DFX Intelligence
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E••••••• H••••• I•••••••• M••••••••• L•
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· New York, NYe•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $127M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $20.0M to $40.0MSectors healthcare
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.13bn Private Equity Fund GAV on the Form ADV filed 2024-05-14
Classification history (3)
- Sep 18, 2026
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Dec 14, 2023 to Aug 25, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $127Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $147Mevery private fund type, latest filing
- 2024 PE fund GAV
- $127Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 75%
- Fund type mix
- filed 2024-05-14, latest gav Private Equity Fund $127M, Venture Capital Fund $15.0M, latest counts Private Equity Fund 3, Venture Capital Fund 1, lifetime distinct Private Equity Fund 3, Venture Capital Fund 1
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- healthcare
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $20.0M to $40.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••••• H••••• I•••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $111M as of May 14, 2024 | no Form D | Unknown | |
| E••••••• H••••• I•••••••• I• ••••••••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $15.0M as of May 14, 2024 | no Form D | Unknown | |
| E••••••• H••••• I•••••••• I• •••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $895,000 as of May 14, 2024 | no Form D | Unknown |
Team
12 current, 0 former
Managing partner (1)
- C••••• S•••• L••• · Executive Chair, Chair of Investment Committee · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (6)
- C••••• S•••• L••• · Member · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• K•••• B••••••• · Investment Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• K•••• B••••••• · Partner · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• L••• · Investment Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• L••• · Partner · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• I•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- J••• H•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• B••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (1)
- S•••• S•••••• · Senior Executive Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- D••••• M•••••• C••••• · Cfo / Cco · since Nov 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• N••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 14, 2023••• Locked
Across the graphs
E••••••• H••••• I•••••••• M••••••••• L• is the same institution as 2 records in Venture Capital and Independent Sponsors.
Venture Capital1Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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