun 15, 2012 Inference
L••• E•••••• G••••••• · Owner · Aug 1, 2011 to Jun 15, 2012 Inference
L••• E•••••• G••••••• · Member · Aug 1, 2011 to Mar 31, 2018 Inference
N••••• G••••••• · Preferred Capital Member Of Applicant · Jun 1, 1999 to Mar 30, 2012 Inference
R••• H•••••••• · Shareholder Of Hencorp Inc. · Apr 1, 1985 to Jun 15, 2012 Inference
T••••• C••• L••••• · Capital Member Of Applicant And Preferred Capital Member Of Applicant · Nov 1, 1999 to Jun 15, 2012 Inference
V••••• M••••• H•••••••• · Shareholder Of Hencorp Inc. · Apr 1, 1985 to Jun 15, 2012 Inference
A••••• M••••• G•••• · Chief Compliance Officer · Sep 1, 2011 to Apr 11, 2014 Inference
C•••••• L•••• · Chief Operations Officer · Jan 1, 2015 to Mar 31, 2017 Inference
C•••••• A••••• M•••• · Cco · Apr 1, 2014 to Mar 31, 2017 Inference
F•••• M••••• G••••••• T••••• · Chief Operations Officer · Sep 1, 2020 to Jul 5, 2023 Inference
M•••••• F• S•••••••• · Chief Operations Officer And Chief Investment Officer · Sep 1, 2018 to Nov 13, 2020 Inference
O•••• R•••••••• · Chief Compliance Officer · Aug 1, 2019 to Jul 5, 2023 Inference
S••••• L•••• R•••• · Chief Compliance Officer · Jul 1, 2018 to Aug 6, 2019 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Sep 1, 2026
Adviser CRD 112019 is not on the SEC registered or exempt adviser roster of 2026-09-01
Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
Nov 23, 2011
B••••••••• A••••••• L••••• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness98 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9777777777777777,"evidence":"4 method: sum of component points, capped at 1.0
model score-pe-1
Research priority58 · ELEVATED: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness33 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.3333333333333333,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, intermediaries, lps, cross dfx
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 3 days ago
Observations: 19
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

B••••••••• A••••••• L••••• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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