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L••••••• I••••••••• C••••

Venture firm with private equity activityClassification probableLower middle marketSEC registered investment adviser· Wilmington, DEl•••••••••.com

••• Locked

Regulatory AUM
$125M
Form ADV
PE fund assets
$1.1M
Form ADV
PE funds
1
Form ADV
Investments held
11 of 19
DFX transaction tape
Deals, last 12 months
Not established
As of · identity and classification; each section below carries its own date
Classification
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShow
Class
Venture firm with private equity activityprobable, confidence 70%
Basis
R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
Size band
Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-10-18
Classification history (2)
  1. Sep 13, 2026
    Venture firm with private equity activity (probable, 70%, cls-pe-2)
    R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
  2. Sep 13, 2026
    Venture firm with private equity activity (probable, 70%, cls-pe-1)
    R3: 4 sworn Venture Capital Funds against 1 Private Equity Funds over 2011-2024
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Dec 20, 2018 to Oct 18, 2024
RAUM
$125Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
$1.1Mreported gross assets (Form ADV), not fund size
All private fund GAV
$125Mevery private fund type, latest filing
2024 PE fund GAV
$1.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
20%
Fund type mix
filed 2024-10-18, latest gav Private Equity Fund $1.1M, Venture Capital Fund $124M, latest counts Private Equity Fund 1, Venture Capital Fund 4, lifetime distinct Private Equity Fund 1, Venture Capital Fund 4
Employees
8
Headquarters
Wilmington, DE
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
19 observed deals
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
unknown 19
period
to unknown, from unknown, undated holdings 19, dated observations 0
window
last unknown, first unknown
control
unknown 19
companies
19
geography
count 1, share 0.053, value NJ, count 1, share 0.053, value DE
investments
19
seller kinds
transactions
0
cadence by year
platform add on
add ons 0, platforms 0, add ons per platform unknown
sector known for
1
disclosed value usd
n 0
sector distribution
count 1, share 0.053, value life sciences, examples Cyrus Biotechnology
holding period years
n 0
repeat counterparties
subsector distribution
count 1, share 0.053, value life sciences, examples Cyrus Biotechnology

19 companies on the graph (0 transactions); most in life sciences (1); no dated observations

Funds
2 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
C• S•• I••••••••• L•
ADV: Private Equity Fund
buyout or unlabelled2021
first reported on Form ADV
$1.1M
as of Oct 18, 2024
no Form DUnknown
I•• C••••• L•
ADV: Venture Capital Fund
Feeder or parallelunknown$116M
as of Oct 18, 2024
no Form DHarvest
Team
14 current, 3 former
Partner (5)
Operating partner (1)
3 former (kept with end dates)
Portfolio
19 relationships, 0 platforms, 0 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
A••••• T•••••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A••••• T••••••••• A••••••••• t• n•••• t•••••• i• c••••• m•••••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
A•••••• B•••••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
C••• U• • 3•••••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••••• T•••••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
C•••••• T••••••••• •••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••••• W••• U• • L•••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••• B•••••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
E•••• U• • H•••••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
E•••••• I•••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
E••• T•••••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
G••• G••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
L•••••• L•••• E••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
L•••••• L•••• E•••••• •••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
M••••••• S••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
N•• Y•••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
O••••••• L••• S•••••••• I•••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
T••••• T•••••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
T•••••••Role unknownactiveunknownunknownunknownFact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
  • E•• S••••••••• ••• L•• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs

L••••••• I••••••••• C•••• is the same institution as 2 records in Venture Capital and RIA and Wealth.

Venture Capital1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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