DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / H••••••• C•••••• M••••••••• L•••
H••••••• C•••••• M••••••••• L•••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 3 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 8
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 3 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 8
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Oct 16, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $17.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 23%
- Fund type mix
- filed 2024-10-16, latest gav Hedge Fund $11.3M, Other Private Fund $6.1M, latest counts Hedge Fund 2, Other Private Fund 2, lifetime distinct Hedge Fund 8, Other Private Fund 2, Private Equity Fund 3
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- 10 EAST 53RD STREET, 11TH FLOOR, New York, NY, 10022
- Business phone
- 212-332-2250
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United States
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H•• I••••• L•• ADV: Other Private Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.1M as of Oct 16, 2024 | no Form D | Unknown | |
| H••••••• A••••••••• H•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.9M as of Mar 28, 2022 | no Form D | Unknown | |
| H•• S•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $152,788 as of Mar 31, 2021 | no Form D | Wound down | |
| H•• C••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $734,569 as of Dec 9, 2022 | no Form D | Wound down |
Team
3 current, 7 former
Principal (1)
- J•••• W• D••• · Director · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- H••••• M••• S••••• · Chief Operating Officer/Partner/Chief Compliance Officer · since May 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• P• F•••• · Chief Financial Officer · since Apr 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- J••• T••• C•••••• · Senior Analyst/Partner · Mar 1, 2012 to Jan 8, 2020 Inference
- J••••••• G••••••• · Senior Analyst/Partner · Jan 1, 2010 to Jul 31, 2020 Inference
- J••••• N••••••• A••••••• · Senior Analyst/Partner · Jan 1, 2012 to Mar 29, 2019 Inference
- J••••• P•••• S••••• · Director Of Research/Partner · Oct 1, 2004 to Jul 31, 2020 Inference
- S••••• H•••••• · Senior Analyst/Partner · Jan 1, 2010 to Mar 29, 2019 Inference
- E•••• P•••••• F••••••••• · Chief Compliance Officer · Jan 1, 2017 to Jan 8, 2020 Inference
- M•••••• L••••••• K•••••• · Chief Financial Officer/Partner/Chief Compliance Officer · Feb 1, 2001 to Apr 23, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 139113 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012H••••••• C•••••• M••••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
H••••••• C•••••• M••••••••• L••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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