DFX Intelligence
Private Equity Intelligence
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Firms / A••••••• T••••••••• M••••••••• L••
A••••••• T••••••••• M••••••••• L••
Buyout firm · probableunsizedNew York, NYSEC exempt reporting adviser
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 11 of 11 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 11 of 11 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Dec 1, 2014 to Mar 30, 2017
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $74.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $74.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2017-03-30, latest gav Private Equity Fund $74.6M, latest counts Private Equity Fund 11, lifetime distinct Private Equity Fund 11
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record, 10 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L• C•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $3.5M as of Mar 30, 2017 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| M••• I••••••••• L•• | Private Equity Fund | 2016 to 2016 | $20.3M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• L•• • S••••• C• | Private Equity Fund | 2016 to 2016 | $10.5M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• L•• • S••••• a• | Private Equity Fund | 2015 to 2016 | $7.5M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• F••• L•• • S••••• a• | Private Equity Fund | 2016 to 2016 | $7.5M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• F••• L•• • S••••• C• | Private Equity Fund | 2016 to 2016 | $7.0M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• I• L•• • S••••• a• | Private Equity Fund | 2016 to 2016 | $6.7M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• L•• • S••••• E• | Private Equity Fund | 2016 to 2016 | $3.9M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• I• L•• • S••••• B• | Private Equity Fund | 2016 to 2016 | $3.9M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• F••• L•• • S••••• B• | Private Equity Fund | 2016 to 2016 | $3.7M filed Mar 30, 2016 | adviserinfo.sec.gov | |
| A••••••• T••••••••• S••••• F••• I• L•• • S••••• C• | Private Equity Fund | 2016 to 2016 | $0 filed Mar 30, 2016 | adviserinfo.sec.gov |
Team
2 current, 0 former
Managing partner (1)
- R•••••• A•••••• C•••••••• · Managing Member · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- P••• E••• T•••••• · Member · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- P•• F••••••••• I••• 1 shared · one time · last Jan 1, 2016
- H•••••• C•••• P•••••••• L••• 1 shared · one time · last Jan 1, 2016
- O•••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 173146 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Dec 1, 2014A••••••• T••••••••• M••••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
A••••••• T••••••••• M••••••••• L•• is the same institution as 1 record in Venture Capital.
Venture Capital1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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