DFX Intelligence
Private Equity Intelligence
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Firms / P•••••••• F••• A•••••••• L••
P•••••••• F••• A•••••••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn P•••••• Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 28, 2024
- RAUM
- $930Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $19.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $19.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- $19.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $19.1M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 4
- Employees
- 35
- Headquarters
- Denver, CO
- Office address
- 1580 LINCOLN STREET, SUITE 680, Denver, CO, 80203
- Business phone
- 303-382-2880
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••• I••••••••• P•••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $9.6M as of Mar 28, 2024 | no Form D | Harvest | |
| M•••• Y••• P•••••• E••••• F•••• L• ADV: P•••••• Equity Fund | Buyout fund | 2017 first reported on Form ADV | $7.0M as of Mar 28, 2024 | no Form D | Harvest | |
| M•••• Y••• P•••••• E••••• O••••••• F•••• L• ADV: P•••••• Equity Fund | Buyout fund | 2017 first reported on Form ADV | $2.5M as of Mar 28, 2024 | no Form D | Unknown | |
| K•• X• A••••• F••• L• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $4.3M as of Oct 24, 2016 | no Form D | Wound down |
Team
5 current, 2 former
Partner (3)
- G••• D•••• A••••••• · Member, Manager · since Nov 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• L•••••• S•••• · Manager · since Aug 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• V••••••• S•••• · Member · since Aug 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C••••••••• E• M•••• · Chief Financial Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• S•••• · Chief Operating Officer, Chief Compliance Officer, · since Aug 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- R•••• C•••• B••••• · Manager, Member · May 1, 2011 to Oct 24, 2016 Inference
- D••••• J••• A••• · General Counsel · Aug 1, 2014 to Nov 6, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026P•••••••• F••• A•••••••• L••: P•••••• Equity Funds on Form ADV 3 (2024 extract) -> 0 (roster 2026-09-01)
- Mar 29, 2012P•••••••• F••• A•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
P•••••••• F••• A•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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