DFX Intelligence
Private Equity Intelligence
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Firms / I•••••••• C•••••• P•••••••• L••
I•••••••• C•••••• P•••••••• L••
Private credit manager · probableMiddle marketNew York, NYi•••••••••.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 5 of 8 private equity vehicles are named credit
- Size band
- Middle marketdefined by: proxy: $1.35bn Private Equity Fund GAV on the Form ADV filed 2024-10-17
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 5 of 8 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 10, 2015 to Oct 17, 2024
- RAUM
- $1.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 87%
- Fund type mix
- filed 2024-10-17, latest gav Other Private Fund $43.0M, Private Equity Fund $1.4B, latest counts Other Private Fund 2, Private Equity Fund 11, lifetime distinct Other Private Fund 2, Private Equity Fund 13
- Employees
- 19
- Headquarters
- New York, NY
- Office address
- 777 THIRD AVENUE, FLOOR 25, New York, NY, 10017
- Business phone
- (212) 698-4580
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- I•••••••• brings long term capital to invest in asset-based opportunities with strong cash flow—focusing where value is misunderstood or mispriced across traditional and emergent capital intensive asset markets.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
15 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I•••••••• S••••••••• C••••• R••• E••••• V•••• F•••• L• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $94.5M as of Oct 17, 2024 | no Form D | Unknown | |
| I•••••••• S••••••••• C••••• R••• E••••• V•••• O••••••• F•••• L• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $31.5M as of Oct 17, 2024 | no Form D | Unknown | |
| I•••••••• T•••• F•••••• F••• I••• L• ADV: Other Private Fund | Feeder or parallel | 2024 first reported on Form ADV | $0 as of Oct 17, 2024 | no Form D | Unknown | |
| I•••••••• E••••••• O••••••• F••• I• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $110M as of Oct 17, 2024 | no Form D | Early deployment | |
| I•••••••• L•••• M••••• M••••• V•••• O••••••• F••• I• L• ADV: Private Equity Fund | Buyout fund | 2023 first reported on Form ADV | $93.6M as of Oct 17, 2024 | no Form D | Unknown | |
| I•••••••• L•••• M••••• M••••• V•••• F••• I• L• ADV: Private Equity Fund | Buyout fund | 2023 first reported on Form ADV | $65.7M as of Oct 17, 2024 | no Form D | Early deployment | |
| I•••••••• L••• S••••••• O••••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $212M as of Oct 17, 2024 | no Form D | Mature | |
| I•••••••• L••••••••• F••• • I•••••••• T•••• F•••••• F••• I• ADV: Other Private Fund | SPV | 2019 first reported on Form ADV | $43.0M as of Oct 17, 2024 | no Form D | Mature | |
| I•••••••• S••••••••• C••••• R••• E••••• F••• I• L• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $131M as of Oct 17, 2024 | no Form D | Harvest | |
| I•••••••• S••••••••• C••••• R••• E••••• O••••••• F••• I• L• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $44.4M as of Oct 17, 2024 | no Form D | Harvest | |
| I•••••••• L••• S••••••• L•••••• F••• I• L• ADV: Private Equity Fund | Credit fund | 2017 first reported on Form ADV | $382M as of Oct 17, 2024 | no Form D | Mature | |
| I•••••••• L••• S••••••• O••••••• F••• I• L• ADV: Private Equity Fund | Feeder or parallel | 2017 first reported on Form ADV | $0 as of Jul 2, 2020 | no Form D | Wound down | |
| I•••••••• F••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $145M as of Oct 17, 2024 | no Form D | Harvest | |
| I•••••••• F••••••• O••••••• F••• I• L• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $39.6M as of Oct 17, 2024 | no Form D | Harvest | |
| I•••••••• F••••••• E••••••• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $0 as of Mar 31, 2021 | no Form D | Wound down |
Team
9 current, 4 former
Managing partner (2)
- A••••• R•••••• D•• · Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• M••• S••••• · Founding Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- A••••• R•••••• D•• · L•••••• Partner · since Oct 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• M••• S••••• · L•••••• Partner · since Oct 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• B••••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (4)
- J••••• A••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••••• G••••• · General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• R••• W•••• · Chief Compliance Officer · since Oct 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• R••• W•••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
4 former (kept with end dates)
- J••••• R•••••• S••••••••• · Managing Director · Mar 1, 2016 to Mar 31, 2022 Inference
- O•••••• C••••• L•••••• · Managing Director · Oct 1, 2015 to Mar 29, 2018 Inference
- A••••• W• H••••• · Chief Compliance Officer, Chief Financial Officer · Jan 1, 2016 to Oct 17, 2024 Inference
- M•••••• E••••• M•••• · Chief Operating Officer · Oct 1, 2015 to Jan 15, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- C•••••••• C••••••••• U• L•••••• 4 shared · strong · last Jan 1, 2020
- E•••••• M••••••••• L••• 4 shared · strong · last Jan 1, 2023
- M••••• • C•••••• L•• 2 shared · recurring · last Jan 1, 2023
- A••••• S••••••••• L••• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 10, 2015I•••••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
I•••••••• C•••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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