DFX Intelligence
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A•••••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYa•••••.com
Buyout firm, running INFRASTRUCTURE, PRIVATE CREDIT, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.8B
- PE fund assets
- $1.6B
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 1
- RAUM $2.8B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 17 of 17 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.59bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- INFRASTRUCTURE, PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 17 of 17 distinct vehicles are sworn P•••••• Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Mar 30, 2026
- RAUM
- $2.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 17
- Employees
- 123
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
17 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| G••••• C•••••• C••••••••• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $105M as of Mar 28, 2024 | no Form D | Early deployment | |
| A••••• A••••••• C••••••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $54.4M as of Mar 28, 2024 | no Form D | Early deployment | |
| A••••• A••••••• I••••••••• F••• V• L• ADV: P•••••• Equity Fund | Infrastructure fund | 2022 first reported on Form ADV | $409M as of Mar 28, 2024 | no Form D | Unknown | |
| A••••• S•• D••• L•• ADV: P•••••• Equity Fund | Credit fund | 2022 first reported on Form ADV | $5.0M as of Mar 30, 2022 | no Form D | Wound down | |
| M••• A•••••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $181M as of Mar 28, 2024 | no Form D | Unknown | |
| A•• V••••• F••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $39.1M as of Mar 28, 2024 | no Form D | Unknown | |
| L•••••• P•••••• I••••••••• P••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $109M as of Mar 28, 2024 | no Form D | Unknown | |
| A••••• A••••••• I••••••••• F••• I• T• C•••••••• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $122M as of Mar 28, 2024 | no Form D | Mature | |
| A••••• A••••••• I••••••••• F••• I• L••• ADV: P•••••• Equity Fund | Infrastructure fund | 2019 first reported on Form ADV | $86.6M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| A••••• N• F••• I• C••••••• 1• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2018 first reported on Form ADV | $3.7M as of Nov 3, 2021 | no Form D | Wound down | |
| A••••• N•••• A•••••• F••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $481M as of Mar 28, 2024 | no Form D | Mature | |
| A•• E•••• S•••••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $397M as of Mar 29, 2018 | no Form D | Wound down | |
| E••••• S••••• P•••••• E••••• P••••••• I• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $37.7M as of Mar 28, 2012 | no Form D | Wound down | |
| A••••••• S••••• P•••••• E••••• P••••••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $29.6M as of Mar 28, 2012 | no Form D | Wound down | |
| A•• S•••••••• F••• I•••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $28.0M as of Mar 27, 2017 | no Form D | Wound down | |
| A•• E•••• S•••••••• F••• I•••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $13.9M as of Mar 29, 2018 | no Form D | Wound down | |
| E••••• S••••• P•••••• E••••• P••••••• •• I•• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.8M as of Mar 28, 2012 | no Form D | Wound down |
Team
10 current, 1 former
Board or advisory (8)
- A••••• M•••••• · Executive Board Member · since Feb 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A•••••• J••• L•••• · Executive Board Member · since Jul 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• B•••••••• · Executive Board Member · since Nov 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• B••• · Executive Board Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• A•••••• M••• · Executive Board Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••••• B•••••• · Executive Board Member · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••••• C•••• · Executive Board Member · since Jul 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V•••••• P••••••• F••••••• · Executive Board Member · since Oct 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- E••••• T••••• H••••• · Executive Board Member / Chief Compliance Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• P•••••• F•••••••• · Head Of Global Compliance · since Dec 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- B••••• C•••••• V••••••••• · Head Of Office/ Executive Board Member · Mar 1, 2007 to Mar 29, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
3 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 16, 2026 | Platform acquisition | A••••• | Target (confirmed) | wafra.com |
| Nov 19, 2025 | Minority investment | A••••• | Target (confirmed) | wafra.com |
| Jul 6, 2016 | Exit to a strategic buyer | E••••••• P••••• G•••• | Strategic acquirer (confirmed) | thehalifaxgroup.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•••• A•••• S••••••••• C•• L•• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Jul 16, 2026••• LockedTransaction announcedFactW•••• I•••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Nov 19, 2025••• LockedTransaction announcedFactW•••• I•••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Mar 28, 2012••• Locked
Across the graphs
A••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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